EFTA01499703.pdf

SOUTHERN FINANCIAL 1.1-C ACCT. For the Period 9/1/13 to 9130/13 Adjusted Cost Unrealized Est. Annual Inc. Price Quantity Value Original Cost Gain Loss Accrued Div. Yield Preferred Stocks ALLY FINANCIAL INC 26.78 126,600.000 3,390,348 00 2,782,242.51 608,105.49 268,392.00 7.92% 81/2% PFD 02005N-304 ALLYPB NA /CM GMAC CAPITAL TRUST I 26.75 80,000.000 2,140,000.00 1,882,773.60 257,226.40 182,480.00 7.59% PFD STK 81/8% 361860-20-8 ALLYPA ROYAL BANK SCOTLAND GROUP PLC 23.49 120,000.000 2,818,800.00 2,924,400.00 (105,800.00) 217,560 00 7 72', ADR NON-CUMULATIVE 780097-71.3 RBS PT NA /P-2 Total Preferred Stocks $6349.14600 $7.589A16.11 $759,731.89 $648,432.00 7.77% Concentrated & Other Equity BANK OF AMERICA CORP 110.44 2003000.000 2,208,740.00 2,081,180.56 127,559.44 182,500.00 7.30% 8 1/8% PFD STK DEC 29 2049 61,388.00 DTD 04/30/2008 060505-DT-8 BBe /B1 GENERAL ELEC CAP CORP 109.71 2.000000.000 2,194,160.00 2,122,916.67 71,243.33 142,500.00 643% 7.125% DEC 15 2049 41,958.00 DTD 06/12/2012 369622-SN-6 AA- /BAA GENERAL MOTORS CO 50.15 71,000.000 3,560,650.00 3,585,969.22 (25,319.22) 168,625.00 4.74% CV PFD 8 37045V-20-9 GM PB JPMORGAN CHASE & CO 110.31 5.000.000.000 5815,300.00 5,498,006.95 17293.05 396,000.00 7.10% VAR R7 PFD STK 04/30/2049 165,680.00 DTD 04/23/2008 46625H-HA-1 BBB /BA1 J.P.Morgan Accoun Page 0' Consolidated Statement Page 45 Confidential Treatment Requested by JPMorgan JPM-SDNY-00023498 Chase CONFIDENTIAL SDNY_GM_00292696 EFTA01499703