EFTA00729785.pdf

CT CARED INROVWi ITS ONCE mArtms Tou8AcCouNT WHOLLY Ow*O SUIISIDARY Bete. Steams & CO. INC BEAR 3613 Mathes, Avenue Pam Mews Smalltm OW. Momleen Ceenve Mem no enter, Nen Took 112014:MD STYRNS 10179 FINANCIAL TRUST COMMA' INC CO AMERICAN YACH1 HARBOR • 8100 RED HOOK SJITE 8.3 Processing Date 11730/04 QUARTERS $2 Account Number 038-66056 X72 ST THOMAS VI 00802 Account EtecLtne ZICHERMAN iRA Page 1 of 1 CONFIRMATION WE ARE PLEASED TO CONFIRM THE FOLLOWING TRANSACTION(S) EQUITIES AND OPTIONS Taft Settlement Bought' Smoot/ CIMe Dale Selo Desuipilea Tonle CLOW Cumin lento Monty Nat Menet Amount llpt MC Murat / 11/30/04 12/03.C4 Bought BEAR STEARNS COMPANIES INC UNSOLICITED BSC 073002108 300,000 97.15 Principal 29,145.000 00 Mrgn n 34190 CommInson 18.000.00 SEAR. $TWJIS Am. Lt. IS A all 5.00 SUMMAR, OF THE iSSUER. N:reZEItiti WitN.O0g:gg ti r j. .yn • '1:77e EFTA00729785  *-;t1. 7 4 : I.:. • T come:: •sscik1. Sn'. i.e."' &C .nc. B&\R 582 ;Aso son AICue Sow Mae.Neal.* Cap t. -Snare. OW. %rr STURNS Mew Yon,. New von( L0.170 /2:2) 272 2CGC Soalyske. vet :17,:n.ar.. zINANCIAL MUST COMPAN14C CIO MAERCANNAOU NARSOR 8300 RED HOOK SJ1E 8.3 Notossng Date QJAEIEFIS 02 7 /1 4/06 Ay% oft NufilDel 038-61056 /07 ST THOMAS VI CO/302-13uE Ica XI Elecutre I:CHEM/AN IRA 1217) 7774185 Late 1 or CONFIRMATION WE ARE PLEASED TO CONFIRM THE FOLLOWING TRANSACTION(S) EQUITIES AND OPTIONS Tradt SrinelneM Rout., Sistat. Dale DxC Saw &sulpha CUSIP Inge Oan'IS lark. Ilona INur Monet Name hyr MC haw/ :lin- 1. > re:VCS Da.s i SEAR STEARNS COMPANIES INC DSC 2iC.LIOC 1C.5.2:1 20.5S2.C3C C sir 5:584 8LAR SlEARNS ACO AC. 4 A 0732021CS 15.030.CC SasGun of -Pt ISS.Itn Serve' CPS _ _ •O3 %Er Affe,M 2S.S6t 038 Ch EFTA00729786  UT fiCa SERNOTC YOUR ACCOUNT CALMED Ink0i1Dt ITS BEAR Beat. Steams &Co. Inc. 383 Maciaon kenue CliMADASSICUJte Sre.144n5404~ STMRNS New York, New York 10179 (21.2) 272.2000 One usarfs.Car awe, efustiss.Is.yeK sum:as% (211I 2724010 RNANPAL TRUST COMPANY INC CO AMERICAN YACHT HARBOR 6100 RED HOOK SUTE 8-3 QUAVERS *2 Prooessog Date ST THOPAASIA 00802-1348 Account Number 3/14/08 030-660b6 R72 Insestment Profess:0ml Z/CHERMAND7A Page 1 oft (212) 2724189 CONFIRMATION WE ARE PLEASED TO CONFIRM THE FOLLOWING TRAN SACTION(S) EQUMES AND OPTIONS The rencarci~ Bear Deane ttiSCI weakening valves is an room. 0 . thapaiare clam trr certain seurrelot coded by 8SC Lion/ RetruaroS DeDithe wet. Ile ronwe - Paw Perform to . tamer NM Meg warroem{ lire Weds total MO Maser Denvcent; MW - Mott Pretes pnnew fes iesein ruing mpreseate mad rennet to ne other stases cwirsr t MU . Made( ainkewe)te In cad ma ram et ene ~rose vent« el IN Put Aimkta, Trio ken tor ilat avaliber. The various pealed we nave when (be BSC rated Is Wad. IM mow , Stele* Po the eeetijeg timIdar . ratings WiltMit awl hem nertmaket4 of ak Indopenáln. IWO:any ~di male( war. TM Wide ne vector men Inkerripta, conned tame 4 lor them as foamy B - But; H - MOW POWell MO their main trim 1óo te sal Mkt": ~tonal S - See (this may not annoy& COMIOCOO areal,» td, vitae sues reSearai Is tWeglad by any fnaeterdent alimo ;exposes Del amt is rot intend to male ha beat or Meeha vert and. Bast Stern TM axe" max Worn wed alfiny Cys t ~Mx or BSC). The ramp ny maanah Homes TM anal - ~Ca Ibt coalm Is Wale towtina any acme tanee CO n an moms Cl the WOWS COMSeriV a aam intalnalnek aa undoes"; any exotta nenflaton or °Anton tertiPararer na Mahe* due IC wasare traiksenctsre NSODab reSeatt ce tenter . Onntlonles ~fed by Me Anna mant a oaPe a Mk nneforch ba ten to them a b frAtflabie to Quitman Of Seat Storrs X no out CatOttlen OM' War/ 1114 ~LT at Or Cilit tl Y We 517-2327 (0 nee Sol Dade Settlement &LOD Date Dale SNa / Plaotliftloa 03/14/08 Ca/1998 Sod BEAR STEARNS COMPANIES INC i Oaanatr PEW (Awn TW• MNYN Alta" ale BSC awe C TI Ss« w1 uNSOUCTIED 73,850 32.5747 073902108 Panelpal 2,399,126.60 Cash BEAR STEAMS &CO. INC. IS A C0MIMSSIOn 8 64386 SUBSIDIARY« muss" 4.419.00 SEC NOTE S ON BACK WAMarred 03/10/08 03/19,08 CNOIC NC CPS LICTTED 100.000 48.2388 170388102 Prima's' 4.823.880.00 Cash 8 92686 CCITIIMS5011 8.003.00 Fee 5107 03/14/08 -- QT— AiketuNr— —431122693 03/19708 Solo canon Pmmouve co a. IRMOUCITSD 25.000 78.0788 Principal SEE NOTE S ON SACK 190162103 1.90t970.00 Cash 8 85198 Commasion 1.500.00 4T•T BSC RUM: STOCK OMECTOR PAY Poo BACTUTCHAM REsearm RATING: S NET AMOUNT 1.900.4.112 EFTA00729787  EFTA00729788 Box 2044 a ew000. NJ 08701 Merrill Lynch TOTAL MERRILL' Office Serving Your Account 2 WFC SOUTH TOWER 35TH FL NEW YORK, NY 10281 MIXED AADC 088 (212) 236.0999 107416 0017232 170 P2 .410 FINANCIAL TRUST COMPANY. INC Account Number SAX4)7000 6100 RED HOOK QUARTER ==-:==. -- SUITE 3.3 ST THOMAS VI 00802 TRADE CONFIRMATION 4, Date: March 14. 2008 Ne confirm rho following transaction(s) the nreeniessi heiow. SOLD BEAR STEARNS COS INC Quantity • 20000 Price 34.987600 Amount 699752.00 Trade Date 03114/08 Processing Fee Seit:e Dale 03119100 Transaction Foe 7.70 ML Symbol BSC Accrued InterestrDiyidends Security II 08398 Charge or Mark Up/Down 1200 00 Cusio # 073902108 NET AMOUNT 698544.30 FA it 102$ EXECUTED 100% AGENCY EXECUTED 27PC CSE 4PC NYSE UNSOLICITED ORDER PRICE SHOWN IS AN AVERAGE PRICE. DETAILS REGARDING ACTUAL PRICES. REMUNERATION AND THE CAPACITY IN WHICH ML ACTED ARE AVAILABLE UPON REQUEST. ML ACTED AS AGENT SEE ABOVE FOR TRANSACTION DETAILS Payment for SeClaritiltS or ether Investment purchased, and delivery of securities or other investments instruments sold, are due on SETTLEMENT DATE unless otherwise indicated by a DATE DUE. Delivery on or before settlement dale will avoid premium charges. Meese preserve this confirmation for incense lax purposes if submitting payment or correspondence, please write your account number, shown on the bottom of this page, and forward to 'Merrill Lynch Office Serving your Account'. shown on top right of page I If you have moved or plan to move, notify your Financial Advisor of year new address Jb :count Number. 5AX•07000 Date 03/14:2008 Page 1 of 2  CLEW% OFFICE SERVICING YOUR ACCOUNT MOLLY O., Bear. Stearns & Co. Inc. BEAR 383 Mattson Avenue New York, New York 10179 Scar. Sums SW, One 1•401/014 / 011 CW3 4 / STD‘RNS (212) 272-2000 9/00.701. NOW Vat 1.1.214/, (21.7) 272-1000 GHISLAINE MAXWELL ATTN HARRY BELLER 457 MADISON AVENUE 4TH FLOOR Processing Date 3/14/08 NEW YORK NY 10022-6843 Account Number 042-33431 X72 Investment Professional ZICHERMAN.IRA (212)272-4189 Page 1 of 1 CONFIRMATION WE ARE PLEASED TO CONFIRM THE FOLLOWING TRANSACTION(S) EQUMES MID OPTIONS Dane Settlement Ilemplt/ Date Date Sold 8TheeoV hate Deietlptlen CUSIn Quantity Piles Money Type PAoney Amount Type C Monmon 03/14/08 03/19/08 Sold BEARSTEARNS aaweer COMPANIES INC St 100.000 32.0601 Pnncipal 3,206,010.00 Cash 8 64377 UNSOLICITED 073902108 Commission BEAN, STEARNS le C.O. INC. ISA 6.000.00 SUBSIDIARY OF THE ISSUER. Fee 5.27 SEE NOTE S ON BACK NET AMOUNT 3,199,974.73 03/14/08 03/17/08 Sold CALL RESEARCH IN SEP 110 • n• QRUU110 5 16.60 Principal 8,300.00 Cash 1 10663 EXPIRATION DATE 76097595 Commission UNSOLICITED 50.00 OPEN CONTRACT Fee 0.1Q NET AMOUNT 8,249.90 EFTA00729789  EFTA00729790 N Box 2044 ewood. NJ 08701 Merrill Lynch TOTAL MERRILL- Office Serving Your Account 2 WPC SOUTH TOWER 36TH FL NEW YORK, NY 10281 MIXED AADC 088 (212$ 236-0099 T07716 0016548 761 P2 .373 FINANCIAL TRUST COMPANY. INC. Account Nu tither: 5AX-07000 6100 RED HOOK OUARTER SUITE B-3 ST THOMAS VI 00802 TRADE CONFIRMATION Date: Match 17, 2003 We confirm the following transaction(s) subject to the agreement below. SOLD BEAR STEARNS COS INC Quantity . 100000 Price 3.409500 Amount 340950.00 Trade Date 03,17/08 Processing Fee Settle bate 03.:.'0/08 Transaction Fee 3.76 ML Symbol BSC Accrued Interest/Dividends Security g 08398 Charge or Mark Up/Down 6000.00 Cusip h 073902108 :. 334946.24 FA H 1928 EXECUTED 100% AGENCY EXECUTED 11PC CSE .33PC NYSE UNSOLICITED ORDER PRICE SHOWN IS AN AVERAGE PRICE. DETAILS REGARDING ACTUAL PRICES, REMUNERATION AND THE CAPACITY IN WHICH ML ACTED ARE AVAILABLE UPON REQUEST. ML ACTED AS AGENT SEE ABOVE FOR TRANSACTION DETAILS Payment for securities or other Investment purchased, and delivery of securities or other Investments Instruments SETTLEMENT DATE unless otherwise indicated by a DATE DUE. Delivery on or before settlement date will sold, are due on Please preserve Otis confirmation ler income tax purposes. If submitting payment or correspondenc avoid premium charges. number, shown on Me bottom of this page, and forward e, please write your account to 'Merrill Lynch Office Serving your Account'. shown on top right of page 1. If you have moved or plan to move, notify your Financial Advisor of your now address. Account Number: SAX-07000 Date 031170DM MIA? Page 1 of 2  414.914/4 CLEARED 111ROUGH RS VsSeDaY OWNED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Bear. Steams & Co. Inc. Beat Meolen SOAIIMOS Cans BUR 383 Madison Avenue New York, New York 10179 Coe Metsceech OM/ON Nate onsowyn sas, vox 1120aalite STEARNS 012) 272.2000 fl .1 1.000 FINANCIAL TRUST COMPANY INC C/O AMEMCAN YACHT HARBOR 6100 RED HOOK SUIE B-3 Processing Date 10/24/05 QUAVERS K2 Account Number 03846056 X72 ST THOMAS VI 00802.1348 Account Executive ZICHERMAN.IRA (212) 272-4189 Page 1 of 2 CONFIRMATION WE ARE PLEASED TO CONFIRM THE FOLLOWING TRANSACTION(S) EQUITIES AND OPTIONS The ItSBIIIth ramp for Dear &leans MSC) are Poem Becertain secmtles catered tre Firms &way Re-Sea:CO Deparonent. The frst rating repesents me stooKs tore: retam steps to the cater necks covered by that Arehet. The key for the SOX* Ballet values is as Mews: 0 - Outperform; P - Peer Peoforrn:U • lederperform. The second Wing Becessects the min tithe coverage universe retake to the regional tondo: rrorket ander. The Wry for Ito sector rating is as follows: MO . mast Dremeight; MW = market wen MU = Mosel Urelenreept In cases "there a BSC rating 6 pesem, the name Kan inoesenoenr, minspar5 research provider and their rating may ako be displayed, wnere won research Is weamon. The VaISCIM praeldris haw rternared melt ratings systems at Mow. B . Guy: H • How: S • Set The mono ledonnaSan consained berth Is for informational purposes any and is not intended to pun* tax. legal or irmtument Write. Sear Stearns is neither wheats any action wen On such elormalco. nor encketing arty recommeroation or opinion messed by my guieserxlent. thisscero research proMet. The symbol - ix:reales that ccellnuagooretage or the subject company is tempcad/y rot avabbk due to legal reams. Inimpendere, third.party research on certain companies ammo by the Firms research IS avaibbk to customers or Dear Seam[ at no cost. Customers can access Ws research at —awn aa (8O0) 517-2327 to repast INT a Core or nn mealch be see to MM. Trade. Settiesent Itempt/ SP•baV Tad. Date \ Date Seed Desaiotion ouStP /". Crummy Price Morey Type Wm) Amount Type MC NOWber 10/24/05 10/27/05 Sold BEAR STEARNS COMPANIES INC BSC 100.000 104.547 Principal 10,454,700.00 Mrgn 18 88096 UNSOLICITED 073902108 ( 6.000.00 SEAR. STEARNS & CO. INC. IS A Fee 437.01 SUBSIDIARY OF THEIS-5MR. SeMee Chg 5.00 VSP 70.4/050 106.26 NET AMOUNT 10.448257.99 EFTA00729791  °Ma WAYKINO YOUR ACCOUNT CLEAR ED 1NACWN ns IANOUY OARED SUBSIDrAjtv BEAR Bear, Steams & Co 'ne. 383 Manson Avenue Is Zia Lana M. OravarAsch teat Nett STEARNS New York. New York 10179 (212) 272.2000 Itaelerndie. Yen 11201 WS 012. trzocoo FINANCIAL TRUST COMPANY INC GO AMERICAN YACHT HARBOR 8100 RED HOOK SUM 8.3 (WASTERS V2 Pocesse‘ Date 8/5/07 ST THOMAS VI 00802'1348 Account Number 03846056 X72 investment Proiessernes 2ICHERMAKIRA (212) 2724189 Rate i or 1 RECEIVED CONFIRMATION WE ARE PLEASED TO CONFIRM THE FOLLOWING TRANSACTIONS) AUG 13 2007 EQUITIES AND OPTIONS Financial Wart Co. Tiede Setoomont So upd/ Dale Dale Sold oeseeketen =y ell —U Rate Trade 0846.07 080947 Sold BEAR STEARNS COMPANIES INC Poesy TYPI Moon Mewl 71po C Maser BSC 56,350 101.3799 unsouCITED 073902108 Pereira 5,717,75737 Cosh 8 48310 UAL S7DIRNS &C.o. INC. LS A Commission 3.381.00 sussumrf or me mutt 87,41 NE! AMOZ 5)09.289.96 r" 08435/37 08039:07 Sold DEERFIELD TMARC OAP CORP DFR 382.891 unSOUerren 244572301 62358 *maims! 2,26120654 Cash 8 82238 Commission 21,761.46 NET Amour f f -c —ria 084)6,07 0809/07 Sod LEHMAN BROTHERS MOLDINGS INC LEH 100.000 53.1329 UNSOUCOM 524908100 *mime! 5,313,290.00 Casn 8 Commisson 56740 8,000.00 NET AStUNT 5,307.20 1.1.70 4331 !wt. I.14008 144 EFTA00729792  CLEARED THROUGH Its VitICALY OOHED SUBSi OVA, Mar. Slam. Securell Maw-- ---- One Meuse North ow Yak 11201.2860 72.1000 INANCIAL TRUST COMPANY INC 6 es STATEMENT PERIOD August 1, 2007 THROUGH August 31,1007 Your Portfolio Holdings (continued) ACCCUIIT NUMBER 031146056 X72 TAXPAYER NJMBER On Tile . Equities & Opt lOns(continued) LAST STATEMENT July 31, 2007 •• •• casoitirtiow A001 atmbayous. TYPE MARKET ISTIMATED ESTIMATED QUANTITY RAKE YALTA ANNUAL RAMAT YIELD(t) COLGATE PALMOLIVE CO OW RATING: STOCK CygECTOR MW a CASH 66,200 06.3200 3,727.184 80,926 2.1713 BUCKINGHAM RESEARCH RATING: is ENVIIKINMENTALSOUITIONS ESWW CASH wcRtDMDE INC 100,000 0,7000 70,000 WYNN RESORTS LTD WYNN CASH BSC RATING: STCOt PrjECTOR MW 160.000 123.7300 10.706)300 WALL STREET STRATEGIES RATING: B Total Equities & Options $66,113,913 $175,200 TOTAL EQUITIES $66,113,913 $175,200 YOUR PORTFOLIO HOLDINGS ESTIMATED ANNUAL INCOME $175,200 YOUR PRICED PORTFOLIO HOLDINGS 488,170,083 Transaction Detail INVESTMENT ACTIVITY SMLEMEN( TRACE DATE I DATE TRANSACTION DISORIPION 0600,07 oaiosto7 sow BEAR STEARNS COMPANIES INC OREM Wawa uNSOUOTEci 5,700,288.96 BEAR, STEARNS SCO. INC. ISA SUBSIDIARY OF THE ISSUER. EFTA00729793