EFTA01518162.pdf

GHISLAINE MAXWELL - OAP HID ACCT. For the Period 2/1/13 to 2/28/13 Trade Date Per Unit Sett 'e Date Type Description Quantity Amount Market Cost Settled Securities Purchased 1/29 Purchase ABB LTD SPONS ADR 0 21.5332 27,562.50 BROKERAGE 1,280.000 21.573 (27,613/0) • 2/1 51.20 ESI SECURITIES COMPANY (ID: 000375-20-4) 1/29 Purchase ASTRAZENECA PLC SPONS ADR Q 50.09 17,531.50 350.000 50.13 (17,545.50) • 2/1 BROKERAGE 14.00 ESI SECURITIES COMPANY (ID: 046353-10-8) 1/29 Purchase ME SYSTEMS PLC SPONS ADR 22.12 24,995.60 1,130.000 22.16 (25,040.80) • 2/1 BROKERAGE 45.20 ESI SECURITIES COMPANY (ID: 05523R-10-7) 1/29 Purchase BAYER A G SPONS ADR @ 99.52 19,904.00 BROKERAGE 200.000 99.56 (19,912.00) • 2/1 8.00 ESI SECURITIES COMPANY (ID: 072730-30-2) 1/29 Purchase BHP LTD SPONS ADR @ 78.4803 25,113/0 BROKERAGE 320.000 78.52 (25,126.50) • 2/1 12.80 ESI SECURITIES COMPANY (ID: 088606-10-8) 1/29 Purchase BOC HONG KONG HOLDINGS LTD SPONS ADR @ 69.4999 400.000 69.54 (27,815.96) • 2/1 27,799.96 BROKERAGE 16.00 ESI SECURITIES COMPANY (ID: 096813-20-9) 1/29 Purchase BRITISH AMERICAN TOBACCO PLC SPONS ADR @ 340.000 104.097 (35,393.08) • 2/1 104.0573 35,379.48 BROKERAGE 13.60 ESI SECURITIES COMPANY (ID: 110448-10-7) 1/29 Purchase COMPANHIA ENERGETICA DE MINAS GERAIS SPONS ADR 800.000 11.206 (9,975.21) • 2/1 REP NON VOTING PFD (1) 11.1781 9,948.51 BROKERAGE 26.70 ESI SECURITIES COMPANY (ID: 204409-60-1) 1/29 Purchase DEUTSCHE POST AG SPONS ADR 23.86 30,063.60 1,260.000 23.90 (30,114.00) 2/1 BROKERAGE 50.40 ESI SECURITIES COMPANY (ID: 25157Y-20-2) 1/29 Purchase OIAGEO PLC SPONS ADR NEW @ 118.1897 9,453.58 80.000 118.21 (9,456.78) • 2/1 BROKERAGE 3.20 ESI SECURITIES COMPANY (ID: 252430-20-5) JP Morgan Page 12 of 16 Confidential Treatment Requested by JPMorgan JPM-SDNY-00045377 Chase CONFIDENTIAL SDNY_GM_00314575 EFTA01518162