gov.uscourts.nysd.447706.1332.4
gov.uscourts.nysd.447706.1332.5 giuffre-maxwell
gov.uscourts.nysd.447706.1332.6

gov.uscourts.nysd.447706.1332.5.pdf

giuffre-maxwell 9 pages 334 words document
V9 V16
Open PDF directly ↗ View extracted text
👁 1 💬 0
📄 Extracted Text (334 words)
Case 1:15-cv-07433-LAP Document 1332-5 Filed 01/08/24 Page 1 of 9 EXHIBIT 1 (FILE UNDER SEAL) Case 1:15-cv-07433-LAP Document 1332-5 Filed 01/08/24 Page 2 of 9 81,7('67$7(6',675,&7&2857 6287+(51',675,&72)1(:<25. ;   9,5*,1,$/*,8))5(    3ODLQWLII  Y FY5:6 *+,6/$,1(0$;:(// 'HIHQGDQW ;   'HFODUDWLRQRI3KLOLS%DUGHQ  ,3KLOLS%DUGHQGHFODUHDVIROORZV  ,DPD6ROLFLWRURIWKH6HQLRU&RXUWVRI(QJODQG :DOHVEDVHGLQ/RQGRQ(QJODQG  ,DPVXEPLWWLQJWKLV'HFODUDWLRQLQVXSSRUWRI*KLVODLQH0D[ZHOO¶VPRWLRQIRU VXPPDU\MXGJPHQWLQWKLVDFWLRQ  ,DPQRWDXWKRULVHGWRDQGGRQRWZDLYH0V0D[ZHOO¶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ase 1:15-cv-07433-LAP Document 1332-5 Filed 01/08/24 Page 3 of 9  ,FDXVHGWREHSUHSDUHGDVWDWHPHQWWRUHVSRQGWRWKHDUWLFOHVWKDWDSSHDUHGLQWKH %ULWLVK3UHVVRYHUWKHZHHNHQG²0DUFKDQGDQGWKHUHDIWHU,GLUHFWHG0U*RZWR GLVWULEXWHWKHVWDWHPHQWVWRYDULRXVPHGLDRXWOHWVWKDWKDGSXEOLVKHGDUWLFOHV  2Q'HFHPEHU0V*LXIIUHPDGHQXPHURXVVDODFLRXVDQGLPSURSHU DOOHJDWLRQVDJDLQVW0V0D[ZHOOLQDMRLQGHUPRWLRQSXEOLFO\ILOHGLQDFLYLOFDVHLQYROYLQJ -HIIUH\(SVWHLQ6KRUWO\DIWHUZDUGWKH%ULWLVKPHGLDJDLQHGDFFHVVWRWKHPRWLRQDQGEHJDQ LQTXLULQJDERXW0V0D[ZHOO¶VUHVSRQVH  ,FRQWLQXHGWRUHSUHVHQW0V0D[ZHOODWWKDWWLPHDQG,FRRUGLQDWHGWKHUHVSRQVHWR WKHPHGLD,DJDLQLQVWUXFWHG0U*RZWRDVVLVWPH  ,QOLDLVRQZLWK0U*RZDQGP\FOLHQWRQ-DQXDU\,SUHSDUHGDIXUWKHU VWDWHPHQWGHQ\LQJWKHDOOHJDWLRQVDQG,LQVWUXFWHG0U*RZWRWUDQVPLWLWYLDHPDLOWRPHPEHUV RIWKH%ULWLVKPHGLDZKRKDGPDGHLQTXLU\DERXWSODLQWLII¶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¶WQRZUHFDOOZKHUH,ZDVWKDWGD\EXW,ZDVKDUGWR UHDFKDQGWKDWLQGLFDWHV,ZDVRXWZLWKP\IDPLO\,WKHUHIRUHZRXOGKDYHSUHSDUHGWKHVWDWHPHQW LQDKXUU\,UHFDOOWKDW,ZDQWHGWRJHWDVWDWHPHQWRXWDVDPDWWHURIXUJHQF\  ,UHFDOOWKDWLPPHGLDWHO\DIWHU0V*LXIIUH¶VPRWLRQZDVILOHGPHGLDUHSUHVHQWDWLYHV EHJDQFRQWDFWLQJ0U*RZDQGUHTXHVWLQJ0V0D[ZHOO¶VUHVSRQVHWR0V*LXIIUH¶VDOOHJDWLRQV    Case 1:15-cv-07433-LAP Document 1332-5 Filed 01/08/24 Page 4 of 9 RIFULPLQDODQGRWKHUPLVFRQGXFWE\0V0D[ZHOO,EHOLHYHGDQLPPHGLDWHUHVSRQVHZDV LPSHUDWLYHHYHQWKRXJKWKLVZDVKDSSHQLQJLQWKHPLGVWRIWKHKROLGD\VLQWKH8QLWHG.LQJGRP 0\FRPPXQLFDWLRQVZLWK0U*RZDQGZLWK0V0D[ZHOOZHUHVSRUDGLFGHOD\HGDQGKXUULHG EHFDXVHRIP\DQGWKHLURZQKROLGD\VFKHGXOHV,ZRUNHGZKLOHRQYDFDWLRQDQGRQ)ULGD\ -DQXDU\WRHQVXUHWKDWWKHVWDWHPHQWZDVLVVXHGDVVRRQDVSRVVLEOHDIWHUUHFHLYLQJWKH PHGLDLQTXLULHV  ,GLGQRWDVN0V0D[ZHOOWRUHVSRQGSRLQWE\SRLQWWR0V*LXIIUH¶VIDFWXDO DOOHJDWLRQVLQWKH&95$MRLQGHUPRWLRQ:KDWZHQHHGHGWRGRZDVLVVXHDQLPPHGLDWHGHQLDO DQGWKDWQHFHVVDULO\KDGWREHVKRUWDQGWRWKHSRLQW,WVKRXOGKDYHEHHQREYLRXVWRWKHPHGLD WKDW0V*LXIIUH¶VQHZDQGVLJQLILFDQWO\PRUHVDODFLRXVDOOHJDWLRQVKDGQRFUHGLELOLW\EHFDXVH WKH\GLIIHUHGVRVXEVWDQWLDOO\IURPKHUSUHYLRXVDOOHJDWLRQVZKHQVKHKDGWKHRSSRUWXQLW\DQG LQFHQWLYHWRGLVFORVHDOOUHOHYDQWIDFWVDERXWEHLQJDYLFWLPRIDOOHJHGVH[XDODEXVHDQGVH[ WUDIILFNLQJDWWKHKDQGVRIWKHULFKDQGSRZHUIXO,SUHSDUHGWKH-DQXDU\VWDWHPHQWEDVHGRQ P\NQRZOHGJHRI0V*LXIIUH¶VSDVWVWDWHPHQWVDQGKHUPRVWUHFHQWVWDWHPHQWVLQWKHMRLQGHU PRWLRQDQGPDGHWKHSRLQWWRWKHPHGLDUHFLSLHQWVWKDWVKHDQGKHUQHZVWDWHPHQWVZKLFK GLIIHUHGVRVXEVWDQWLDOO\IURPKHUIRUPHURQHVZHUHQRWFUHGLEOH²VSHFLILFDOO\WKDWWKHQHZ DOOHJDWLRQVZHUHSDWHQWO\IDOVH²LH³REYLRXVOLHV´  %\ZD\RIH[DPSOH,UHFDOOWKDWSULRUWRWKH'HFHPEHUILOLQJRIWKHMRLQGHU PRWLRQDQGWKHVXEVHTXHQWSUHVVUHSRUWVWKDW0V*XLIIUHFOHDUO\VWDWHGVKHKDGQRWKDGVH[ZLWK 3ULQFH$QGUHZ<HWLQKHUMRLQGHUPRWLRQVKHFODLPHGVKHGLGKDYHVH[ZLWK3ULQFH$QGUHZDQG WKDWWKHVH[RFFXUUHGLQZKDWFDQRQO\EHGHVFULEHGDVDYHU\VPDOOEDWKWXEWRRVPDOOIRUDPDQ RI3ULQFH$QGUHZ¶VVL]HWRHQMR\DEDWKLQOHWDORQHVH[6RDVRI'HFHPEHULWZDVFOHDU 0V*XLIIUHKDGPDGHSRODURSSRVLWHVWDWHPHQWV6KHZDVHLWKHUO\LQJZKHQVKHVDLGWKH\GLGQRW KDYHVH[RUZKHQVKHVDLGWKH\GLG,PDGHWKHLQHVFDSDEOHLQIHUHQFHWKDWVKHLVDOLDUDVFOHDUO\    Case 1:15-cv-07433-LAP Document 1332-5 Filed 01/08/24 Page 5 of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¶V UHSXWDWLRQIURPWKHSUHVV¶VUHSXEOLFDWLRQRISODLQWLII¶VIDOVHDOOHJDWLRQV,EHOLHYHGWKHVHHQGV FRXOGEHDFFRPSOLVKHGE\VXJJHVWLQJWRWKHPHGLDWKDWDPRQJRWKHUWKLQJVWKH\VKRXOGVXEMHFW SODLQWLII¶VDOOHJDWLRQVWRLQTXLU\DQGVFUXWLQ\)RUH[DPSOH,QRWHGWKDWSODLQWLII¶VDOOHJDWLRQV FKDQJHGGUDPDWLFDOO\RYHUWLPHVXJJHVWLQJWKDWWKH\DUH³REYLRXVOLHV´DQGWKHUHIRUHVKRXOGQRW EH³SXEOLFLVHGDVQHZV´  6HFRQG,LQWHQGHGWKH-DQXDU\VWDWHPHQWWREH³DVKRWDFURVVWKHERZ´RIWKH PHGLDZKLFK,EHOLHYHGKDGEHHQXQGXO\HDJHUWRSXEOLVKSODLQWLII¶VDOOHJDWLRQVZLWKRXW FRQGXFWLQJDQ\LQTXLU\RIWKHLURZQ7KLVZDVWKHSXUSRVHRIUHSHDWHGO\VWDWLQJWKDWSODLQWLII¶V DOOHJDWLRQVZHUH³GHIDPDWRU\´,QWKLVVHQVHWKHVWDWHPHQWZDVYHU\PXFKLQWHQGHGDVDFHDVH DQGGHVLVWOHWWHUWRWKHPHGLDUHFLSLHQWVOHWWLQJWKHPHGLDUHFLSLHQWVXQGHUVWDQGWKHVHULRXVQHVV ZLWKZKLFK0V0D[ZHOOFRQVLGHUHGWKHSXEOLFDWLRQRISODLQWLII¶VREYLRXVO\IDOVHDOOHJDWLRQVDQG WKHOHJDOLQGHIHQVLELOLW\RIWKHLURZQFRQGXFW  ,WLVLPSRUWDQWWRXQGHUVWDQGWKDWDQ\VWRU\LQYROYLQJDPHPEHURIWKH5R\DO)DPLO\ HVSHFLDOO\DVHQLRUPHPEHUVXFKDV3ULQFH$QGUHZJDLQVKXJHPHGLDDWWHQWLRQLQWKH8.DQGD VWRU\DOOHJLQJKHKDGDVH[ZLWKWKH3ODLQWLIIFDXVHGDIHHGLQJIUHQ]\IRUWKHSUHVV,ZDQWHGWKH    Case 1:15-cv-07433-LAP Document 1332-5 Filed 01/08/24 Page 6 of 9 SUHVVWRVWRSDQGWKLQNEHIRUHSXEOLVKLQJWRFHDVHDQGGHVLVWDQGWKDWLIWKH\FRQWLQXHGWKHQWKH\ IDFHGKLJKHUGDPDJHVIRULJQRULQJP\FOHDUZDUQLQJ  &RQVLVWHQWZLWKWKRVHWZRSXUSRVHV0U*RZ¶VHPDLOVSUHIDFHGWKHVWDWHPHQWZLWK WKHIROORZLQJODQJXDJH³3OHDVHILQGDWWDFKHGDTXRWDEOHVWDWHPHQWRQEHKDOIRI0V0D[ZHOO´ LWDOLFVVXSSOLHG 7KHVWDWHPHQWZDVLQWHQGHGWREHDVLQJOHRQHWLPHRQO\FRPSUHKHQVLYH UHVSRQVH²TXRWHGLQIXOOLILWZDVWREHXVHG²WRSODLQWLII¶V'HFHPEHUDOOHJDWLRQVWKDW ZRXOGJLYHWKHPHGLD0V0D[ZHOO¶VUHVSRQVH7KHSXUSRVHRIWKHSUHIDWRU\VWDWHPHQWZDVWR LQIRUPWKHPHGLDUHFLSLHQWVRIWKLVLQWHQW  6HOHFWLYHDQGSDUWLDOTXRWDWLRQDQGXVHRIWKHVWDWHPHQWZRXOGGLVVHUYHP\SXUSRVHV ,WZDVLQWHQGHGWRDGGUHVV3ODLQWLII¶VEHKDYLRUDQGDOOHJDWLRQVDJDLQVW0V0D[ZHOORQDEURDG VFDOHWKDWLVWRVD\3ODLQWLII¶VKLVWRU\RIPDNLQJIDOVHDOOHJDWLRQVDQGLQQXHQGRWRWKHPHGLD DJDLQVW0V0D[ZHOO7KLVLVZK\WKHVWDWHPHQWUHIHUHQFHV3ODLQWLII¶V³RULJLQDODOOHJDWLRQV´DQG SRLQWVRXWWKDWKHUVWRU\³FKDQJHV´²LHLVHPEHOOLVKHG²RYHUWLPHLQFOXGLQJWKHDOOHJDWLRQV ³QRZ´WKDW3URIHVVRU'HUVKRZLW]DOOHJHGO\KDGVH[XDOUHODWLRQVZLWKKHU7KLVLVZK\, GLVWLQJXLVKHGLQWKHVWDWHPHQWEHWZHHQ3ODLQWLII¶V³RULJLQDO´DOOHJDWLRQVDQGKHU³QHZ´MRLQGHU PRWLRQDOOHJDWLRQVZKLFKGLIIHUHGVXEVWDQWLDOO\IURPWKHRULJLQDODOOHJDWLRQV$QGWKLVLVZK\, ZURWH³(DFKWLPHWKHVWRU\LVUHWROG>VLF@LWFKDQJHVZLWKQHZVDODFLRXVGHWDLOVDERXWSXEOLF ILJXUHVDQGZRUOGOHDGHUVDQGQRZLWLVDOOHJHGE\>3ODLQWLII@WKDW$ODQ'HUVFKRZLW]>VLF@LV LQYROYHGLQKDYLQJVH[XDOUHODWLRQVZLWKKHUZKLFKKHGHQLHV´ (PSKDVLVVXSSOLHG +DYLQJ HVWDEOLVKHGWKHGUDPDWLFGLIIHUHQFHEHWZHHQ3ODLQWLII¶VWZRVHWVRIDOOHJDWLRQVZKLFKVXJJHVWHG VKHZDVIDEULFDWLQJPRUHDQGPRUHVDODFLRXVDOOHJDWLRQVDVVKHKDGPRUHWLPHWRPDQXIDFWXUH WKHP,DGGHGWKHWKLUGSDUDJUDSK³>0V*LXIIUH¶V@FODLPVDUHREYLRXVOLHVDQGVKRXOGEHWUHDWHG DVVXFKDQGQRWSXEOLFLVHGDVQHZVDVWKH\DUHGHIDPDWRU\´ (PSKDVLVVXSSOLHG ,EHOLHYHG WKHQDQGEHOLHYHQRZWKDWLWZDVDQGUHPDLQVDIDLULQIHUHQFHDQGFRQFOXVLRQWKDWKHUFODLPV    Case 1:15-cv-07433-LAP Document 1332-5 Filed 01/08/24 Page 7 of 9 ZHUHDQGDUH³REYLRXVOLHV´$VQRWHGKHUFODLPVQRWWRKDYHVOHSWZLWK3ULQFH$QGUHZDQGWR KDYHVOHSWZLWK3ULQFH$QGUHZDUHDFODVVLFH[DPSOHRIDQREYLRXVOLH2QHRURWKHUDFFRXQWLV RQWKHIDFHRILWDOLH  $VDQH[DPSOHRIKHUODFNRIFUHGLELOLW\WKH3ODLQWLIIPDGHDOOHJDWLRQVDJDLQVW 3URIHVVRU'HUVKRZLW]ZKLFK,XQGHUVWDQGVKHKDVQRZZLWKGUDZQ3URIHVVRU'HUVKRZLW]KDV FUHGLELOLW\EHFDXVHKLVVWRU\LQVRIDUDV,DPIDPLOLDUZLWKLWKDVEHHQFRQVLVWHQW0V*LXIIUHKDV QRFUHGLELOLW\EHFDXVHKHUVWRU\KDVVKLIWHGDQGFKDQJHG  )XUWKHUWKH3ODLQWLII¶VDFFRXQWKDVEHFRPHPRUHVDODFLRXVIRUH[DPSOHUHJDUGLQJ 3ULQFH$QGUHZ7KH3ODLQWLIIFOHDUO\KDVEHHQVHHNLQJSXEOLFLW\IRUKHUVWRU\DQGLWLVFOHDUWRPH WKDWVKHXQGHUVWDQGVUHWHOOLQJWKHVDPHVWRU\GRHVQ¶WIHHGWKHPHGLDDQGJHQHUDWHSXEOLFLW\DQG VRHDFKWLPHVKHDSSHDUVWRFUHDWHQHZDOOHJDWLRQVWRJHQHUDWHPHGLDLQWHUHVW  ,XQGHUVWDQGWKH3ODLQWLIIDOOHJHGLQKHU&RPSODLQWLQWKLVDFWLRQWKDWWKHIROORZLQJ VWDWHPHQWVDUHGHIDPDWRU\6KHDOOHJHVLWZDVGHIDPDWRU\LQWKHILUVWSDUDJUDSKRIWKH-DQXDU\ VWDWHPHQWWRVWDWHWKDW³WKHDOOHJDWLRQVPDGHE\>WKH3ODLQWLII@DJDLQVW>0V@0D[ZHOODUH XQWUXH´)RUWKHUHDVRQVVWDWHGDERYHLWZDVDQGLVP\FRQVLGHUHGDQGILUPRSLQLRQWKDWLQIDFW KHUDOOHJDWLRQVDUHXQWUXH6KHDOOHJHVLWZDVGHIDPDWRU\WRVWDWHLQWKHVDPHSDUDJUDSKWKDWWKH ³RULJLQDODOOHJDWLRQV´KDYHEHHQ³VKRZQWREHXQWUXH´)RUWKHUHDVRQVVWDWHGDERYHLWZDVDQGLV P\FRQVLGHUHGDQGILUPRSLQLRQWKDWLQIDFWKHUDOOHJDWLRQVDUHXQWUXH)LQDOO\VKHDOOHJHVWKDWLW ZDVGHIDPDWRU\LQWKHWKLUGSDUDJUDSKWRVWDWHWKDWKHUFODLPVDUH³REYLRXVOLHV´)RUWKHUHDVRQV VWDWHGDERYHLWZDVDQGLVP\FRQVLGHUHGDQGILUPRSLQLRQWKDWLQIDFWKHUFODLPVDUHREYLRXV OLHV  %RWK0U*RZDQG,XQGHUVWRRGWKDWRQFHWKH-DQXDU\VWDWHPHQWZDVVHQWWRWKH PHGLDUHSUHVHQWDWLYHVZHKDGQRDELOLW\WRFRQWUROZKHWKHURUKRZWKH\ZRXOGXVHWKHVWDWHPHQW DQGZHPDGHQRHIIRUWWRFRQWUROZKHWKHURUKRZWKH\ZRXOGXVHWKHVWDWHPHQW    Case 1:15-cv-07433-LAP Document 1332-5 Filed 01/08/24 Page 8 of 9  ,WLVP\XQGHUVWDQGLQJWKDWVRPHRIWKHPHGLDUHFLSLHQWVRIWKH-DQXDU\ VWDWHPHQWGLGQRWSXEOLVKDQ\SDUWRIWKHVWDWHPHQW,DPXQDZDUHRIDQ\PHGLDUHFLSLHQW SXEOLVKLQJWKHVWDWHPHQWLQIXOO  7KHLVVXDQFHRIWKHVWDWHPHQWIXOO\FRPSOLHGZLWKP\HWKLFDOREOLJDWLRQVDVDODZ\HU ,QGHHGLWZDVGXW\LQUHSUHVHQWLQJP\FOLHQW¶VLQWHUHVWVWRHQVXUHWKDWDGHQLDOZDVLPPHGLDWHO\ LVVXHG,ZRXOGKDYHEHHQUHPLVVLI,KDGVDWEDFNDQGQRWLVVXHGDGHQLDODQGWKHSUHVVKDG SXEOLVKHGWKDW0V0D[ZHOOKDGQRWUHVSRQGHGWRHQTXLULHVDQGKDGQRWGHQLHGWKHQHZ DOOHJDWLRQVWKHSXEOLFPLJKWKDYHWDNHQWKHVLOHQFHDVDQDGPLVVLRQWKHUHZDVVRPHWUXWKLQWKH DOOHJDWLRQV  7KHFRQWHQWRIWKHVWDWHPHQWZDVHQWLUHO\EDVHGRQLQIRUPDWLRQ,DFTXLUHGLQ FRQQHFWLRQZLWKP\UROHDVFRXQVHOIRU0V0D[ZHOO  $WWKHWLPH,GLUHFWHGWKHLVVXDQFHRIWKHVWDWHPHQW,ZDVFRQWHPSODWLQJOLWLJDWLRQ DJDLQVWWKHSUHVVUHFLSLHQWVDVDQDGGLWLRQDOPHDQVWRPLWLJDWHDQGSUHYHQWKDUPWR0V0D[ZHOO :KLOVWWKHOLPLWDWLRQSHULRGIRUDSXUHGHIDPDWLRQFODLPKDVQRZH[SLUHGFODLPVDUHVWLOOEHLQJ FRQVLGHUHGIRUH[DPSOHIRUSXEOLVKLQJDGHOLEHUDWHIDOVHKRRGFRQVSLUDF\WRLQXUHDQGRWKHU WRUWLRXVDFWV  ,QDQ\VXFK8.GHIDPDWLRQRURWKHUUHODWHGDFWLRQ0V*LXIIUHZRXOGEHD GHIHQGDQWRUDZLWQHVV  ,GLUHFWHGWKDWWKHVWDWHPHQWLQGLFDWH0V0D[ZHOO³VWURQJO\GHQLH>G@WKHDOOHJDWLRQV RIDQXQVDYRXU\QDWXUH´GHFODUHWKHDOOHJDWLRQVWREHIDOVHJLYHWKHSUHVVUHFLSLHQWVQRWLFHWKDW WKHSXEOLFDWLRQVRIWKHDOOHJDWLRQV³DUHGHIDPDWRU\´DQGLQIRUPWKHPWKDW0V0D[ZHOOZDV ³UHVHUY>LQJ@KHUULJKWWRVHHNUHGUHVV´     Case 1:15-cv-07433-LAP Document 1332-5 Filed 01/08/24 Page 9 of 9 
ℹ️ Document Details
SHA-256
f45a91b36cf68fa6611cbda2c120d1804ea6989e234674d0a7ad6001a3a55f60
Bates Number
gov.uscourts.nysd.447706.1332.5
Dataset
giuffre-maxwell
Document Type
document
Pages
9

Comments 0

Loading comments…
Link copied!