EFTA01405744.pdf

Subject: Re: CLEARED: PCR ALERT - [I] From: Amanda Kirby < Date: Fri, 28 Nov 2014 13:27:05 -0500 To: aPWMUSAMLI Cc: PWMUS AMLKYC Classification: For internal use only Thank you Best, Amanda Kirby (Embedded image moved to file: pic09710.gif) Amanda Kirby Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic00995.gif) Securities offered through Deutsche Bank Securities Inc. From: PWMUS AMLKYCIIIIIIIII To: Amanda Kirby/ Cc: PWMUS AMLKYC/ Date: 11/28/2014 01:24 PM Subject: CLEARED: PCR ALERT - [I] Classification: For internal use only Hi Amanda: EFTA01405744 AML Compliance has reviewed the attached PCR alerts for . The alerts are not a match as the first alert refers to an in vs ua orn in 1969 or 1970. Per the business, the client was born in 1989. The second alert pertains to an individual who is married to a Russian PEP named Oleg Vladimirovich. Per the attached; the prospective client has no relations with a Russian diplomat. Based on this information, AML Compliance clears this alert from an AML perspective. Kind Regards, MC (Embedded image moved to file: pic07705.jpg) Monifa Crawford, JD Associate I AML Compliance Officer Deutsche Bank Securities Inc. Asset Wealth Management - AML Compliance 5022 Gate Parkway, Suite 400. Jacksonville Florida 32256. USA Tel. + Mobile Email Visit us: http://www.db.com (Embedded image moved to file: pic28264.jpg) Forwarded by Monifa Crawfordillillillon 11/28/2014 01:19 PM From: Amanda Kirby To: PWMUS AMLKYC/ Date: 11/28/2014 12:09 PM Subject: Fw: PCR ALERT - [I] Classification: For internal use only HI, The first alert pertains to a woman born in either 1969 or 1970 and our client was born in 1989. The second alert pertains to a woman with the same name who is married to a Russian ambassador. Per the attached email exchange our client has no relation (Richard Kahn is the manager of this account and sole authorized signer.) Please clear the alerts. Thank you EFTA01405745 [attachment "PCR Response from RIch 11.28.2014.pdf" deleted by Amanda Kirby Best, Amanda Kirby (Embedded image moved to file: pic12056.gif) Amanda Kirby Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Emai (Embedded image moved to file: pic27871.gif) Securities offered through Deutsche Bank Securities Inc. Forwarded by Amanda Kirby on 11/28/2014 12:06 PM From: PWM BIS-Research/db/dbcom@DBAPAC To: Cc: PWMUS AMLKYC/ Date: 11/19/2014 09:38 AM Subject: PCR ALERT - [I] Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. EFTA01405746 [attachment P R Al -r 1."f" deleted by Amanda Kirby attachment PCR Alert 2.pdf" deleted by Amanda Kirby [attac ment PCR Alert.pdf" deleted by Amanda Kirby Thanks Ahsan EFTA01405747