EFTA01455352.pdf

Asset Allocation Disclosure and Footnotes Certain values have been defaulted into the Other Asset Class due to incomplete categorizing data All values are displayed in U.S. dollars based on interbank exchange rates as of 08/31/2014. Exchange rates can vary. Equities contains Equity Mutual Funds. Summary of Gains and Losses Realized This Period Year-to-Date Unrealized Short-Term Gain/Loss 1,980.38 18,212 90 2 733 326 04 Long-Term Gam/Loss -2.611.813 65 -7.029,061 12 2 717 691 59 Net Gain/Loss -2,609,833.27 -7,010,148.22 5,151,017.63 This summary excludes transactions where cost basis intonation is not evadable. Exchange Rate Table Global Cash Currency Closing Amount in Currency USO Equivalent per USO Currency Balance Base Currency USD EURO 1 3171 0.7592 EL RO 291.846 67 384.391 25 Total Global Cash Balance $384,391.25 Exchange rates are based on interbank exchange rates as of 08/31/2014. Exchange rates can vary. Money Market Fund Detail Date Activity Type Description Amount Balance Sweep M oney M arket Fund ow S GOVERNMENT CASH INSTL Account Number: 0000001490 Current Yield: 0.03% Activity Ending: 08/29/14 08101/14 Opening Balance 30,324,169.54 30.324,169.54 08/01/14 Deposit MONEY FUND PURCHASE 5.801.20 30.329,970 74 08/05/14 Deposit MONEY FUND PURCHASE 2.093.750 00 32.423,720 74 08106114 Repast MONEY FUND PURCHASE 261,889 92 32,685,610 66 08108/14 Withdrawal MONEY FUND REDEMPTION -534,873.02 32,150,737.64 08/12/14 Deposit MONEY FUND PURCHASE 82.091 18 32,232,828 82 08/14/14 Withdrawal MONEY FUND REDEMPTION -266.420,00 31,966,408 82 08/18/14 Deposit MONEY FUND PURCHASE 165.481 29 32.131.890.11 08119114 Deposit MONEY FUND PURCHASE 82,431 92 32.214,322 03 08/22/14 Deposit MONEY FUND PURCHASE 83.418 63 32,297,740 66 08/26/14 Deposit MONEY FUND PURCHASE 30.618 92 32.328.359 58 08129114 Deposit MONEY FUND PURCHASE 86,404 83 32,414,764.41 08129114 Deposit INCOME REINVEST 815.62 32415,580.03 08/20114 Closing Balance S32,415,580.03 Total All M oney Market Funds $32,415,580.03 Page 2 of 20 Account Numbs W wry: R.naPt %Yaw.. Ill .1. • •Aol,Ter..fi •wee4S1 Go impedes% SOUP-ERN FINANCIAL LLC AtY ARIPOir inkra CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114072 CONFIDENTIAL SDNY_GM_00260256 EFTA01455352