EFTA01461122.pdf

From: Wayne Salit [ ] Sent: 1/19/2016 2:09:50 PM To: Daniel Sabba I CC: Todd Stevens I ; Chip Packard I I; Jan Bornebusch Subject: RE: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval IC) III Classification: For internal use only Dan — As we discussed, I do not have any further guidance on whether ARRC would permit a new brokerage account for Mr. Epstein or not. I suggest you reach to Carol Saracco from the ARRC to get more detail on the parameters of the their guidance in the e-mail date Feb 6, 2015 below. Specifically, does the proposed new brokerage account for one of Mr. Epstein's entities require bringing this matter back to ARRC. Kind Regards, Wayne Salit Deutsche Bank Americas From: Daniel Sabba Sent: Tuesday, January 19, 2016 1:49 PM To: Daniel Sabba; Wayne Salit Cc: Todd Stevens; Chip Packard Subject: RE: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C] Hi Wayne - I tried to call and got voice mail. We wanted to follow-up on this matter — the client continues to inquire about the opening of this account. Regards, Daniel From: Daniel Sabba Sent: Wednesday, January 13, 2016 2:17 PM To: Wayne Salit Cc: Todd Stevens; Chip Packard Subject: FW: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C] Wayne — I hope all is well. Jeffrey Epstein's CFO has requested the opening of a new OBI account for one of his entities (Gratitude America, Ltd. — see attached). We would like to get clarity on whether this can be done with the approvals we have in place or whether this has to be brought to the RRC. Please see below on guidance we received from Jan Ford on this matter early last year after it was brought for the committee's consideration. Can you please advise on this matter? From: Daniel Sabba Sent: Friday, January 08, 2016 10:02 AM To: Todd Stevens Subject: FW: Jeffrey Epstein/Southem Financial LLC - Rep Risk Approval [C] Todd - please see below from Jan Ford/Wayne Salit on the reputational risk committee's assessment of this client situation early last year. Jeffrey Epstein's CFO (Rich Kahn) has requested the opening of a new account on Tuesday (email attached). Per the determination made by the committee (below), this would require the account opening to be brought to reputational risk committee for approval. Please advise us on how to proceed. Thank you, Daniel CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0 122961 CONFIDENTIAL SDNY_GM_00269145 EFTA01461122