EFTA01454271.pdf

e an coup'::. 20 May 201.1 SOUTHEPM PINIANCIAL, LL Page 2 Of 2 Request As of 20 Ma 14 Deutire Balk AO SOUTHERN FINANCIAL, LLC At •OPeons Settlement Not. Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAnit 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MT M(USO) SOUTHERN ExEurcepl 21-Noo-2013 20-Nov-2014 25-Nov-2014 0.000.000 001 USD 101.000.000 JPY SHORT EUROPEAN CALL 1010000 :2112;F e6I FINANCIAL. LLC SOUTHERN EXOneBaiOneT 21-Nov-2013 20-Noi/-2014 2541ov-2014 (21.003M) USD 0 JPY LONG EUROPEAN 0.0003 13027 89 FINANCIAL. LLC ou:hOpt SOUTHERN EXOneSarOneT 21-N0/.2013 201loy.2014 25-Nov-2014 (21,060 1::01 USD 0 JPY LONG EUROPEAN 0.0000 10.251 16 FINANCIAL. LLC ouctiOpt SOUTHERN FXOneBaiOneT 21-Noy-2013 20-Noy-2014 25.Noy.2014 421.000 001 USD 0 FY LONG Et-RC:KAN 0.0000 7,94858 FINANCIAL LLC otxhOpt Subtotal: 9.36898 Commodites • Base Metal Derivatives Long/ Not.Ccy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MT M(USD) ■ SOUTFERPI CommoclhOpEu 03-Apr-2014 OF>Dec-20I 4 05.Dec-201.1 SI-CfIT EUEICPEAN CALL XCU le.7W.COD 931 USD (FLI 00] NIT25 0 7.000 0000 (33193102! FINANCIAL. LLC ro ElaseMetal Subtotal: (331931 02; iglat (322,582.0d) Statement ID : The valuation information set forth in this statement is provided subject to the terms and conditions set forth In the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112275 CONFIDENTIAL SDNY_GM_00258459 EFTA01454271