EFTA01452838.pdf

nor e an P7777:5777.7 04 Mar 2014 SOUTHERN FINAN Page 2 Of 2 Request 18 As of 04 Mar. Deutsche BeekAO SOUTHERN MAMMAL, LLC Nage Settlement NotCcy NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USD) 366364436/ SOUTHERN FtEurcepl 21-No/-2013 20.10%42014 25.11ov.2014 (1.030003 00) USD 101.030.000 JPY SHORT ELFtOPEAN CALL 1010000 5.19/.12.1a 710423459 FINANCIAL. LLC 366364436/ SOUTHF_RN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.00000) USD 0 JPY LONG EUROPEAN 0.0000 14065 48 710423461 FINANCIAL. LLC ouchOpl 366364436l SOUTHERN FXOneBarOneT 21-Nov-2013 201Iov.2014 25-Nov-2014 (21,(IX CO) USD 0 JPY LONG EUROPEAN 0.0000 12,11537 710423463 FINANCIAL. LLC ouchOpl 36,3364436/ SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25.Nov.2014 (21.000 WI USD 0 JPY LONG EtPCPEAN 0.0000 10.357 45 710423465 FINANCIAL, LLC ouchOpl 377817895i SOUTHERN FtEuroOpl 17-Jan-2014 17,44x.2014 21.*-2014 (10.000.00031 USD neon oo CAD SHORT EIPCPEAN CALL 1.1000 ,I% 882 42) 737154817 FINANCIAL. LLC 3778178W SOUTHERN FXOneBarEuro 17-len.2014 17-Apr-2014 21-Apr-2014 (100090:00D) USD 11.300,000 00 CAD SHORT ELRCPEAN CALL 1.1300 18.278 60 737154818 FINANCIAL, LLC OPI 381388504/ SOUTHERN FkuroOpl 31-Jan-2014 01-May-2014 07-May-2014 (10.0:0.020.03) USD 1.025.000,000 2? SHORT EUROPEAN CALI. 1025000 1120.478 23) 745230311 FINANCIAL, LLC Subtotal: (260.510 Ca Total: (260.510.00) Statement ID : 182288_20140304_20140305_1 The valuation Information set forth in this statement is prowled subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0110120 CONFIDENTIAL SDNY_GM_00256304 EFTA01452838