EFTA01398583.pdf

Subject: RE: Southern Financial LLC [I] From: Paolo De-Leon a> Date: Tue, 06 Mar 2018 15:35:01 -0500 To: CUSTOMERBUILD BLO Abhijit Mukherjee Cc: Keith Buckholz CRM-PWM Derivatives Collateral Admin-NY Hello Sendhil, Please utilize the below SIC Code: 6159 Miscellaneous Business Credit Institutions Thanks, Paolo From: Sendhil-kumar K On Behalf Of CUSTOMERBUILD BLO Sent: Monday, March 05, 2018 2:51 PM To: Paolo De-Leon ; Abhijit Mukherjee Cc: Keith Buckholz ; CRM-PWM Derivatives ; Collateral Admin-NY CUSTOMERBUILD BLO Subject: RE: Southern Financial LLC [I] Classification: For internal use only Hi Paolo, EFTA01398583 6700 SIC code is not available in LS2, please provide the alternative one. Hi Abhijit, Please confirm the customer profile for this request. fcid:[email protected] Kind Regards, Sendhil-kumar K Operations Senior Analyst DBOI Global Services Private Limited Ph:+ Email From: Paolo De-Leon Sent: Friday, March 02, 2018 2:13 PM To: CUSTOMERBUILD BLO ; Abhijit Mukherjee Cc: Keith Buckholz < ; CRM-PWM Derivatives ; Collateral Admin-NY Subject: RE: Southern Financial LLC [I] Hello Sendhil, Please see below. Icid:[email protected] EFTA01398584 From: Sendhil-kumar K On Behalf Of CUSTOMERBUILD BLO Sent: Friday, March 02, 2018 2:10 PM To: Abhijit Mukherjee Cc: Keith Buckholz ; CRM-PWM Derivatives c ; Collateral Admin-NY ; CUSTOMERBUILD BLO Subject: RE: Southern Financial LLC [I] Classification: For internal use only Hi Abhijit, Please confirm the customer profile and SIC code for this request. Kind Regards, Sendhil-kumar K Operations Senior Analyst DBOI Global Services Private Limited Ph:+ Email From: Abhijit Mukherjee Sent: Thursday, March 01, 2018 5:48 PM To: CUSTOMERBUILD BLO Cc: Keith Buckholz ; CRM-PWM Derivatives c ; Collateral ; Sendhil-kumar K Subject: RE: Southern Financial LLC [I] EFTA01398585 Classification: For internal use only Hi Team, Kindly build the below customer. Attached are the KYC docs. Please let me know if you need anything else. Thanks. Southern Financial LLC Kind regards, Abhijit Mukherjee fcid:[email protected] Abhijit Mukherjee DBOI Global Services Private Limited Global Business Services Block 8, Velankani Tech Park, No.:43, Electronic City, Hosur Road, 560100 Bangalore, India Voip Mobile Email For Level 1 escalations please contact Mohammed-B Hussain at email id : For Level 2 escalations please contact Melvin V at email id : {cid:[email protected]} From: Paolo De-Leon Sent: Tuesday, February 27, 2018 7:57 PM To: Collateral Admin-NY Abhijit Mukherjee Cc: Keith Buckholz ; CRM-PWM Derivatives c Subject: Southern Financial LLC EFTA01398586 Hello Abhijit and team, Can you please add this client to the DDR? Attached are the SACA, Pledge Agreements, and other KYC / onboarding docs. Please note that there are two accounts for this client: N4G025403 and N4G026161. Thanks and regards, Paolo {cid:[email protected]} Paolo De Leon Assistant Vice President I Credit Risk Officer Deutsche Bank Trust Company Americas Business Risk Management 345 Park Avenue - 14th Floor New York, NY, USA 10154-0004 Tel. Email EFTA01398587