📄 Extracted Text (286 words)
IP Morgan
Derivative and Foreign Exchange (FX) /Commodity Transactions
Regulated by the Dodd-Frank Wall Street Reform and Consumer
Protection Act (the "Dodd-Frank Act")
C. Derivatives Approval Level (not applicable for Exempt Transactions)
OTC Options
Level 1: Covered Writing Sel
Level 2: Buying Options P°
Level 3: Spreads
Level 5: Uncovered Writing
Level 6: Combinations/Straddles rt
Please check all that apply:
RIEquity
rx7 Emerging markets
Ff.; Foreign exchange
R. Fixed Income
O CREDIT °SAULT SWAPS
OVER THE COUNTER (OTC) OPTIONS INCLUDES TRADING OF INTEREST RATESWAPSAN
FORWARDS, CONWOODY OPTIONS AND PRECIOUS ME/A'S
FORFJGN EXCHANGE OPTIONS INCLUDES TRADING OF NON DelvERAStE PX AND COMMODITY
D. Acknowledgment
requested the derivatives approval level as indicated above and
By signing this Agreement, the client acknowledges that: (1) he, she or it
advise J.P. Morgan Securities LLC, in writing, of any material changes in his, her or Its financial circumstances
(2) the client shall promptly
and options investment objectives.
E. Signatures (Ail a nt owners are required to sign below)
) f
)43
(O1atc JEFFREY E. EPSTEIN
Print Name
1:: > (-Signature (Accountholder)
E:D• Signature (Accountholder) Date Print 'Jame
Date Print Name
Signature (Accountholder)
Date Print Name
Signature (Accountholder)
3.P. Morgan Use Only
Investment experience, and financial condition
Approvals: I have reviewed the clients suitability profile, including: Investment objectives,
options level Ind ed above is appropriate for the client, and (b) if the client has elected to conduct Exempt
and agree that (a) the
Transactions and/or Deny for the client.
Date
1PM RR Signature
Date
3PM ROSFP Signature
Kf,
Date ;
IPM S-ROSFP Signature
(OTC Options Levels S & 6)
Title SPN CAS
J.P. Morgan Use Only
Banker/Investor 6/13 1072
of 5
Confidential Treatment Requested by JPNI-SDNY-00002113
JPMorgan Chase
CONFIDENTIAL SDNY_GM 00271311
EFTA01480062
ℹ️ Document Details
SHA-256
fb76b9793890890ad112099cdd8f8b26ef2af00dec9a2cd7b651f86b606b8060
Bates Number
EFTA01480062
Dataset
DataSet-10
Document Type
document
Pages
1
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