EFTA01363463.pdf

Daphne Cales Director I Banking Services & Branch Manager Deutsche Bank Trust Company Americas WM Americas 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Fax Mobile Email Peareitn.*Peefenn From: Cynthia Rodriguez Sent: Thursday, July 06, 2017 5:53 PM To: Darnetta Chandler-Johnson < Cc: Stewart Oldfield < >; Daphne Cales < >; Patrick Harris >; Vaishali-P Mehta Subject: RE: KYC Remediation - Southern Financial Relationship [I] Classification: For Internal use only All, Just a quick update on this relationship. I have condensed the below kycs to 4 cases. Three of the four cases have been initially reviewed. The certificates of good standing for all of the USVI entities under the Epstein relationship have been ordered, but will take 2-3 weeks to arrive as 14 entities needed to be ordered. Therefore, the following cases will be in my queue until the certificates arrive: • 01790655 • 01790739 • 01790820 I will be submitting the fourth case for initial review tomorrow or Monday the latest as I am waiting to hear back from the client on any material changes. I will notify you if any other delays occur. Thank you. Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY. USA Tel. Fax Emai From: Darnetta Chandler-Johnson Sent: Thursday, June 22, 2017 4:48 PM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0053471 CONFIDENTIAL SDNY_GM_00199655 EFTA01363463