EFTA01500043.pdf

SOUTHERN TRUST COMPANY,INC ACCT. W89640002 For the Period 4/1113 to 4/3W13 Trade Date Type Per Unit Rutted Settle Date Selection Method Description Quantity Amount Proceeds Cost Gainkoss Settled Sales/Maturities/Redemptions 4/3 Sale ENTRY REVERSED ON 04/10/2013 ARES CAPITAL (3,500.000) 17.49 61,213.62 (61.635.00) (421.38) S 4/8 High Cost CORPORATION 33 17.59 61.565.00 BROKERAGE 350.00 TAX 8/OR SEC 1.38 J.P. MORGAN SECURITIES LLC (ID: 04010L-10-3) 4/3 Sale CITIGROUP INC PFD 5.8% (125.00 1,000,000.00 (40,000.000) 24.919 996,777.60 (1,000,000.00) (3,222.40) S 4/8 High Cost BROKERAGE 3,200.00 TAX 8JOR SEC 22.40 J.P. MORGAN SECURITIES LLC (ID: 172987464) 4/3 Sale TO REVERSE ENTRY OF 0408/2013 ARES CAPITAL 3,500.000 17.49 (61,213.62) 61,635.00 421.38 S 4/10 High Cost CORPORATION G 17.59 61,565.00 BROKERAGE 350.00 TAX 8/OR SEC 1.38 J.P. MORGAN SECURITIES LLC AS OF 04/08/13 (ID: 04010L-10-3) 4/3 Sale ARES CAPITAL CORPORATION a 17.59 61,565.00 (3,500.000) 17.55 61,423.62 (61,635.00) (211.38) S 410 High Cost BROKERAGE 140.00 TAX 810R SEC 1.38 J.P. MORGAN SECURITIES LLC (ID: 04010L-10-3) Total Settled Sales/Maturities/Redemptions 32,333,102.68 ($2,341,336.00) ($8,232.46) S Trade Dale Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 3/26 Purchase CALUMET SPECIALTY PRODUCTS PARTNERS L.P. G 3,000.000 37.50 (112,500.00) * 4/1 37.50 J.P. MORGAN SECURITIES LLC (ID: 131476-10-3) 3/28 Purchase TUMI HOLDINGS INC G 21.10 J.P. MORGAN 2,000.000 21.10 (42,200.00) 4/3 SECURITIES LLC (ID: 899690-10-4) 413 Purchase ARES CAPITAL CORPORATION G 17.61 J.P. MORGAN 3,500.000 17.61 (61,635.00) 4/8 SECURITIES LLC (ID: 04010L-10-3) JP Morgan Account )N89640002 Page 10 of 11 Consolidated Statement Page 13 Confidential Treatment Requested by JPMorgan JPM-SDNY-00023923 Chase CONFIDENTIAL SDNY_GM_00293121 EFTA01500043