EFTA01381027.pdf

From: Nina Tona Sent: 2/15/2018 8:54:53 AM To: Xavier Avila I Stewart Oldfield CC: Martin Zeman [ Subject: RE: Third Lake Capital [II Classification: For kriamal use only Xavi — I don't see anything under Third Lake Capital or Wanek in dbCAR. Thank you Nina Tona From: Xavier Avila Sent: Wednesday, February 14, 2018 8:04 PM To: Stewart Oldfield < Cc: Martin Zeman < >; Nina Tona Subject: RE: Third Lake Capital ill Great, Nina pis come back with the dbCAR/numbers/KYC(?) and we put a plan... From: Stewart Oldfield Sent: Wednesday, February 14, 2018 7:47 PM To: Xavier Avila < Cc: Martin Zeman < >; Nina Tona < Subject: Re: Third Lake Capital [II All major accounts. Southern financial we all know well. Elysium is Leon black. Willett is Michael Bloomberg and third lake is the wanek family (Ashley furniture). Would be interested to see if we've traded in the last three. Even if we haven't, lots of opportunity to pursue. Can discuss potential product mix. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On Feb 14, 2018, at 7:03 PM, Xavier Avila <-> wrote: Stewart, these are the 4 accounts we see in GM attached to your name... Let us know which ones are priority and we look at what we have in terms of onboardings and past revenues. Thanks. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0079745 CONFIDENTIAL SDNY_GM_00225929 EFTA01381027