EFTA01455280.pdf

21 Aug 2014 Page 2 Of 2 Douro Bank AG SOUTHERN FINANCIAL, LLC FX • Options Settlement Not. Coy Not Coy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAnit 1 1 Not.Amt 2 2 Long/ Short Option Style Putt Call Strike Price MT M(USD) SOUTHERN ExEurcepl 21-Nok2013 20•Nov2014 25-Nov-2014 (1.0C° COD eff: USD 101.030.000 JPY SHORT EUROPEAN CALL 101 0000 ; ia 753 72! FINANCIAL. LLC SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 2541ov•2014 (21.0002) USD 0 JPY LONG EUICFEAN 0.0003 3.43482 FINANCIAL. LLC ouchOpt SOUTHERN FXOneBarOneT 21-No/-2013 20-Nov2014 25-Nov-2014 (21,000 DO) USD 0 JPY LONG EUROPEAN 0.0003 2257 45 FINANCIAL. LLC ouchOpt SOUTHERN EXOneBanOneT 21-Nov-2013 20-Nov•2014 254104014 121.000 001 USD 0 PY LONG EURCPEAN 0.0000 1,50087 FINANCIAL. LLC ouchOpt SOUTHERN ExEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.000 00) USD SHORT EURCPEAN PUT 1.3450 !175.54-0 FINANCIAL. LLC SOUTHERN FvEurcCpt 06-Jun-2014 08-Sep-2014 10Seµ2014 10,000,O00.0D EUR (13.800580.00) USD LONG ELRCPEAN CALL 1.3800 119.90 FINANCIAL, LLC SOUTHERN E)EuroOpt 12•Aug-2014 12•Aug•2015 14Aug•2015 75,000,000.OD USD (462.000000.00) CPI SHORT EUROPEAN PUT 6.1603 1/300.6.15) FINANCIAL, US Subbtat (429,987.82) 12tili (429,987.82) Statement ID : The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113975 CONFIDENTIAL SDNY_GM_00260159 EFTA01455280