EFTA01373382.pdf

12/192014 08.23 PM Date. Fw: EDO package for the RID: ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC - ROC alert Review - Very Urgent Subject: Classification: For internal use only Hi Team, Request you review the RDC hit received on "Richard Kahn, one of the board of director of Parent entity, Southern Trust Company Inc. (See attachedfile: AdditionalAIL checks onParent entity, boardofdireciorpd.) Additional document (See attachedfile: 5 - SFLLC UBO.PDF) Thanks and Regards, Manikandan Muralidharan Manikandan Muralidharan U S New Chent Adoption DBOI Global Services Private Limned k 7 V lankani Tech Park. No 43, Electronic City. Hosur Road, 560100 Bangalore, India Backup details • Ganesh Balajt Bharalh•Kumar MS For Escalations please contact Level 1 - Karthl Level 2 - Balaji Panitn•ctu PeArf , — Forwarded by Manikandan Muralidhararildbrdbcom on 1211912014 08:13 PM — Anastasia Pringle/db/dbcom@DECOEX From Dmitn Saks/db/dbcom. To Ce: Ged Account-Openingidb/dbcominDBAmericas, US-C8 S-AMLiclOrdbcom@DBAMERICAS, Manikandan Muralidharan/dbldbcom@DBAPAC 1211&201408:01 PM Date' RE: EDO package for the RID : ONB-120602 LKYCUS-3443 Party name : Southern Financial LLC 81 Subject CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067531 CONFIDENTIAL SDNY_GM_00213715 EFTA01373382