EFTA01415101.pdf

Subject: RE: Swaps Protocol and Updated Financials - Southern Financial, LLC [I] From: Stewart Oldfield ‹ > Date: Mon, 02 Oct 2017 11:20:03 -0400 To: Martin Zeman Cool, thanks From: Martin Zeman Sent: Monday, October 02, 2017 4:18 PM To: Stewart Oldfield <E > Subject: RE: Swaps Protocol and Updated Financials - Southern Financial, LLC [I] Classification: For internal use only Just spoke to them — they will need a week for the financials just because of the storms basically. I will also email Kim Hart now and see if she has any update. From: Stewart Oldfield Sent: Monday, October 02, 2017 10:44 AM To: Martin Zeman Subject: RE: Swaps Protocol and Updated Financials - Southern Financial, LLC Let me know if they don't respond. Thanks From: Martin Zeman Sent: Thursday, Se tember 28, 2017 2:41 PM To: Paul Barrett ( ) Richard Kahn EFTA01415101 Cc: VaheStepwr> liat ; Stewart Oldfield ; Xavier Avila C Subject: Swaps Protocol and Updated Finar ncial, LLC Paul, Richard, We are working with our credit officers and also legal to get the ISDA for Southern Financial LLC back up. To do that, we will need updated financials for Southern Financial LLC and also signed Swaps Protocol — attached to this email. As soon as we get the updated financials, our credit guy can give the credit terms to our legal guy who will give us the new ISDA draft. Thank you, Martin fcid:[email protected] Martin Zeman Director I Key Client Partners Deutsche Bank Wealth Management DB Securities Inc 345 Park Avenue 10154-0004 New York, NY, USA Tel. Mobile Email KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, EFTA01415102 and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01415103