EFTA01492615.pdf

1111111111111=11111111 0 11M FINANCIAL TRUST COMPANY INC ACCT For the Period 12/I/II to Trade Date Type Per Unit Reeked Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost GaINLoss Settled Sales/Maturities/Redemptions 12/23 Sale ING CAP FUNDING TRST III FLOATING RATE NOTE DEC (2,500,000.000) 80.00 2,000,000.00 (2,445,620.28) (445,620.28) S 12/23 FIFO 29 2049 OW 12/15/2000 ELECTED BONDS - EXP 12/20/2011 HOLDERS RECEIVE $800.00 IN TENDER PROCEEDS, PLUS $9.25997333 IN ACCRUED INTEREST PER 51,000 PA. OF BONDS HELD OF CUSIP 12/28 Sell Option EUR PUT USD CALL FX EUROPEAN STYLE OPTION JAN (15.296.367 110) 0.009 144,000 00 (100,000.00) 44.000 00 C 12/30 FIFO 13, 2012 51.3075 KO @ 1.2 PURCHASED FX OPTION Total Settled Sales/Maturities/Redemptions 84.104.150.30 ($4.184.627.78) (5164.477.48) S $84.000.00 C Trade Date Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 12/2 Purchase ENBRIDGE ENERGY PARTNERS L P UNIT OF LIMITED 1,250.000 30.85 (38,562.50) 12/7 PARTN .85 J.P. MORGAN SECURITIES LLC (ID 12/1 Purchase RETAIL OPPORTUNITY INVESTMENTS CORP. COM @ 1,100.000 10.85 (11,935.00) 12/7 10. SECURITIES LLC (ID: 1217 Purchase BANKRATE INC 5 17.50 J.P. MORGAN SECURITIES LLC 1,575.000 17.50 (27,562.50) 12/12 (ID: 12/7 Purchase DOLLAR GENERAL C J.P. MORGAN 11.750.000 39.00 (458.250.00) 12/12 SECURITIES LLC (ID J.P.Morgan Page 22 of 29 Confidential Treatment Requested by JPMorgan JPM-SDNY-00015421 Chase CONFIDENTIAL SDNY_GM_00284619 EFTA01492615