EFTA01372502.pdf

From: Stewart Oldfield Sent: 10/15/2018 9:49:32 AM To: Bradley GiIlin CC: Richard larossi Subject RE: Weekly Status Update - Week ending 10/12/2018 (I) Done. Thanks From: Bradley Gitlin Sent: Monday, October 15, 2018 9:39 AM To: Stewart Oldfield Cc: Richard larossi Subject: FW: Weekly Status Update - Week ending 10/12/2018 III Importance: High Classification: For Mimi use only Stew. Push below cases to the nest KYC queue. Thanks. KYC Case01977703 - Southern Financial LLC & LSJE, LLC (For Stewart) KYC Case01977699 • J. Epstein Virgin Islands Foundation, Inc; Hyperion Air, LLC (For Stewart) Regards. Brad From: Vijay-A Sawant Sent: Monday, October 15, 2018 9:11 AM To: Bradley Richard larossi Cc: Mayur Rathod <O>: Vinita Advani Subject: Weekly Status Update - Week ending 10/12/2018 Importance: High Hello Brad, Apologies, I was meant to send this on Friday, but here it is, belatedly. The counts are provided for each risk rating indicated by H for High risk, M for Moderate & L for Low. Let me know if you have any queries, thanks. 2018 HR Update: Count Notes Status H - 0; M - 39 & 1- 52 Client not started H M-6 &1.0 Client Outreach H- 12; M -0 & 1- 0 All Sillerman accts are being handled by MR on account of bankruptcy filing by the SOW - Jeffrey Exclusion Completed Epstein li - 19; M - 1& L -0 Fully Approved If - 4; M -1 & L - 0 Initial Due Diligence Ft - 20; M -0 & 1- 0 ACCOUnts with PO are listed below for reference. Pending Approval These need to be pushed to the next stages. II - 2; M - 0 & L - 0 Pending Exclusion ll - 1; M - 0 & L - 0 Expected to be submitted as soon as dots received Profile Completion for GoldenTree CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066217 CONFIDENTIAL SDNY_GM_00212401 EFTA01372502