EFTA01387715.pdf

From: Bradley Sent: 9/24/201810:43:43 AM To: Vijay-A Sawant CC: Mayor Rathod Stewart Oldfield Richard larossi [email protected] Subject: RE: 2018 Periodic Review of Accts Southern Financial LLC & LSIE, LLC i under the SOUTHERN FINANCIAL RELATIONSHIP [I] Classification: For Internal use orgy Vijay. The inquiry on J Epstein Virgin Island was answered in a previous email. Thanks. • One of the account for Southern Financial LLC (GCIS 483882) is Structured Transactions account with account ID on DB Force customer page as STIMPDT0118001. We believe it's a dummy account number, as we couldn't fetch any details on DB Insight. We'll need Purpose of this account, expected size and frequency of regular inflows and outflows & what is the expected volume of assets and currency for the account approx. 90 days after opening. o This is a dummy account # - there is no balance. Them is no purpose. It should be removed from the system. • "Purpose of the account- required for all the below accounts. GCIS 483883 Purpose - For private investments. Southern Test is a private consulting company provides financial and tax advice to clients. 965 — DB AG pmferted account — High yielding interest account for cash 812 — Brokerage account - To hold marketable securities and cash 9244 — DB Money market account — High yielding interest account for cash in ETEOla •PDVElatr alia lassie iv Po' E70)01151. T•araark taara Z5+120•7 / Sawn EU PilOCZti. • StICHERP, 'i:•5" CQI,Paie 14.002X02 "ran Dreg 'at ter aal 17100 Eat0/13 / OIX12003 fa EiEN`EI • a" VtEt14.33.4.5' Laetif./4. EMMA Elatac-tatt IL. ajir Yaw Pan% t2.401!7,24 4.17201.1 • ROCCati GCIS 483289 Purpose - For private investments. 968 - Brokerage account — To hold marketable securities and rash 519 - Custody account to hold FX cash deposits 410Wata atria/ Male Paconows tat= Vassabst latta2.a WPM) I =OM! Ms» atted-bille Nadia. Mara 1/121011 I IMMO, Regards. Brad Bradley Gitlin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York. NY 10154 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0090818 CONFIDENTIAL SDNY GM_00237002 EFTA01387715