EFTA01370448.pdf

Investment Process: Investing and Portfolio Monitoring Trade Flow Process: facilitating best execution while mitigating risks Investing and Portfolio Origination Due Diligence Process Monitoring Execution Settlement PIVOT Bloomberg PIVOT ClearPar Trade Confirmation & Trade Hypo Trade Execution Settlement Ticket Prospective trades • At trade test • Post-trade the • Prior to ClearPar are independently compliance trader logs the trade settlement, tested by conformation, trade ticket in investment team. investment team Portfolio Advisor PIVOT and Excel and Loan and Loan S enters trade into S S Information Agent Information Agent Bloomberg reconcile any (US Bank) for pro- discrepancies forma covenant • Trades are settled compliance with in ClearPar the various indenture tests (CQTs, Concentration limitations, etc.) in PIVOT and Excel Source. Deutsche Asset Management Deutsche Asset Management Infrastructure Debt Presentation: RIN II Equity March 2018 38 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0063256 CONFIDENTIAL SDNY_GM_00209440 EFTA01370448