EFTA01362790.pdf

Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bait Trust Company Americas Deutsche Eta* Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY. USA Tel (212)454-4577 Fax (646) 736-0721 Ema From: Davide-A Sferrazza Sent: Thursday, February 22, 2018 1:19 PM To: Cynthia Rodriguez <E > Subject: RE: N4G-026161 - Southern Financial (C] Classification: COnfidential Hi Cynthia, We are being asked for some documentation for Southern Financial LLC's OTC collateral set up, as follows: KYC (we have this from your email below) PCR — "Preventative Crime Research" RDC — "Regulatory Data Corp" am not familiar with PCR and ROC — is this something that you are familiar with/have access to? Happy to hop on the phone to discuss! Thank you, Davide From: Cynthia Rodriguez Sent: Thursday, Januar 11 2018 4:08 PM To: Stewart Oldfie • Zbynek Kozelsky < Davide-A Sferrazza m>: Joshua Shoshan Subject: RE: N4G-026161 - Southern Financial III Classification: For internal use only Hi Ziggy, See attached. Thanks. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052404 CONFIDENTIAL SDNY_GM_00198588 EFTA01362790