EFTA01362376.pdf

KYC Print Page 1 of 19 DB PWM GLOBAL KYC! NCA PART A KYC Case # S:a7jS 6. Approved One sheet must be established per relationshi - list all accounts included in the relationshi I. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP Booking Center New YON Relationship Manager: Stewart Oldfield ❑ New PWM Relationship :7_.1 Existrg PWM Relationship Relationship to FWM: If existing, please indicate since when the relationship exists. provide reason for new profile and attach o'd profile: • • • This KYC is a periodic review for high risk remedation'•' Original 5 Client Referral • RM Prospect 0 Intermediary/FIM • Other Source (CI a etc.) How Was the Clients) Introduced? How long has the RM personally Please provide details (e g. name of referral source, how many years RM personally has known client. known the client? etc.): Jeffrey Epstein readied out to Stew Oldfield on 3/7/17 to have a new acct opened under Zorro Management LLC and add two new signors to this new acct only. Does Deutsdie Bank pay 0 Yes I RI No a retrocession or similar compensation to a third party for the introduction of Yes, describe): of this relationship? List all existing and new accounts involved in this relationship Legal Entity Account Name / Number Opening Date 0ntendedlactuai Aixount(s) I Gratitude America, 2/18/2015 2 j Neptune, LLC - Depo 10/18/2013 3 5 NES, LLC - Deposit 11/8/2013 Who is the primary contact person for the Referred method of RM? (Note: This person Darren Indyke C0nttlet(indiCate phone needs to have signatory no., fax no., e-mail rights and/or information address, etc): right for the accounts.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid IN30000000D9Di&e... 7/30/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051765 CONFIDENTIAL SDNY_ GM_00197949 EFTA01362376