EFTA01372868.pdf

7/15:2019 KYC Print DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B r Relationship Name EPSTEIN, JEFFREY RELATIONSHIP Risk Rating Comments: 1... Moderate Gwen Hill Booking Center 1 NY NY/Offshore — Offshore I High Risk Risk (Compliance Signature) LI; DB Employee . D8 Managed PIC DB is Trusteeto-Trustee Bearer Shares 4. Attachments A. Type of Photo ID Provided 1 Drivers License 4 Passport Li National/State ID Other 8. Cheddest of names (individuals and'or entities) that were submitted for database searches is attached 4 Yes No C. Please indicate the results of the database searches performed RDC searches complete 1 Yes No negative results found 1, Yes No PCR Checks complete 1 Yes - No negative results found 1 Yes No OFAC checks complete St Yes ' No negative results found Yes ? No BIS searches complete (Lens/Neils, Factiva, Reuters, Dow Jones, D&B) g Yes No negative results found I Yes No Denial Orders checks complete g Yes No negative results found Yes 4 No Martindale-Hubbell searched (Lawyers/Law Firms only) Yes 4 No negative results found Yes No Please summarize any negative results from the database searches indicated above: BUTTERFLY TRUST: Negative Media: All negative media pertains to a company called the Butterfly Trust in Europe. This IS not our client. Our client is an actual trust created by a Grantor and not a company. No court cases JEFFREY EPSTEIN: Previously approved KYC #:01082293 & 01121718 All negative media pertains to court cases which have been previously approved in the above mentioned KYCs. Court Cases have been closed HARRY BELLER: No negative media No court cases ERIKA KELLERHALS: No negative media No court cases D GHISLAINE MAXWELL: No PCR or RDC alerts No PCR or RDC alerts No PCR or RDC alerts Attached AML Clearance Attached AML Clearance No PCR or RDC Alert E. To the best of your knowledge, has the client ever been convicted of a criminal offense' 4 Yes - No F. Yes -4 No To the best of your knowledge, has the customer ever been involved in any past litigation against Deutsche Bank AG or any of its subsidiaries or is the customer threatening litigation against Deutsche Bank AG or any of its subsidiaries' (7f Yos, provide details belay andaffect Quality Mgt (Lettnfint7) httpe:Rablorcepb.mysalesforce comservlet,servlet integrahon?licl=01N30000000D9Dx&eid=5006000000kzNly&ic= & k Token=VmpFPSzt.takF4T1... 2125 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0066769 CONFIDENTIAL SDNY GM_00212953 EFTA01372868