EFTA01356678.pdf

KY(' Print Page 1 of 43 DB PWM GLOBAL KYC/NCA: PART A KYC Case # :01977698 Status : 6. Approved One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relabonship Name: SOUTHERN FINANCIAL RELATI0NSHIP:00000483290 Booking Center: New York Relationship Manager: Stewart Oldfield 0 New PWM Relabonship n Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: **• 2018 Periodic Review **" S3 Client Referral El RM Prospect • Intermediary/PIM [.: Other Source (CIB, etc.) How Was the Clients) Introduced? How long has the please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein RM personally known the reached out to Stew Oldfield on 3/7/17 to have a new acct opened under this relationship.. client? Last Approved KYC a Butterfly Trust - 1804531; Neptune, LLC - 1790739. Does Deutsche Bank pay a 0 Yes I ?./ No retrocession or similar compensation to a third party for the introduction of this (If yes, describe). relationship? List all existing and new accounts involved in this relationship Legal Entity Account Name / Number Opening Date (Intended/actual) Account(s) 1 Karyna Shuliak- 35267258 - DDA-35267258 12/13/2013 2 tII5 Butterfly Trust - 44130552 • MMBA-44130552 1/24/2014 3 R Neptune LW - 42953424 - DOA-412953424 10/18/2013 Who Is the primary contact person for RM, Ran (Note: Preferred method of contact This person needs to have (indicate phone no., fax no., signatory rights and/or e-mail address, etc.): information right for the accounts.): ■ lit tps://dbforcepb.my.salesforce.com/servlet/servletintegration?lid IN30000000D9Di&eid=5000e0000 1N... 7/10/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042669 CONFIDENTIAL SDNY GM_00188853 EFTA01356678