EFTA01480698.pdf

Submitted: 12/03/2008 10:01:15 AM By: Marcus Sheridan Audit History 15. Input/Update High Profile figure set to 'No' performed by: Bonnie K Perry on: 11/27/2009 09:21:05 AM 14. 'Area Head Approval' performed by: Catherine Keating on: 12/11/2008 01:36:07 PM 13. Quality Review performed by: Bonnie K Perry on: 12/04/2008 10:37:37 AM 12. 'Senior Manager Approval performed by: Marcus Sheridan on: 12/03/2008 10:01:15 AM 11. 'Banker Approval' performed by: Mary C Casey on: 12/02/2008 05:42:30 PM 10. Submitted for Banker Approval SS Type Full performed by: Sean X Guamaccio on: 12/02/2008 02:56:58 PM 9. Changed DDR Status from: Awaiting Banker Approval to Awaiting Security Services Research performed by: Mary E Meisner on: 12/02/2008 02:49:24 PM 8. Submitted for Banker Approval SS Type it Full performed by: Sean X Guamaccio on: 11/25/2008 01:31:19 PM 7. Assign SPN/CAS ID/Tax ID performed by: Bonnie K Perry on: 11/24/2008 01:15:08 PM 6. Input/Update : Change Tax ID because Corrected the TIN on the DDR performed by: Bonnie K Perry on: 11/24/2008 01:14:22 PM 5. Button: 'Approve Waiver' performed by: Elizabeth X Hogan on: 11/17/2008 03:03:17 PM 4. Button: 'Flag: Security Check has begun' performed by: Desmia X Dale on: 11/17/2008 03:02:04 PM 3. Button: 'Print' performed by: Desmia X Dale on: 11/17/2008 03:01:53 PM 2. Button :'Request Waiver' performed by: Lucy Baglivo on: 11/17/2008 03:01:29 PM 1. Submitted for Security Services Approval performed by: Lucy Baglivo on: 11/17/2008 02:59:22 PM Converted Tracking Document History: Confidential Treatment Requested by JPM-SDNY-00002913 JPMorgan Chase CONFIDENTIAL SDNY_GM_00272111 EFTA01480698