EFTA01521723.pdf

GHISLAINE MAXWELL ACCT. For the Period 711/13 to 7/31/13 Adjusted Tax Cost Unrealized Est. Annual Inc. Price Quantity Value Onginal Cost Gain/Loss Accrued Div. Yield Preferred Stocks CITIGROUP CAPITAL XIII 27 50 10,000.00D 275,000.00 261,300.00 13,700.00 19090.00 7.16% 7 7,8% PFD 173080-20-1 C PN NA MA1 COUNTRYWIDE CAPITAL V 25.10 4,200.000 105,420.00 98,778.96 6,841.04 7,350.00 6.97% 7% PFD 1,837.50 222388-20-9 CFC PB JPM CHASE CAPITAL XXIX 25.82 2,500.000 64,550.00 62,500.00 2,050.00 4,187.50 6.49% 61% PFD 48125E-20.7 JPM PC Total Preferred Stocks 2444,970.00 6422,576.96 622,391.04 S31,227.60 7.02% 51.837.50 Concentrated & Other Equity GENERAL MOTORS CO 49.94 1,000.000 49,940.00 50,000.00 (60.00) 2,375.00 4.76% CV PFD B 37045V-20-9 GM PB JPMORGAN CHASE & CO 111.07 150.000.000 166.609.50 157,909.17 8,700.33 11,850.00 7.05% 7.9% PFD STK APR 30 2049 2,995.35 DTD 04/23/2008 46625H-HA-1 BBB /BA1 Total Concentrated & Other Equity $216,649.60 2207,908.17 $8,640.33 $14.226.00 6.62% $2,996.36 JP Morgan Page 7 of 33 Confidential Treatment Requested by JPMorgan JPM-SDNY-00049142 Chase CONFIDENTIAL SDNY_GM_00318340 EFTA01521723