EFTA01283858.pdf

KYC Print Page 1 of 23 DB PWM GL0BAL KYC/NCA: PART A KYC Case a : 01133624 Status : 6. Approved One sheet must be established perrelationshi - fist all accounts Included In the reladonsN 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELATIONSHIP Booking Center: I New York Relationship Manager: Paul Norris 0 New PWM Relationship 10 Existing PWM Relabonshrp Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: 0 Client Referral 1121 RM Prospect 10 Intermediary/FIN 10 Other Source (CM, etc.) How Was the Client(s) Introduced? How long has the Please provide details (e.g. name of referral source, ow many years RM personally h s known cknt, etc.): Jeffrey Epstein is RM Personal* know, the a current client ci the Bank. Wants to open a new account. Introduction details of Pa I and Jeffrey: Jeffrey Epstein was a chat client> of Paurs at JP Morgan. Paul and Jeffrey Epstein had mutual friend/colleague who Introduced them while Paul was at 10Morgan. Over the course of a few meetings Paul was able to get Jeffrey to Orin some ci Ns funds over to Deutsche Bank Does Deutsche Bank pay a 0 Yes I2 No retrocession or similar cornpersabon to a third party for the introduction of this (It Yes, describe. relationship> List all existing and new accounts Involved n this relationship Legal Entity Account Name / Number Opening Date (Intended/actual) Account(s) 1 e Hyperion Ai Inc 10/16/2013 2 fir a Hyperion Air Inc — Money Market 10/16/2013 3 ri Hyperion At LLC 10/16/2013 4 2 Hyperion Ai LLC — Money Market 10/16/2013 S 2 JEGE Inc 10/16/2013 6 2 JEGE Inc -- Money Market 10/16/2013 7 5 JEGE LLC 10/16/2013 8 12 JEGE LLC -- Money Market 10/16/2013 9 ..%. Plan D, LLC 10/16/2013 10 5 Plan D, LLC -- Money Market 10/16/2013 Who Is the primary contact person cc the RN> (Note: Preferred method of cones This person needs to have Harry Beler phone no, . fax no., siratorf rights and/or e-mail address, etc.): nfamatice right for the accounts.): SDNY_GM_00039749 https://dbforcepb.my.salesforcCratNErilDnErlardiAL000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0002573 EFTA_00150358 EFTA01283858  KYC Print Page 2 of 23 One sheet must be established for each account to be opened 2. Account Ownership Summary Account Name: Hyperion Air Inc Acct. Number (it'avaloYel. Account Manager: Paul Morris What is the purposed the account (e.g. portfolio management advisory account, custody services, long-term Investment payment/expense account)) Checking account to hold the funds necessary for the costs associated imth owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to aethte7 O 08 Group: Same Booking Center (indicate account number): O DB Group: Other Booking Center (indicate DO location and account deals): 10 Other Institution (Indicate name & locally"): JPMorgan. New York O Physical ClePlaa (Wetly cash, securtles, cheques, ...): V/hat is the expected size and frequency of regular inflows and outflows for the account (Indicate estimated number and volume per month)': I/ought) 10 intkwes and outflows pet month ranging from $1,000 to $10000 1 50000 I Currency I USD What Is the expected volume d assets and currency fa the account approx. 90 days after opening' 1 100000 I Currency What Is the expected volume c( assets and currency for the account approx. one year after openings I USI) Don/Will the client have Assets Under Management (AuM) within 08 under Eur. 3/47 Dyes Rik Please list aN parties related to the account. For each party: • Check if a source cf wealth desorption os required for the party. • Check the appropriate box to describe the relationshi of the party to this account (> I can be selected). • It none of the check boxes apply, describe the party's relation to the account in the "Other column. • Always describe the relationship between he parties i the last olumn. • Please dril down to the ulimateitinclutring Beneficial Owner(s) _egalbescnptlen AccountOIC Settles of UNInate SignatotyUmitedi9nancial Significant I Grantor/Settbrf-oundingother Enbtyof Source Solder lOwnerTrusti Beneflcialor Full POA IntermediarySharehokle epresentatve Donor (please of Wealth Founder a/Omer POA (Fled) (>.=-25%) describe required Foundation tion-PIC other roles entity and/or Parties (indicate indicate related to ownership rebbomhic this between account parties) Hyperen I El g Alf, Iflf NJ • n u ED Ell El CI O • leffrey 2 0 63 Epstein — J Li k.1 LI L. j • 0 0 3 O O Harry r L---' 7 O r , El O -1 O O O Beller SDNY_GM_00039750 Ilttps://dbforcepb.my.salesforcOraNtErlICerhiltiAL000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED R CRIM. P. 6(e) DB-SDNY-0002574 EFFA_00150359 EFTA01283859  KYC Print Page 3 of 23 2. Account Ownership Summary Account Name: Hyperion Air Inc -- Money Market Acct. Number elnibble). Account Manager: Paul Morris What Is the purposed the account (e.g. poctiobo ma agement, advisory account, custody services, longterm investment, payment/expense account), Money account to hold the funds necessary for the costs associated wth owning/running one of Jeffrey Epstein's avplanes Indicate from where the assets are expected to arrive, O DB Group: Same Booking Center 0rickate account number): 0 DB Group: Other Booking Center (indkate DB location and account detals) g Ceier Institution (Indicate name & location): jritiorgan. New York MI Physical Deposits (specify cash, secureles, cheques, ...): What Is the expected size and frequency of regular Inflows and outflows for the account (indicate estimated number and volume per month), . Roughly 1.3 inflows and outfbws per month ranging from $1,000 to $10,000 What Is the expected volume of assets and cwrency for the account approx. 90 days after 1100000 'Currency I USD ofeolo9' What is the expected volume of assets and currency for the account approx. one year after 1200000 I Currency I USD opening' DoesAMII the client have Assets Under Management (AuM) within 06 under Eur. 314? Oyes til No Please 1St all parties related to the account. For each party: • Check If a source of wealth description is required for the Party. • Check the appropriate box to describe the relationshi ol the party to this account (> I can be selected). • !nen of the check boxes apply, describe the partys relation to the account in the 'Other* column. • Always describe the relationship between he parties i the last olurm,. • Please dril down to the ultimate/unckrtying Beneficial Owner(s) _egal5escnpbcn AccountPIC Senior of Ultmate Signatory UmrtecliFmancial Significant ...egal GrantorrSettlorFounding3ther .innty of Source Holder OwneeTrust/ Benefioalor Full POA IntermediarySilarehokleraepresentatNe Donor (please d Wealth Founder ciDEMner ?OA (9M) (>=25%) describe required Foundation Non-PIC other roles entity and/or Parties (indicate indicate related to ownership relationship this Yo) between account "allies) 1 O 1Z Jeffrey I—I . O El a DO El O • Epstein i--I ■ Hyperion 2 a El Mr, Inc rs c-i O O O • D • O O O 3 O O HanY Beier a • • a 5 D O O a a SDNY_GM_00039751 ht tps://dbforcepb.my.salesforcalNalaFerlailiAL000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED R CRIM. P. 6(e) DB-SDNY-0002675 EF1'A_00150360 EFTA01283860  KYC Print Page 4 of 23 2. Account Ownership Summary Account Name: Hyperion Air LLC Acct. Number (if atu,:bblet. Account Manager: Paul Morris What Is the purpose of the account (e.g. pordoho management advisory account, custody services, long.term investment, paymentiexpense account)' Checking account to hold the funds necessary for the costs associated wth ownirq/nmning one of Jeffrey Epsteies airplanes Indicate from where the assets are expected to arrive' O DB Group: Same Booking Center (inckate account number): 0 DB Group: Other Booking Center (indicate DB location and account detais): Ell Other Institution (Indicate name & location): WMorgan. New York ll Physical Deports (wetly cash, saurian, cheques, ...): What Is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)' Roughly 10 inflows and outflows per month ranging from 91000 to $L0,000 190000 I Currency I USD What is the expected volume et assets and currency for the account approx. 90 days after opening' I 10°°0° I Currency I USD What is the expected volume of assets and currency fix the account approx. one year after opening? DoesANIN the client have Assets Under Management (AuM) within DB under Eur. 3M? • Yes No Please list aN parties related to the account. For each party: • Check If a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • ! non of the check boxes apply, describe the party's relation to the account in the 'Other* column. • Always describe the relationship between he parties in the last olumn. • Please dril down to the ultimate/unckrtying Beneficial Owner(s) _egal npbcn Accou IC Settler of inmate signatory Unto:Financial Significant ..egal Grantor/SettlorFoundingOther .inbty of Source Holder Dwneenusti genenc eft,' Fun POA IntermediarySharehokkatepresentative Donor (please of Wealth Founder ciffMner PCA (9M) (>=25%) describe required Foundation Non•PIC other roles entity and/or Parties (indicate indicate related to xvnership relationship this vo) between account parties) HYPerloril a 0 0 Air, U.0 0 • • El El El El O El 2 O E?I kffen' O ❑ CI O Ej, El E O • O O Epstein 3 O O Ha" Beller • • • a 2 O U O a ini SDNY_GM_00039752 hit ps://dbforcepb.my.salesforCONEADEptadiAL000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED R CRIM. P. 6(e) DB-SDNY-0002576 EF1'A_00150361 EFTA01283861  KYC Print Page 5 of 23 2. Account Ownership Summary Account Name: Hyperkin Air LLC — Money Market Acct. Number (if avarArde) Account Manager: Paul Morris What Is the purpose ci the account (e.g. portfolio management, advisory account, custody services, long.term investment, payment/expense account)' Money account to held the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's arplanes Indicate from where the assets are expected to arrive? 0 DB Group: Same Bo:king Center (inckate account number): 0 DB Group: Other Booking Center (Indicate DB location and account detais): 5 Other Institution (Indicate name & location): )PMorgan. New York MI Physical Deports (specify cash, securties, cheques, ...): What Is the expected size and frequency of regular Inflows and outflows for the account (Indicate estimated number and volume per month),: Roughly 1-3 Inflows and outflows per month ranging from $1000 to $L0,000 What Is the emected volume of assets and currency for the account approx. 90 days after 1100000 I Currency I USD opening' What is the expected volume of assets and currency for the account approx. one year after 1200000 I Currency I USO opening, DcesAvill the client have Assets Under Management (AuM) within 08 under Eur. 3M, 10 yes 5 No Please list aN parties related to the account. For each party: • Check if a source of wealth descriptkm is required for the Party. • Check the appropriate box to describe the relationship ci the party to this account (> 1can be selected). • f non of the check boxes pply, describe the partys relation to the account In the 'Other' column. • Always describe the relationship between the parties in the last olumn. • Please drill down to the ultimate/underlying Beneficial Owner(s) _egal5eunpbon Accourt'IC Settlor of Ultimate Signatory UmitedPqnancial Significant -eget Grantor/SettlorFoundingOther Inbtpf Source Molder Dwrierrftust/ Peneficiabr Full POA IntennediaryShareholderRepresentabve Donor (please of Wealth Founder ceewner ?OA (FIM) (> =25%) describe equired Foundation Non-PIC other roles entity and/or Parties (Indicate indicate related to ownership relationship this %) between account parties) Hyperion in U m 1 PI g Air, LLC la 0 0 0 0 0 0 0 2 0 0 nY Bier 0 ❑0 0 0 9 0 0 0 0 0 Jeffrey a m m 3 0 5 Epstein 1"' 5 9 0 0 • I ini SONY_GM_00039753 https://dbforcepb.my.salesforeCLINErilEIFATIAL000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0002577 EFTA_00150362 EFTA01283862  KW Prior Page 6 of 23 2. Account Owners ip Summary Account Name: 3EGE Inc Acct. Number Yana:Wei Account Manager: Paul Mont What is the purpose ot the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)' Checking account to hoed the funds necessary for the costs associated with ownirighunning one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive' O DB Group: Same Booking Center (indicate account number): 0 DB Group: Other Booking Center (indicate DB location and account defies): itr other Institution (Indicate name 5 location): JI"Morgan. New York .4 O Physical Deports (specify cash, scourges, cheques, ...): What is the expected it and frequency of regular Inflows and outflows few the account (inch:ate estimated number and volume per month)," Roughly 10 inflows and outflows per month ranging from $1000 to $10000 150000 'Currency I USD What is the expected volume d assets and currency for the account approx. 90 days after opening' 1100000 'Currency I uSD What is the expected volume d assets and currency for the account approx. one year after opening' DcesnvIN the client have Assets Under Management (Ault) within C6 under Eur. 3M' I yes IA No Please Ilst al parties related to the account. For each party: • Check We source of wealth description is required for the Petty. • Check the appropriate box to describe the relationship of the party to this account (> 1can be selected). • f non of the Check hours apply, describe the party relation to the account in the -other column. • Always describe the relationship between the parties n the last column. • Please drill down to the ultimate/underlying Beneficial Owner(s). eganescnpbcn AccountPIC Settlor of Jlimate Sagnatorydnxtedtinancial Significant _egal Srantor/Settkir sounding Other .intity )(Source Holder OwnerTrust / Beneficiala Full >OA Intermedary Shareladderttepresentative Donor (please of Wealth founder of Owner ?OA ;FIM) (> =25%) describe required Foundation Non-PIC other roles artily and/or Parties (indicate ndicate related ownership elabonship to this *) between account ?mks) 1 El 2 lEGE, D O ❑ D D DI O O D Inc Jeffrey ri O O 2 O 5 Epstein L—J 0 2 O O D O O 3 O • 'la"r Bek • • O O s• ka • • O II O SDNY_GM_00039754 Imps://dbforcepb.my.salesforeC6CINEIDEgrNicliA000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002578 EFTA_00I 50363 EFTA01283863  KYC Print Page 7 of 23 2. Account Ownership Summary Account Name: JEGE Inc -- Money Market Acct. Number fr ava.itabk, Account Manager: Paul Morris What Is the purposed the account (e.g. portfolio management advisory account, custody services, long-term Investment, payment/expense account)' Money account to kid the funds necessary for the costs associated well owning/running one of Jeffrey Epstein's *planes Indicate from where the assets are expected to arrive' 0 DB Group: Same Booking Center (inckate account number): 0 DB Group: Other Booking Center (Indicate DB location and account Octets): J Other Institution (Indicate name 5 locatkri): )PMorgan. New York 0 Physical Deposes (specify cash, secureies, cheques, ...): What Is the expected it and frequency of regular Inflows and outflows fa the account (ina,cate estimated number and volume per month)? Roughly 1-3 inflows and outflows per month ranging from $1000 to $10,000 1100000 ICurrency 1 USO What is the expected volume d assets and currency for the account approx. 90 days after opening' What is the expected volume of assets and currency for the account approx. one year after 1 200000 (Currency USO opening' I Does/will the client have Assets Under Management (AuM) within C13 under Eur. 311' I • yes 5 No Please fist aN parties related to the account. For each party: • Check de source of wealth descriptkm Is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1can be selected). • f non of the check boxes apply, describe the party' relation to the account In the 'Other column. • Airways describe the relations* between the parties In the last colunvi. • Please dril down to the ultimate/underlying Eleneficia Owner(s). _eganescnpbon AccountPIC Settlor of amate Sagnatorydnutedtinancul Significant .t gal Siantor/Settkir rounding Other .intity 3( Source Holder OwnerTrust/ Ben/Ida:tor Full PO* Intermediary Shareladderftepresentattve Donor (please / Wealth Founder of Tyner ?OA ;FIM) (> =25%) describe required Foundation Non-PIC other roles entity and/or Parties (Skate ndicate related ownership elationship to this 46) account rl 1:71 se; lEGE, 0 D 0 1 2 2 Inc 0 0 0 II 0 0 0 Jeffrey ri Do 2 ID 'a Epstein l---i ❑ 0 2 0 0 0 0 0 3 0 • HanY Bekr • • • ❑ 0 .w4 • • ❑ 0 ill I SONY_GM_00039755 https://dbforcepb.my.salesforeCCINEIDERALTAL000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DS-SONY-0002579 EFTA 00150364 EFTA01283864  KYC Print Page 8 of 23 2. Account Ownership Summary Account Name: JEGE LLC Acct Number (i1 available) Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory account, ustody services, long-term investment, paymentexpense account), Checking account to hold the funds necessary for the costs associated with ownirg/nmning one of Jeffrey Epstern's airplanes Indicate from where the assets are expected to arrive' O DB Group: Same Booking Center (inciate account number): 0 DB Group: Other Booking Center (indicate DB location and account deals): 2 Other Institution (Incicate name & locatkn): JPMorgan. New York • Physical Deposits (specify cash, secureies. cheques. ...): What is the expected size and frequency of regular Inflows and outflows for the account (ends.ate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from 91000 to $10,000 150000 I Currency I USD What is the expected volume d assets and currency for the account approx.90 days after opening' What is the expected volume of asses and currency for the account approx. one year after opening? 1 100000 I Currency I USD Does/WIN the client have Assets Under Management (AIM) within DB under Eur. 3M? • yes 5 No Please list al parties related to the account. For each party: • Check Ile source of wealth description is required for the O&M. • Check the appropriate box to describe the relationship or the party to this account (> 1can be selected). • (nen of the check boxes apply, describe the party relation to the account in the 'Other* column. • Always describe the relationship between the parties 'n the last column. • Please drill down to the ultimate/underlying Beneficial Owner(s). _egal5escnpbon AccountPIC Senior of Ultimate Signatory_invtedpinancial Significant Legal Srantor/Setticr Sounding Cebu .inbty of Source Holder OwnerTrust/ Beneficial, Full ?OA ntermedary Shareholdercepresentative Donor (please of Wealth Founder of Owner >OA ;FIM) (>=25%) describe required Foundation Non-PIC other felled entity and/or Parties 'indicate ndicate related ownership elabonship to this %) between account ?antes) 1 O Beier O E O O O O O O ma "coo leraE, [2] O O 2 E1 2 LLC O O • O O • O Jeffry 3 0 2 e -in Epstein • 0 El 5 Il 0 E s II SDNY_GM_00039756 ht t ps://dbforcepb.my.salesforCCINBICerbadiAL000000D9DiSice... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0002580 EF1'A_00150365 EFTA01283865  KYC Print Page 9 of 23 2. Account Ownership Summary Account Name: JEGE LLC -- Money Market Acct. Number (if avaruhre) Account Manager: Paul Morris What Is the purposed the account (e.g. paddle management, advisory account, custody services, longterm investment, payment/expense account)", Money account to hold the funds necessary for the costs associated nth owning/running one of Jeffrey Epstern's auplanes Indicate from where the assets are expected to alive O DB Group: Same Booking Center (inchoate account number): • DB Group: Other Booking Center (indicate DB location and account ride's) J Other Institution (Indicate name & location): 3PMorgan. New York O Physical Deposits (specify cash, murales, cheques, ...): What Is the expected size and frequency of regular Inflows and oullbws for the account (ma Kate estimated number and volume per month)," Roughly 1-3 inflows and outflows per month ranging from $1000 to $L0000 I 100000 I Currency I USD What is the expected volume d assets and currency forthe account approx. 90 days after openings What is the expected volume of assets and currency for the account approx. one year after 1200000 I Currency I USD opening' Doesflnli the client have Assets Under Management (AuM) within Cl3 under Eur. 3M? • Yes 15 No Please 1St al parties related to the account. For each party: • Check Ile source of wealth description is required for the party. • Check the appropriate box to describe the relationship or the party to this account (> 1can be selected). • Inca of the check boxes apply, describe the party relation to the account in the 'Other* column. • Always descrte the relationship between the parties 'n the last column. • Please drill down to the ultimate/underlying Beneficial Owner(s). eganescripbcn AccountlC Senior of Ultimate SignatoryJnytedpmanctal Significant Legal SraMor/Setdor coundingOther .inbty of Source Holder OwnerTrust/ Beneficial, Full ?OA ntermedury Sharehcidereepresentathe Donor (please d Wealth Founder of Owner >OA ;PIM) (>=25%) describe required Foundation Non-PIC ether roles entity and/or Parties 'indicate ndicate related ownership relatornhip to this N)) account eti et)n rtives ma, E O O 1 a 0 LLC O O O O C O O 2 O E?I jeffreY Ep stein O OO a E3 • O O O O nY • • O v. wil • 3 O O Bier O • O O O SDNY_GM_00039757 Imps://dbforcepb.my.salesforcGC:tNEJIDailidiA10000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0002581 EFTA_00150366 EFTA01283866  KV(' Port Page 10 of 23 2. Account Ownership Summary Account Name; Plan D, LLC Acct. Number Of avadabky. Account Manager: Paul Morris What is the purpose et the account (e.g. portfolio management, advisory account, custody services, long-term Investment, payment/expense account)'' Checking account to hot the funds necessary for the costs associated with owning/ninning one of Jeffrey Epstein's airplanes Indicate from where the asset are expected to arrive> O DB Group: Same Booking Center (bnckate account number): ED DB Group: Other Booking Center (indicate DB location and account defies): itr other Institution (Indicate name & location): JPMorgan. New York .4 II Physical Deports (specify cash, secureies, cheques, ...): What Is the expected size and frequency o