EFTA01454428.pdf

e an coup 17 Jul 2014 SOUTHERN FINANCIAL, LLC Pap 2 Of 2 Request 182298 As of 17 Jun 14 Dadochs Bark AO SOUTHERN FINANCIAL, LLC Kt • Open Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364436/ SOUTHERN ExEunal 21-No./.2013 20410%42014 25-tlov-2014 (1,06000009; USD 101,000000 FY SHORT EUROPEAN CALL 1010000 ;23 201 04.1 710423459 FINANCIAL. LLC 366364435/' SOUTHERN FXOneBeaDneT 21-Nov-2013 2041a4014 2611a4014 (21.00060) USD 0 JPY LONG EUICPEAN 0.0003 9.62485 710423461 FINANCIAL. LLC ouchOpl 366364436/ SOUTHERN FXOne8arOneT 21-No/2013 20-Nov2014 2541a$2014 (21,MO 00) USD 0 JPY LONG EUROPEAN 0.0030 7,135 18 710423463 F NANCIAL . LLC ouchOpl 366364436/ SOUTHERN EXOnef3anOneT 21-Nov-2013 20-Nov 2014 254104014 121.0IXI MI USD 0 Fr LONG EtPCCEAN 0.0000 5,22176 710423465 FINANCIAL, LLC ouchOpl 407339131/ SOUTHERN ExEuroOpl 06-Jun-2014 06Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.000 00) USD SHORT El-FICPEAN PUT 1.3450 ,, 1 J405317) 806424249 FINANCIAL. LLC 407339131/ SOUTHERN bfuroCe4 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,06000000 EUR 03.800.060.00) USD LONG ELRCPEAN CALL 13860 49.94860 806424264 FINANCIAL, LLC Subbtal: (55.923 612 _ Long/ NotCcy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style PuV Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) 395494367/ SOUTHERN Canmodty0plEu 03-Apr-2014 05Dec2014 0500c-2014 SHORT EURCPEAN CALL XCU 18 7f:00a ym USD I:0 00184125 0 7.000 0000 (225 9K' fid) 778125395 RNANCIAL, LLC ro BaseMetal Subtotal: !-2" 92/ ...: Total: (281646.51) Statement ID : 182298_20140617_20140618_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112525 CONFIDENTIAL SDNY_GM_00258709 EFTA01454428