EFTA00236399.pdf

U8S Financial Services Inc. UBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171-0002 September 2014 CNP7006552665 0914 X12 Y1 0 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065-7007 Account name: GHISLAINE MAXWELL Friendly account name: Indiv.Check/Car Account number: Y1 23576 S5 Your Financial Advisor. SCOTT STACKMANAYLE CASRIEL Phone: 212421-7000/800-308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, on August 29 (1) on September 30 (5) account 029023576. Your assets 25,026.27 1324.10 visit our website: Your liabilities 0.00 0.00 VAVW ubs corrAnancialservices Value of your account $25026.27 $1,524.10 Soirees of your account growth Tracking the value of your account during 2014 Value of your account Thousands at year end 2013 S0.00 Net deposits and 25.0 withdrawals 51,519.09 Your investment return: Dividend and Merest inane S5.01 Change in 1.5 market value S0.00 Value of your account on Sep 30, 2014 $1,524.10 Aug 2014 Sep 2014 Member SIPC CNP70009006552665 NP7000298800 00008 0914 030575004 Y123576550 110000 Page 81 cf 100 CONFIDENTIAL UBSTERRAMAR00000700 EFTA00236399  Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor: UBS September 2014 Friendly account name: Indiv.Check/Car Account number: Y1 23576 55 SCOW STACKMANAYLE CASRIEL 212-821-7000/800-308-3140 Your account balance sheet Summary of your assets Value on Percentage of September 30 (5) your account A Cash and money balances 1,524.10 100.00% Cash and money balances may include Your current asset allocation available cash balances, U8S Bank USA deposit B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch deposit account balances and money market C Equities 0.00 0.00% mutual fund sweep balances. See the important information about your statement on the last D Fixed ilcome 0.00 0.00% two pages of this statement for details about those balances. E Non-traditional 0.00 0.00% F Commodities G Other 0.00 0.00% Total assets 51,524.10 100.00% A Value of your account 51,524.10 Eye on the markets Percentage change Index September 2014 Year to date S&P 500 -1.40% 834% Russell 3000 -2.08% 6.95% MSCI - Europe, Australia & Far East -3.81% -0.99% Barclays Capital U.S. Aggregate Bond Index -0.68% 4.10% Interest rates on September 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR 0.16% CNP70009006552666 NP7000298800 00308 0914030575004 VI23576550 I 10000 Page 82 of 10C CONFIDENTIAL UBSTERRAMAR00000701 EFTA00236400  Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor Friendly account name: Indiv.CheckKar SCOTT STACKMAN&YLE CASRIEL UBS September 2014 Account number: Vi 23576 55 212.821.70001800.308.3140 Change in the value of your account Cash activity summary September 2014(S) Year to date (S) See Account activity this month for detais. Balances in your Sweep Options are included in the opening and dosing balances value. FDK insurance applies only to deposit at U85 Bank USA. not to deposits at U85 AG, Stamford Branch or bank deposits placed through the UBS International Deposd Account program SIPC Opening account value $25,026.27 $0.00 protection apples to money market sweep fund holdings but not bank deposits. See Important information about your statement on the last two pages of this document for details. Deposits, including investments transferred in 0.00 132,350.36 September 2014 (S) Year to date (S) Withdrawals and fees, Opening balances 525,026.27 $0.00 including investments transferred out -23,503.17 -130,831.27 Additions Deposits and other funds credited 0.00 132,350.36 Dividend and interest income 1.00 5.01 Dividend and interest income 1.00 5.01 Closing account value $1,524.10 51,524.10 Total additions 51.00 $132,355.37 Dividend and interest income earned Subtractions Checks and bill payments -23,355.49 -112,918.77 For purposes of this statement. taxability of interest and dMdend income ha been determined from a US Cash/ATM transactions 0.00 -12,227.00 tax reporting perspective Based upon the residence of the account holder, account type, or product type. some interest and/or dividend payment may not be subject to United States (USI editor Puerto Rko (PR) ATM fee rebates acorn. taxes. The client monthly statement 4 not intended to be used and cannot be relied upon for tax 0.00 27.00 purposes Client should refer to the applicable tax reporting forms they receive from WM annualy, such a tie forms 1099 mid the Forms 480, for tax reporting information his the practice of UBS to file the Card payments -147.68 -1,390.06 applicable tax reporting forms with the US Mental Revenue Service and PR Treasury Department, and such forms mcurately classify dividends anclior interest a tax exempt or taxable income Please consult your Other funds debited 0.00 -4,322.44 individual tax prepaer. Total subtractions 423,503.17 -$130,831.27 September 2014 (S) Year to date (5) Net cash flow -$23,502.17 51,524.10 Taxable interest 1.00 5.01 Closing balances 51,524.10 $1,524.10 Total current year $1.00 55.01 Total dividend & interest 51.00 55.01 CNP70009006552667 NP7000298800 000080914 030575004 VI23576550 1100)3 Page 83 ::f CONFIDENTIAL uBSTERRAMAR00000702 EFTA00236401  Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor: UBS September 2014 Friendly account name: Indiv.Chedc/Car Account number: Y1 23576 55 SCOW STACKMANAYLE CASRIEL 212-821-7000/800-308-3140 UBS Bank USA Deposit Account APY Your investment objectives: You have identified the following investment objectives for this account. If you have questions Interest period Aug 7 - Sep 7 about these objectives, disagree with them, or wish to change them, please contact your Opening UBS Bank USA Deposit balance Aug 7 $30,850.11 Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about 'our statement at the end of this Closing UBS Bank USA Deposit balance Sep 7 $24,512.13 document. Number of days in interest period 32 Your return objective: Average daily balance $25,759.69 Current income & capital appreciation Your risk profile: Interest earned $1.00 Primary - Aggressive Annual percentage yield earned 0.04% Investment eligibility consideration - None selected My Choice Rewards Points from UBS Your account instructions • Your account is currently coded for margin. Rewards points are reflected a of the 26th of the month or the prior business day if the 26th falls on a • Your account cost basis default closing method is FIFO, First In, First Out liwekencitiolidei Rewards point activity details can be found on September 2014 Year to date Opening balance 706 0 Points earned 152 858 Closing balance 858 858 CNP70009006552668 NP7000298800 OCOD8 0911030575004 Y123576550110000 Page 84 of ICC CONFIDENTIAL UBSTERRAMAR00000703 EFTA00236402  Account name: GHISLAINE MAXWELL Resource Management Account Your Financial Advisor Friendly account name: Indiv.CheckKar UBS September 2014 Account number: Y1 23576 $5 SCOTT STACKMAN&YLE CASRIEL 212.821.7000/800.308.3140 Your assets Some prices, income and current values shown may be approximate As a result, gain and losses may not be accurately reflected See important mforrnabon about your sutement at the end of this document for mote nkirmabon. Cash Cash and money balances Cash and money balances may include available cash balances. UBS Bank USA deposit account balances, UBS AG Stamford Bianchi deposit account balances and money market mutual fund sweep balances MS Bank USA deposit account balances are inured by the FDIC within applicable limrts, but are not protected by 51PC. U85 AG Stamford Branch deposit account balances are not insured by FDIC and are not protected by SIPC. Money market sweep balances are protected by SIPC but are not insured by the FDIC. See the important informabon about your statement at the end of this document for details about those balances. Opening balance Cask; balance Price per share Average DividendAnterest Days in Holding CO UP 1(5) onstp70(S) on Sep 301S) rm period period Cap moult (S) UBS BANK USA DO' ACCT 25,026.27 1,524.10 250000.00 Your total assets Percentage of Cost Estimated Unrealized Value on Sao 30 IS) your account basis (Si annual income (S) gain or loss (5) Cash Cash and money balances 1,524.10 100.00% 1,52410 Total $1,524.10 100.00% $1,524.10 Account activity this month Date Activity Description Amount (S) Dividend and interest income Taxable interest Sep 8 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 09/05/14 1.00 Total taxable interest $1.00 Total dividend and interest income $1.00 Check number Date Desambon Amount (5) Checks 001012 Sep 17 NY STATE INCOME TAX -5,000.00 001013 Sep 16 UNITED STATES TREASURY -15,000.00 001014 Sep 17 PURE CATERING -850.00 continued next page CNP70009006552669 NP7000298800 OCOOB 091a 030575004 Y123576550 110000 Page 85 of 100 CONFIDENTIAL UBSTERRAMAR00000704 EFTA00236403  Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor: UBS September 2014 Friendly account name: Indiv.Check/Car Account number: Y1 23576 55 SCOW STACKMANAYLE CASRIEL 212.821.70001800-308.3140 Account activity this month (continued) Check number Date Desaipbon ArncuM thedcs (continued) 001015 Sep 15 YASUKO 0 -325.00 001016 Sep 23 PURE CATERING -110.00 Total dudes 421A85.00 Date Activity DesaiptMn Amount (Si Bill payments Sep 3 Withdrawal ACH WITHDRAWAL GOLDEN RULE INS -473.13 Sep 3 Withdrawal ACH WITHDRAWAL GOLDEN RULE INS -42.01 Sep 9 Withdrawal ACH WITHDRAWAL AMEX EPayment -1,555.35 Total bill payments 42.070.49 Da Description Amount lit Card purchases (185 Vise debit XXXO 3536 G. MAXWELL Sep 22 NYC TAM 8P93 LONG ISLAND C NY 074266090368791718 S12.00 Sep 23 NYC- 8151 & 8152 LONG ISLAND C NY 484266263007260127 58.50 Sep 23 NYC TAM 9P21 NEW YORK NY 074266090741418013 517.00 Sep 23 NYC TAXI 1P35 GLEN RIDGE N1074266090885208634 514.50 Total charges $52.00 Date Description Arnount IS/ Card payments Sep 18 CREDIT CARD PAYMENT -95.68 Sep 29 DEBIT CARD ACTIVITY -52.00 Total card payments 4147.68 CNP7030900655.2670 NP7000298800 °C0DS 0914 030575004\923576550 IICC00 Page 86 of 10C CONFIDENTIAL UBSTERRAMAR00000705 EFTA00236404  Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor Friendly account name: Indiv.ChecWCar UBS September 2014 Account number: Vi 23576 55 SCOTT STACKMAN&YLE CASRIEL 212.821.70001800.308.3140 Minimum Payment Due Payment Due Date Credit lire Avant* Cre6t Line Outstanding bane UBS Visa Signature audit aird(s) payment information for October 23, 2014 515.00 Oct 23, 2014 535,000.00 534,753.78 5246.22 'discredit card is enrolled in UBS Pay Credit Card feature and will automaticaly be paid from your account Your payment is scheduled for October 18, 2014 We provide this information on your UBS Visa Signature credit cads solely as a courtesy to you The UBS Visa Signature creel card and account are issued by UBS Bank USA UBS Bank USA sends you the official statement for this account and you should make your payment according to their instructions We do not include your outstanding credit card baance in the value of your account with UBS Financial Services Inc Dale Activity Desaipticn Amount IS) Money balance activities Aug 29 Balance forward $25,026.27 Sep 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09/03/14 -515.14 Sep 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 09/05/14 1.00 Sep 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09/09/14 -1,555.35 Sep 16 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09/15/14 -325.00 Sep 17 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09/16/14 -15,000.00 Sep 18 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09/17/14 -5,850.00 Sep 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09/18/14 -95.68 Sep 24 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09/23/14 -110.00 Sep 30 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09/29/14 -52.00 Sep 30 Closing UBS Bank USA Deposit Account 51,52410 The UBS Bank USA Deposit Account is your primary sweep option CNP70009006552671 NP7000298W0 00008 0914 030575004 Y123576550 I t COX Page 87 ,:f CONFIDENTIAL UBSTERRAMAR00000706 EFTA00236405  UBS Your notes CNP70009006552672 NP7CO0298800 00308 0914 030575004 Y123576550110000 Page 88 of 100 End of statement for account number Y1 23576 S5 CONFIDENTIAL UBSTERFtAMAR00000707 EFTA00236406  Important information about your statement IBS Enamel Services tic One fern a UM Hamel Servers), The Fen a Cad ester wll nventgate your complaint end holder a. fie looksrid wads d the JcplKabee issuer a envelopes — you may dec Inc bouseholcing by care year sane-ter of all peep& seturen carroodoly end Ways wecarat at ever proropily Paler agent). inarcol Advisor «hews UBS Frontal Senses and LAS Bank USA are ndorect subsckares of UM AG and affiliates of VAS Secuntes Please rake all drecie bard* to the Fan a the fnancel • Certain investment canrama mestrnent regrets (t g. Friendly account name LLC the Fan's fnancel state-nerd emodern. teen ceded intention undated on the tent d the StallEfilEa Ii anS3f1 kneed panne-shire ad prorate oleo:dents) that are rot The friend) accent none reflects nionnalon that you the Faris epaulet offNS are a figtild, account fees, accounts nay be weed to rairetamd under the Sauter} Act id 1933. and entered on the Firms wane metes wet*te It 6 a reword-ore fare. Charges la de payment for secure/ea aestomeabk 'nickname' chosen by you to assist you with MSErotical Services Inc purehareS and Gorge, fa woad amounts nosh accounts • Cannadtaes antiati g, foreign exChange and year reCOrdlapn; h haS no legal effect on your account. 1200Hata Mutual Accounts that are transferred to alit rebtutions may be Naos metal conlhais), inckAng futures contracts and You can change your Friendly account nano. troop Onlne Weehawken, NI 07086 subject to Means* fee. Yernnodtr Won corneas Served a by contacting your Financial Advisor rhos statement represents the only dime record of your UBS USS Sweep Options the SVC Roland, and the supple-rental protectiondo rot Account overview Fnancial Servicesaccount Other wads. reed official la. UBS otters Wens for revere ash Winces, halunces to appal to these assets wen I they offerkwe appear cro you/ • Valt..? Ci >VW "CCOtroratioba Net ce assets aid °moments. antanng *deicing data shad not be riled bark depouts at UBS Barn USA and U3S AG Stamford Gooch statements the SK protection and the daparrental tabard con I you televe there 6 an end Or om6sOn, please (Bank Sweep Procyon* troney market routed knds(MCney boredom do rot protect aganst changes on the market • Asters Nadel available cash balances. vibes for sepal t rewernalety n morns to the BranchManager d the rads) ad the areernalcnal Depend Account (Ileke vaka of year (henna(' (Metter as a result of modal retraced "Kuril (ea). anal Gebel Time DePOSIS. unrealced dice servng your account names with an wens coal Resoace Managernere rocnemere, ewer bankruptcy a ethernet) maks to maid. and cenan assets not held by the Farm ACLOCIII Trough the Os* Sweep Brogans. cash hatlinCtS Dare not tab* °Weed sear( offiesseff a the end of the Mbabane' figures Moan are Mended to be abide, are swept toLinBark USA up to an estate:bed km and Mae oriormatcn 6araatle upon report Y0.1 may obtain pond and Ghent statement peed, a private Restraints. stared data should not be used fa lb NocareS Rely then to UBS AG Stanford bard, or a Money Fund. Deposits rat nfamacn about SVC, ntherci the SVC Brochure, Winded flak Were and Grenade Pak 0010re Solar on year-end tax lardy° e.Fam 1099, Sat 10425, at UBS Bank USA are FDC rimed n accordance with FCC by contain; 9K at 202/371400 of by visaing the 9K • Coheres roduclesalrel balaXeS.GAVardorg Inaba NC ) when adoreg pow tar return The Fan 6 required by WM Fa wore Womb on please apt wan fdoc gov websee at vanesipcsag bans, credit kne, shod account batted. law to repot to the RS al tarebb Godsend, repeciatre nor Offenses AG Stardord anch an:Ishame, money • Caywrooney batman Total of uninvested natal* cab mode choiends and taxable nicest earned on secures UBS Fuxis are ma rowed by the MC Dividend Iteinvestarent Neurone NON held n der Masai, net dared on sale traniadae, aid balances, fall6 U3S Bank USAdepart balances. PBS AG cos bass od certain corned adobes throat the 04 available leach balances reswept to The Pen .elected man average price You may obtain the Stamford Branchdepart tared and (More market mutual actual (Nix from your Financial Adobe Only whole shoves lund sweep batees, at the cbse of the statement peed depart accounb a LOS AG nate York Broach and WS AG are pechared under partoal shares woe be sold and the Nonanynolty tee <win batted n your accent are not Comenunkatioas with the arm Cayman Stanch Rene deposit, are not rowed by the FDIC cash will be deposited n your accord The cludend sectegated tram other Maces and the ram may use any of • Pease reconfrmat oral COMINSIGSIPOIIS in arcing to Balances held a the UBS AG CaymanBranchare temporal, rearmament price suppled by the sear may differ iron the these funds on the adnay course of es boarress These fads hither protect your rights. onadng pat rights trek; the moored to the sorecrem risk of the Capron band. and made: Nee at whoch the petal shares are told Ye payable tern your demend The related n the Sawa es nester NUM on Act (SPA) there bra guarantee a other Wigtonof OBS AG to repay need period deong value. the balances while on the UBS Cayman's Brach's books Cadefolieu • if the Inannal neuron a' the lop ail of the front of the Only Mb* units may be head in you accoont d you are Leading infante statement itrot (BS Snared Sarvces, UBS Enamel Deposits a UBS Bank USA and each LOS AG Brach are not efeaktlt0 a panel unit 16 a result d a dividend payment a protected by 9K Money Pad Shard are Protected by 9K For detailed infornalcn on the Fans kndr0 practices and Sawn yams pia OCCOUll a <berg broker by cthowse, the rem will ether sell partial urns at market Nee outlives, tern to your Caere Rebtonsho Agreemeot or arrarrearient yarn We (Geared institution We named See -1850-tancal Services account Protect or below or accept an amount ckliannal by a regorned c kering Account agreement and the Cenral Terms and Con:leen you Of the relerenShO when you Ceded the account n agency. ad credit your account LEIS Statement of Credit Practices available re Apreements the case. your funds and securities are breed al PBS UPOn par reardl. balances nth. Bank Sweep FnOgrams 0A may be wthdrean, ad shares of a Money Fad may be and Oonnaes at www utocorrrearaccrabbra. f meek,' ServaS at not the ntreduCrig Order. and you kroestment objectives must mate a report of any evor or condom to both fans. liquidated, and the Maeda returned to you or your Tee nuesiment CbjeCtires and rek Notre are SOK At to wah Sautes account Yow assets account and may vary between Pease advise the Fern YOU, statement leffuteS securities and other assets held on Al account statements Mal be deemed carp** and Dromovy n riff en of ay significant change on Father roldraten about araiabk sweep went'. rc1udn3 your fnano& the account at the end er tie statement tercel You may ad aconite rf not objected to on writing wain 60days situation or amstrnent cloyeaws For each account held, for delwery of fully ad sec unties al any tent You nay carent interest rates and yells, 6 arable at you chooseoneof the tod0wrg nordnwe decrees www dos anesennviattle. Iran your Carnal Admix a le rand satiates used as law colateral doer papng arty • Pleat dreCt customer arrOlionts a attunes to tne Aria • Pada. Current /acme in estoner-es setting tar balance dh, or, them Affi se<uites unletted to the Form Caere Relatcre 06c 3fUnent a 205-352-1693 a tOlatree eating 9:0.762.ICOO generale. of name only ding the Slaernert petal are teed a rnrket value ad at 800354.9103. 8 CO A M to6 CO ET Mendel • scAttee faecal Appear...aeon restrenisseekng growth the end of the Marred Road U.S Financial Services account protection throoM friday. Or n *yang U3S Fawned Served re . The Fan ea a mernta et the Souks hyena Protect cr porcoal rater then ft ?MgratCn d MOTO • Cost basis. in &armory the cod basso d the returnee Caere Beta OnS Department, Scor 766 Union