EFTA01299279.pdf

Vijay-A Sawant From: Carl Timcke on behalf of PWMUS AMLKYC Sent: Monday, June 04, 2018 6:29 PM To: Vijay-A Sawant Cc: PWMUS AMLKYC; Stewart Oldfield; Bradley Gillin Subject: CLEARED: Fircosoft Alert_ Caroline Sophie Camille Lang [ff Attachments: Fircosoft_alert_Caroline Sophie Camille Lang.pdf Follow Up Flag: Follow up Flag Status: Flagged Classification: For internal use only Good morning Vijay, AML Compliance has reviewed the Fircosoft Alert generated 5/31/18 for Caroline Lang, Grantor/Trustee of The Pierre Trust; Grantor/UBO of The Pierre Trust which owns 50% of Prytanee, LLC, existing client of the Private Bank. Caroline is a Chairman at Sotheby's (Contemporary Art). Our Party: Caroline Sophie Camille Lang, YOB is Caroline is a Chairman at Sotheby's (Contemporary Art) , Switzerland. Photo: http://www.sothebys.com/en/specialists/caroline-lang/bio.html Alert Subsea: Caroline Lang, is an actress and a PEP due to her father, Jack Lang, a former member of the French Legislature. https://www.imdb.cominameinm0485701/ Photo: https://www.gettyimages.co.uk/photos/caroline- lane?sort=mostpopular&mediatype=photography&phrase=caroline%2Olang# AML Compliance clears this alert from AML perspective as a false positive as the occupation, physical appearance and location of Our Party do not match that of the Alert Subject. Regards, Carl Timcke hi* Carl Timcke Associate I AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate Parkway, 2nd floor Jacksonville, Florida 32256. USA Tel 41.16.1IMINIIIIS Email 1 SDNY_GM_00065122 CONFIDENTIAL — PURSUANT TO FED. CQNVe)DENTIAL DB-SDNY-0027947 EFTA_00 175622 EFTA01299279  From: Vijay-A Sawant Sent: Friday, June 01, 2018 5:41 AM To: PWM US AMLKYC <[email protected]> Cc: Stewart Oldfield < >; Bradley Gitlin <[email protected]> Subject: FW: Fircosoft_alert_ Caroline Sophie Camille Lang Hello Team, We are seeking your updated approval for the attached Fircosoft alert on Caroline Lang, relating to KYC Casea. Thanks in advance. Regards, Vijay Sawant KYC Case Representative Deutsche CIEl Centre Private Limited - Deutsche Bank Group Wealth Management Etl, (*Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 India Mob 2 SDNY_GM_00065123 CONFIDENTIAL — PURSUANT TO FED. CQN Fe)DENTIAL DB-SDNY-0027948 EFTA_00 I 75623 EFTA01299280