EFTA01398382.pdf

2019 Counterparty Name Coverage Office Location TRADE ID Trade Description Trade Date Maturity Date Notional Revenue January Cityview Plaza, LLC Malcolm Kimble NY uwind 01/0/3 19 01/10/19 55000000 0 January Cityview Plaza, LLC Malcolm Kimble NY swap 01/08/19 02/09/24 61000000 390000 January 440 Wolfe Road LLC Dan Gray LA swap 01/29/19 03/31/19 42000000 176200 January 1149 Gower Street Hollywood LLC Dan Gray LA swap 01/29/19 03/31/19 22146800 91950 January 918 Broadway Associates, LLC Deirdre Judge LA swap 01/29 /1 1 /15/21 173000000 148455 January LR 9th & Broadway, LLC Deirdre Judge LA swap 01/29/1 /21 93000000 69300 March Amir LLC Dan Gray LA swap 03/06/19 W 9/30/23 70500000 335000 March Marlin Road Partners, LLC Dominic Scalzi NY swap 03 20 19 9 6000000 55000 A pr SNRP West 37 LLC Mark Gonzalez NY swap 04/10/19 03/28/24 82500000 344000 April Henry Ritchotte Doug Robertson NY uwind 04/25/19 04/15/21 5000000 2600 May Alfredo Juan Jochamowitz Stafford Sergie Stiglich MIA swap 05/03/19 04/15/24 10000000 81000 May 175 West 85 Realty LLC Joanne Jenson NY swap 05/13/19 05/10/26 10011023 85000 May Melrose Place No 56 LLC Dan Gray LA swap 05/13/19 05/10/24 40000000 120000 May Onni Hudson Limited Partnership Anthony Scotti LA swap 05/13/19 /23 9500000 10000 May Baccarat Shoreline, LLC Ed Lok LA swap 05/16/1 I 250000000 1485000 May NJNAM Asset Co., LLC ■ Brian Convey NY swap 05/22/19 05/29/29 10000000 125000 May May June EFTA01398382 July August September September October October October November November November November November November November December Paid to YTD 2018 # of Deals Revenue Total Notional Total COUNT(J$2:J$65536)=16.0 SUM(J:J)=3818505.0 SUM(I3:I60)=9.70157823E8 &"Calibri"&ll&K000000&"Calibri"&ll&K000000Warial unicode ms,Regular"For internal use only &1#&"Calibri"&10&K000000 For internal use only EFTA01398383  2018 Counterparty Name Coverage Office Location TRADE ID Trade Description Trade Date Maturity Date Notional Revenue Iiiiiiiiiiiuthern Financial LLC Terri Sohrab NY 3M1 5Yr10YR curve cap 01/12/18 04/12/18 100000000 4000 iiiiiiiiiiruthern Financial LLC Terri Sohrab NY 2yr swap 01/12/18 01/16/20 12800000 2500 Februariiiiiiiiiiiuthern Financial LLC Terri Sohrab NY Unwind 3M1 5Yr10YR curve cap 01/12/18 04/12/18 100000000 0 Februariiiiiiiiiiiruthern Financial LLC 1111111111111 Terri Sohrab NY Unwind 2yr swap 01/12/18 01/16/20 12800000 0 February O.P., L.L.C. Sean Jules CHI 4.5y swap, rate bought down with 8mmm upfront payment 02/27/18 09/01/22 175000000 850000 March Karlin Las Palmas Deirdre Judge LA unwind 17.5mm 4y swap with embedded 0% foort 03/14/18 03/16/18 17500000 March 5mm swap Amir Weissfisch Shahin Ahdieh 03/20/18 12/01/28 NY imp" 0 5000 lOy GBO March MC2 Holdings LLC Freddy Menjivar MIA 20mm lOy swap 03/20/18 03/28/28 20000000 175000 'aleah Fee Commons, Ltd. Dominic Scalzi NY 30mm 7y swap 03/22/18 04/01/25 30000000 0 April Ben Nevis Inigo Momene-Cardenal MIA 5yr Swap 04/06/18 23 10000000 81400 April Southern Financial LLC .4113 Terri Sohrab NY lOy xccy asset swap 04/13/18 01/15/28 1232550 18488.25 May Wealth Properties Inc Ed Lok SF Swap unwind 05/07/18 05/09/18 8000000 4000 May Southern Financial LLC Terri Sohrab NY lOy xccy asset swap (XS1715303779) 05/10/18 05/14/18 1232550 2000 May Southern Financial LLC Terri Sohrab NY 2y 10y2y Curve Cap 0.07% strike 05/22/18 RPM May 45000000 6750 Crown Waterid e Associates, L.P. Deirdre Judge LA G332924M swap upsize (unwind) 05/29/18 06/15/23 230000000 1000000 May • eet Mall Porperties LLC Dan Gray SF lOy swap 05/31/19 06/01/28 22712500 245000 June Florescue Family Corporation- Rachel Maglicic MIA unwind 06/01/18 06/05/18 5000000 10000 EFTA01398384  thern Financial LLC Terri Sohrab NY 2y 10y2y Curve Cap 0.10% strike 06/01/18 06/01/20 45000000 6750 June Trumbull Equity LLC Malcolm Kimble NY 5yr Swap 06/26/18 09/15/23 27000000 170000 June Elysee of Brickell, LLC Rachel Maglicic MIA 6y Swap 06/28/18 10/18/24 12000000 78000 July Bellorfonte LLC Sven Otto Westphalen NY 5nc3y swap 08/03/18 08/23/23 19000000 94000 Au ust MC2 Holdings LLC Freddy Menjivar MIA 12nc10 swap 08/20/18 08/28/30 20000000 92000 September Souther Steward Oldfield NY unwind 09/21/18 09/25/18 45000000 4500 September Southern Financial Steward Oldfield NY unwind 09/21/18 09/25/18 45000000 4500 October The James P. Kellner 2008 Irrevocable Trust Brian Convey / Sal Moore NY nwin 10/12/18 10/16/18 30000000 0 October The James P. Kellner 2008 Irrevocable Trust Brian Convey / Sal Moore NY swap 10/12/18 10/01/28 40000000 320000 October William I. Koch Joe Cothron(AB) NY Unwind 10/31/18 05/01/20 26500000 15000 November 30 West 72 Realty LLC Joanne Jensen NY Unwind 11/07/18 11/09/18 6731621.33 0 November 125 Washington Place LLC Joanne Jensen NY Unwind 11/07/18 11/09/18 5503846.56 0 November 237 West 13 Realth LLC Joanne Jensen NY Unwind 11/07/18 11/09/18 3.864954103E7 0 November 198-202 Elizabeth Street LLC and 204-21- Elizabeth Street LLC jointly and severally Joanne Jensen NY Unwind 11/07/18 11/09/18 30732013 0 November 198-202 Elizabeth Street LLC and 204-21- Elizabeth Street LLC jointly and severally Joanne Jensen NY MgIMO swap 1!!!!!!IIIIIIIII12/10/25 46694495 450000 November 239-243-247 W. 21 Realty LLC Joanne Jensen NY Unwind 11/07/18 11/09/18 1.439820278E7 November 239-243-247 W. 21 Realty LLC Joanne Jensen NY swap 11/07/18 12/10/25 15740000 150000 December 'ce 2008 Revocable Trust Brian Convey NY swap 12/03/18 12/12/28 5000000 82000 EFTA01398385 Paid to YTD 2018 # of Deals Revenue Total Notional Total COUNT(J$2:J$65536)=35.0 SUM(J:3)=3980888.25 SUM(I:I)=1.2712273196999998E9 &"Calibri"&ll&K000000&"Calibri"&ll&K000000Warial unicode ms,Regular"For internal use only &1#&"Calibri"&10&K000000 For internal use only EFTA01398386  2017 Counterparty Name Private Banker Office Location TRADE ID Trade Description Trade Date Maturity Date Notional Revenue • yview Plaza LLC Malcolm Kimble NY swap upsize 01/10/17 02/09/22 5000000 30000 January JEC Associates Joseph Cothron (PCS) NY unwind 01/13/17 0 4 w 58TH Realtyil IIIIIIII35°°°°° Joanne Jensen NY swap 01/17/17 12/10/21 42000000 175000 January Arlene Nussdorf Joe Cothron (PCS) NY unwind 01/25/17 01/27/17 17850000 15000 January Stephen Nussdorf Joe Cothron (PCS) NY N1579761N unwind 01/25/17 01/27/17 4225000 5000 January Glenn Nusdorf Joe Cothron (PCS) NY unwind 01/25/17 01/27/17 12275000 9400 February Karlin Las Palmas Subsidiary LLC Deirdre Judge LA swap 02/06/17 11/30/21 17500000 70000 February Crown Wateridge Deirdre Judge LA swap 02/06/17 12/27/21 125000000 475000 February Flo rescue Famil Corporation Rachel Maglicic Miami swap 02/08/17 02/08/47 5000000 132000 February Ben Nevis Partnershi' SP Inigo Momene- Cardenal LatAm (Miami) swap 02/10/17 02/06/22 3800000 37500 March MURBAR LTD Joe Cothron (PCS) NY unwind 03/10/17 12/20/22 3000000 5000 March Unified Wealth Limited Xavier Santos NY unwind 03/13/17 03/15/17 10000000 20000 March James and Michele Kellner JTWROS John Marson (Cothron) NY swap 03/23/17 04/01/22 3752000 30000 March The James P. Kellner 2008 Irrevocable Trust John Marson (Cothron) NY swap 03/27/17 04/01/27 30000000 535000 March Jesus Manuel Munoz Mar en Munoz JT TEN Stanislao Cataldo LatAm (Miami) cancellable swap 03/28/17 04/01/24 9000000 85000 April H&N Shahery Revocable Trust Dan Gray LA MUM swap 04/07/17 04/01/27 10000000 87500 April Gasper Fiore and Joan Fiore Joe Cothron (PCS) ny unwind 04/11/17 07/01/19 6900000 0 Ma Crown Wateridge Deirdre Judge LA F1384016M swap upsize (unwind) 05/23/17 06/15/22 25000000 100000 EFTA01398387 June DTTCI as Trustee for Bryce Canyon Unit Trust Armando Estua Belaunzaran LatAm (NY) unwind 06/28/17 06/30/17 45000000 5000 July Svdnev Development Corp and Sanmon Inc. Deirdre Judge LA Partial unwund 07/07/17 09/26/24 10800000 42000 July Karlin Real Estate Eurooe 2, LLC fleetwood Deirdre Judge LA cap 07/13/17 06/23/22 18000000 13030 July Karlin Real Estate Europe 2, LLC 1IIIII talke Deirdre Judge 24000000 LA cap 1111111 06/23/22 July Karlin Real Estate LLC aueens house Deirdre Judge LA cap 07/13/17 07/19/22 12000000 August Wilshire Margot LLC Sal= Lee Flutter LA unwind 08/07/17 03/15/23 65000000 25000 August Summit Cove Joe Cothron (PCS) NY unwind 08/25/17 05/27/19 10000000 10000 Au ust 140-154 w 72 realty Joanne Jensen NY blend extend 08/28/17 07/10/23 4.134331284E7 132000 August IMDN Holdings LLC Mark Gonzalez NY swap 08/31/17 08/17/22 83000000 Delancey LLC Mark Gonzalez NY swap 08/31/17 08/17/22 32835000 220000 Septembe r The Williams Family Limited Joe Cothron (PCS) NY unwind 09/06/17 05/24/22 3000000.1 Septembe r Sydney Development Corp and Sanmon Inc. Deirdre Judge LA unwind 09/15/17 09/18/17 11300000 46000 October Tempus Management AG as Trustee of the Balmoral Unit Trust Dessy Arteaga NY I unwind 10/12/17 10/16/17 00 October LLC Joe Cothron (PCS) NY unwind 10/18/17 10/20/17 14270000 5000 November Dov J. Berkowitz Joe Cothron (PCS) NY unwind 11/01/17 11/03/17 3000000 0 November Peter Pistor Deirdre Judge LA unwind 11/03/17 11/07/17 2000000 0 December Internet Resources Management Wolfgang Doerr NY swap 12/01/17 12/29/27 70000000 530680 December The Stephanie A Williams Revocable Trust Joe Coth ron (PCS) NY unwind 12/04/17 01/20/24 4800000 10000 EFTA01398388 December Peter Multi Family Trust Joe Cothron (PCS) NY unwind 12/12/17 12/14/17 10000000 5000 December December Private Bank Paid to YTD 2017 # of Deals Revenue Total Notional Total COUNT(J$2:J$65536)=37.0 SUM(J:J)=3452170.0 SUM(I:I)=8.1015031284E8 &"Calibri"&ll&K000000&"Calibri"&ll&K000000Warial unicode ms,Regular"For internal use only &1#&"Calibri"&10&K000000 For internal use only EFTA01398389