EFTA01449711.pdf

SOUTHERN FINANCIAL LLC For the Period 8/1/13 to 8/31/13 Note: " Unrealized Gain/Loss is shown as "N/A" In cases where we do not have appropriate cost information for all tax lots comprising the position. Please contact your J.P. Morgan team for additanal Information. Equity Detail Adjusted Cost Unrealized Est. Annual Inc. Price Quantity Value Original Cost Gain/Loss Accrued Div. Yield US Large Cap Equity ASCENA RETAIL GROUP INC 16.32 70,500.000 1,150,560.00 NA " N/A COM E & CO 50.53 21,753.000 1,099,179.09 " N/A 33,064.56 3 01% Total US Large Cap Equity 52.249.739.09 $0.00 $0.00 $33,064.66 1.47% US Small Cap Equity APOLLO GLOBAL MANAGEMENT LLC 25.39 263,157.000 6,681,556.23 4,999,983.00 1,681,573.23 878,944.38 13.15% Non-US Equity BOMBARDIER INC 4.54 20,000.000 90,814.28 NIA " N/A 2,040.00 2.25% CL 8 J.PMorgan Accoun Page 5 of IC Consolidated Statement Page 57 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL EFTA01449711