EFTA01449139.pdf

leepers Derivatives (x5OO5) - ALL Holdings Transferrable Haze Derivatives (x4006) - All Holdings Transferrable STC Asset (x0002) - ALL Holdings Transferrable Southern Trust (x5001) - ONLY Cash Is Transferrable. Please see attached statement. SFFLC Asset (x9006) - ALL Holdings Transferrable SFLLC Derivatives (x0003) - Non-Transferrable Holdings: Holding Identifier Market Value Notes JPY PUT CAD CALL FX XJPYPBEXZ $ 1,578,637.62 EUR STYLE OPTION (EXP 10/8/13) WTI CALL OPTION USD OTCBDCPHK $ 549,233.65 PUT (EXP 2/14/14) LONG TOTAL RETURN SWPBDRUH6 406,638.41 SWAP (7/20/14) JPY PUT USD CALL FX XJPYPBFJZ EUR STYLE OPTION (EXP 9/10/13) JPY CALL CAD PUT FX XJPYCATZZ EUR STYLE OPTION (EXP 10/8/13) JPY SELL CAD FWD FXJPYBERE (152,437.87) (CONTRACT FX RATE VALUE 10/10/13) WTI PUT OPTION USD OTCBDPKGF $ (591,105.94) CALL (EXP 2/14/14) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0104409 CONFIDENTIAL SDNY_GM_00250593 EFTA01449139