EFTA01362412.pdf

KYC Print Page 3 of 34 2. Account Ownership Summary Acct. Number (if Account Name: Rao Management, LLC (House Acc0 available): Account Manager: stew oldfield What is the purpose of the accoun (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? The purpose of the account is to manage the monthly expenses of the company Indicate from where the assets are expected to arrive? ,.6..Z - DB Group: Same Booking Center (indicate account number): 42967439 i.i DB Group: Other Booking Center (indicate DB location and account details): U Other Institution - (Indicate name & location): ....] Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: 0-10 inflows/outflows of no more than 15k on a monthly basis Mat is the expected volume of assets and currency for the 9906.52 I Currency I usd account approx. 90 days after opening? What is the expected volume of assets and currency for the 12000 I Currency I usd account approx. one year after opening? Does/will the client have Assets Under Management (AiiM) within 1.11 yes W.I No DB under Eur. 3M? Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the "Other" column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlying Beneficial Owner(s). _egal Description AccounPIC Settlor of .fitimate Signatory_imitedfinancial Significant Entityof Source Holder Owner-Trust / Beneficial or Full ?OA InterinediarySliareholderOther (please of Wealth Founder of Owner POA (FIM) (> =25%) describe other required Foundation Non-PIC roles and/or entity ndlcate (indicate relationship , arlies related ownership between o this account %) Parties) 2orro I E.,j [A Management, &el L 0 0 0 0 LLC 2 o n leffrey E. Epstein n P 7 IA R 11 0 3 L. U Darren Indyke 0 Lj Li 0 0 0 4 0 0 0 0 0 0 2 L...] 0 5 ID 0 0 0 RI • https://dbforcepb.my.salesforce.com/servlet/sennet.Integration?lid=01N30000000D9Di... 8/2/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051809 CONFIDENTIAL SDNY_GM_00197993 EFTA01362412