EFTA01363203.pdf

From: Dimitra Manley Sent: 12/19/2016 4:47:18 PM To: Subject: Your KYC has been rejected Your KYC has been rejected. Case #: 01651789 Relationship: EPSTEIN, JEFFREY RELATIONSHIP Customer Name: Butterfly Trust Customer Number: 00000486426 Reason for Rejection:1. Please have the legal opine on whether or not the change can be made on this irrevocable trust. a. If so, please provide documents to support the change. 2. Please populate the volcker status and volcker flag fields on the KYC for the account holder. 3. Please summarize the negative media/legal results for Harry Beller, Erika Kellerhals, and Richard Khan. To view the KYC click here https://dbforcepb.my.salesforce.com/50032000015vRrO CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0053119 CONFIDENTIAL SDNY_GM_00199303 EFTA01363203