EFTA01480933.pdf

(Investment Mgmt. / Trust) r Yes & No Credit type facilities (Line of Credit, Mortgage, Letter of Credit) r Yes a No Required Security Services Checks Security Search Type: Full Note for Security Services: Please update with any new information since the last search was conducted. Please Please list any specific search include all information as this will be the primary DDR that will be used for annual requests/instructions to Security review for Jeffrey Epstein. Services here Security Services Information A Security Services Check is REQUIRED for New Clients and Prospects This section to be completed by the Security Services Group: List Individuals and Corporate Entities Investigated: Please Note: All research is subject to the availability of electronic database resources. Attachment: Search Type Is Security Service Details: Banker Further Response: Review by Banker Require cl? Company Information No No additional research necessary. Corporate Records No No additional research necessary. Other Database Searches No CSSS: (RDC/CDC/MIS) Information confirmed; details included in the attachment. Reference section of the DDR titled "Red Dot (derogatory information) identified:" to view the specifics on the adverse information GS&I has identified for this account. Civil Court Action No No additional research necessary. Federal & State Court No No additional research necessary. Action Personal Particulars No No additional research necessary. Publications No Publications revealed nothing derogatory. Regulatory Sanctions No No records were found. OFAC/Control List Search No No records were found. Has this been identified as a Red Dot DDR? : C Yes No Expense No.: Total Costs: $0.00 Signed by: X Ignatenko Dated: 04/16/2010 10:12:15 AM Individual Checks Date Comments Background Check (Required If Check (Required If Check Carried Out) Carried Out) fr, Morgan Network 02/12/2009 Jeffrey Epstein is an existing client of PEI In years past, he was an active brokerage client, particularly foreign exchange, and as of this year he is a custody-only client. Confidential Treatment Requested by JPM-SDNY-00003175 JPMorgan Chase CONFIDENTIAL SDNY_GM_00272373 EFTA01480933