EFTA01456001
EFTA01456002 DataSet-10
EFTA01456003

EFTA01456002.pdf

DataSet-10 1 page 293 words document
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Counterparty: Southern Trust Company Inc Address: (X) ea 4c.014.04,004-feri 63 v. .1R.; k Deutsche Asset & Wealth Management Date: tt.1,019.4y- t ao t Re: Contact Information For Purposes of CFTC Regulation 23.701 Dear Sir or Madam: The following contact information is being provided for purposes of your delivery of notices pursuant to CFTC Regulation 23.701 ("CFTC IM Segregation Right Notices"). CFTC IM Segregation Right Notices for Counterparty may be provided to the person identified below (the "Collateral Contact") using the following contact information. ' I. Collateral Contact Type2 (please select one)3 ❑ Officer responsible for the management of collateral O Chief Risk Officer of the Counterparty 1W Chief Executive Officer of the Counterparty O Highest-level decision-maker for the Counterparty H. Collateral Contact Name: a i Eeskti vNibatiteletWeiett.LoutgliciaN Market participants should note that Collateral Contact information should be updated as appropriate to avoid potential trading disruptions in future years. See CFTC Regulation 23.701(e) (requiring notice at least once per calendar year). 2 CFTC Regulation 23.701(c) states that the notification required pursuant to CFTC Regulation 23.701(a) must be made to an officer of the counterparty responsible for the management of collateral if such an officer has been identified to the swap dealer or major swap participant. if no such person has been identified by the Counterparty, then the notification must be made to (persons using thisform shouldselect accordingly): • the Chief Risk Officer of the counterparty; • or if there is no such officer, the Chief Executive Officer; or • if none, the highest-level decision-makes for the counterparty. Please note that while only one "Collateral Contact Type" should be selected, market participants may provide information for more than one Collateral Contact. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 115049 CONFIDENTIAL SDNY_GM_00261233 EFTA01456002
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fd0deaccc947ff83f8f21b6d6e010b352d17d3a703f40ab2de0a4d1e48d695fa
Bates Number
EFTA01456002
Dataset
DataSet-10
Document Type
document
Pages
1

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