EFTA01455053.pdf

Portfolio Holdings (continued) U.S. DOLLARS (continued) Unrealized Estimated Estimated Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Gain/ Loss Annual Income Yield Equities (continued) Options CALL 100 AM ERICAN AIRLS GROUP INC COM Option Identifier: 99OADTZ11 EXP 01-17-15@ 20 000 0 PIRA, ROOT: AAL Underlying Security Identifier. AAL 1,000.00 of these contracts are in your margin account Underlying Security Puce: $38.85 12/11113 1,000.000 8.0330 803,314.50 18.7000 1.870.000.00 1.066.685 50 PUT 100 AMERICAN AIRLS GROUP INC COM Option Identifier: 9941ADTZGO EYP 0147450 20.000 OPTIC:A ROOT: ML Underlying Secunty Identifier: AAL -1.000.00 of these contracts are a short position Underlying Security Price: $38.85 12/11/13' 1.000100 1.9770 -197,702.00 0.0500 -5,000.00 192,702 00 Total Options $805,812.50 $1,885,000.00 $1,259,387.50 $0.00 Total Equities $37,332,988.36 $38,234,154.98 $901,166.62 $2,120,197.05 Unrealized Estimated Estimated Date Acquired Quantity Unit Cost Cog Basis Market Pries Market Value Gain/ Loss Annual Income Yield Exchange-Traded Products w ISDOMTREE TR JAPAN HEDGED EQUITY FD Security Identifier: DXJ Dividend Option: Cash; Capital Gains Option: Cash 97717W861 60,000.00 of these shares are in your margin account 12111/13 60.000.000 49.4350 2 966.098 50 49,9700 2,998,200.00 32,101.50 55.004 40 183% Total Exchange-Traded Products $2,988,098.50 $2,998,200.00 32,101.50 $55,004.40 Unrealized Accrued Estimated Cost Basis Market Value Gainl Loss Interest Annual Income Total U.S. DOLLARS 698,826,795.25 $103,245,203.78 $2,420,258.53 5506,889.38 $3,883,464.43 EURO Opening Closing Awued 30-Day Description Quantity Balance Balance Currency Income Yield Cash, Money Funds, and Bank Deposits Global Cash Balance 291,848.67 291,848.87 EUR 390,481 66 LSD Total Cash, Money Funds, and Bank Deposits 291,846.67 291,846.87 EUR 0.00 390,461.66 LSD 0.00 Acaned Market Value Currency Interest Total EURO 291,846.67 EUR 0.00 390 461 66 LSD 000 Page 10 of IS Account Number N4G-023804 RmodE•cm*m awn: lOrtlarn P•Mra • •••.•••••• Go paperless fwavYwwWne4OO07 SOLD-ERN FINANCIAL RC DALOARRATEDCWANUNMATC46 eXall MCP CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113569 CONFIDENTIAL SDNY_GM_00259753 EFTA01455053