EFTA01460550.pdf

Key Client Partners Weekly Business Updates Americas Transactions Closed. Pipeline Deals & Client Updates Nov 29th 2013 KCP LATAM & WIC KCP - YTD: MTD: WIC - YTD: MTD: KCP - YTD: 266 MTD: 0 WIC - YTD: 2,000 MTD: 128 Bullish US Equities' S8P 1800+ 1014 'Mega-Tech' - Bearish on Interest Rates Long Term. expectations of nsing rates pushed out - Chinese Macro Themes & economic re-acceleration on the back of 3 1 Plenum Reforms - European Recovery slow but +ve GDP growth AbenomIcs to drive Japanese Trade Ideas economic growth and further equity appreciation - Inflation. GIC view increase CPI in 2014 Municipal Bonds (dislocated v UST) - Oil spikes Efficient structure to monetize oil spikes - RREEF: Price upside due to low supply H,,einH KHH-A Sa::: IZNI ar::: Client Sales RM • Sage CapOal • David Mann • Michael David (NY PCS) • 16 Currant KCP relationships • • Client Prospects • NB Zeullas Sec. • David Mann • Mew Hearon (NY PCS) • 12 KCP Forms signed • & New • Thomas OR • Bryan Steponmn (GVVH PCS) • 9 KCP Accounts open • • Approved • MOCA • Thomas OR • Neal Foote (NY PCS) • • Accounts • Price Fan* • Thomas OR • Carotin Botzenhard (LA PB) • • • • Voltaire Cap4al • Thomas OR • Maik Gonzalez (NY PB) • Desk Deal Product Client % I S(000)k Economics t•-► • 131 sDearborn • Real Estate • • • Preferred Equity class At tower • KCP-US • Spitfire 2.0 • Private Markets • Various • • $15m, I% fee • DM • Gold Trade Finance • Private Markets • • 40% • 4.5-45m gold deity& • • Aide° CLO • Pit:ale Markets • Jaw. B.3 Forest • 95%1,500 • $38m situ • Material Deals in KCP-US • MDCA Stock Loan • Private thakets • Milos Nadal • 60% 1650 • 345m loan v $150m stock • the Pipeline TOR • Somemtoo TRS • Capital Markets • Someotton • 70% 11,000 •Mau TRS $14.60m in she • • Yacht Loan • SI Fin. 8 Lording • C. Gallagher • 70% I 4.000 • 363m loan 15%, 4% foe • KCP-US • Rides. Fx, Comm • Capital Markets • Epstein • 50% 75.100 • ISDA signed, ready to trade • TOS • 6200 Hollywood • Real Estate • Stillooter • 95% I 25 • $5m investment • • Equity 00-invest • Prnate Markets • Endicott • 5%I 2,000 Deutsche Asset 8: Wealth Managemet• For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0121895 CONFIDENTIAL SDNY_GM_00268079 EFTA01460550