EFTA01480061
EFTA01480062 DataSet-10
EFTA01480063

EFTA01480062.pdf

DataSet-10 1 page 286 words document
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IP Morgan Derivative and Foreign Exchange (FX) /Commodity Transactions Regulated by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act") C. Derivatives Approval Level (not applicable for Exempt Transactions) OTC Options Level 1: Covered Writing Sel Level 2: Buying Options P° Level 3: Spreads Level 5: Uncovered Writing Level 6: Combinations/Straddles rt Please check all that apply: RIEquity rx7 Emerging markets Ff.; Foreign exchange R. Fixed Income O CREDIT °SAULT SWAPS OVER THE COUNTER (OTC) OPTIONS INCLUDES TRADING OF INTEREST RATESWAPSAN FORWARDS, CONWOODY OPTIONS AND PRECIOUS ME/A'S FORFJGN EXCHANGE OPTIONS INCLUDES TRADING OF NON DelvERAStE PX AND COMMODITY D. Acknowledgment requested the derivatives approval level as indicated above and By signing this Agreement, the client acknowledges that: (1) he, she or it advise J.P. Morgan Securities LLC, in writing, of any material changes in his, her or Its financial circumstances (2) the client shall promptly and options investment objectives. E. Signatures (Ail a nt owners are required to sign below) ) f )43 (O1atc JEFFREY E. EPSTEIN Print Name 1:: > (-Signature (Accountholder) E:D• Signature (Accountholder) Date Print 'Jame Date Print Name Signature (Accountholder) Date Print Name Signature (Accountholder) 3.P. Morgan Use Only Investment experience, and financial condition Approvals: I have reviewed the clients suitability profile, including: Investment objectives, options level Ind ed above is appropriate for the client, and (b) if the client has elected to conduct Exempt and agree that (a) the Transactions and/or Deny for the client. Date 1PM RR Signature Date 3PM ROSFP Signature Kf, Date ; IPM S-ROSFP Signature (OTC Options Levels S & 6) Title SPN CAS J.P. Morgan Use Only Banker/Investor 6/13 1072 of 5 Confidential Treatment Requested by JPNI-SDNY-00002113 JPMorgan Chase CONFIDENTIAL SDNY_GM 00271311 EFTA01480062
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fb76b9793890890ad112099cdd8f8b26ef2af00dec9a2cd7b651f86b606b8060
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EFTA01480062
Dataset
DataSet-10
Document Type
document
Pages
1

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