📄 Extracted Text (293 words)
Counterparty: Southern Trust Company
Inc
Address: (X) ea 4c.014.04,004-feri 63
v. .1R.; k
Deutsche Asset & Wealth Management
Date: tt.1,019.4y- t ao t
Re: Contact Information For Purposes of CFTC Regulation 23.701
Dear Sir or Madam:
The following contact information is being provided for purposes of your delivery of notices
pursuant to CFTC Regulation 23.701 ("CFTC IM Segregation Right Notices"). CFTC IM
Segregation Right Notices for Counterparty may be provided to the person identified below (the
"Collateral Contact") using the following contact information. '
I. Collateral Contact Type2 (please select one)3
❑ Officer responsible for the management of collateral
O Chief Risk Officer of the Counterparty
1W Chief Executive Officer of the Counterparty
O Highest-level decision-maker for the Counterparty
H. Collateral Contact Name: a i Eeskti vNibatiteletWeiett.LoutgliciaN
Market participants should note that Collateral Contact information should be updated as appropriate to avoid
potential trading disruptions in future years. See CFTC Regulation 23.701(e) (requiring notice at least once per
calendar year).
2 CFTC Regulation 23.701(c) states that the notification required pursuant to CFTC Regulation 23.701(a) must be
made to an officer of the counterparty responsible for the management of collateral if such an officer has been
identified to the swap dealer or major swap participant. if no such person has been identified by the
Counterparty, then the notification must be made to (persons using thisform shouldselect accordingly):
• the Chief Risk Officer of the counterparty;
• or if there is no such officer, the Chief Executive Officer; or
• if none, the highest-level decision-makes for the counterparty.
Please note that while only one "Collateral Contact Type" should be selected, market participants may provide
information for more than one Collateral Contact.
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 115049
CONFIDENTIAL SDNY_GM_00261233
EFTA01456002
ℹ️ Document Details
SHA-256
fd0deaccc947ff83f8f21b6d6e010b352d17d3a703f40ab2de0a4d1e48d695fa
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EFTA01456002
Dataset
DataSet-10
Document Type
document
Pages
1
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