📄 Extracted Text (23,040 words)
To: Hubsher, Else From Lee, David Notes: Tax advisor, was just forwarding fyl --Original
Message--- Front Hubsher, Elbe Sent: Wednesday,
December 06, 2006 6:39 PM To: Lee, David Subject: Re: Jeffrey When are they in and who do
we want them to meet? How much the ------
Sent bunny bad:Berry Wireless Device --- OrIgInal Message Front Lee, David To: Cutler, Lawrence D.: Hubsher. Else Sent: Wed Der n6
18:01:43 2006 Subject: FW: Jeffrey
Redacted for Privilege
March 26, 2009 D.B.Zwlrn Special Opportunitlairgald,LP.- Quarterly Commentary
Thank you for your interest n D.B. Zwirn &Co., L P. Attached please find the nost recent Investor
conyrcnta for the D.& ' unties
Fund LP. , egards, D.B. Zwirn&Co., L P. 745 Fifth Avenue, 18th Floor New York, NY 10151
Phones Fax
May 05, 2009 D.* Zwim Special OpliortunItlesFUlUI, Ltd. - Investor CommUnkatIon
Attached please find an important confrontation that was sent to the Shareholders or the D. B.
Zwin Special Opportunities Find, LW. This confrontation
for your Information only and requires no action on your part. We will send a sinter corrrnunicatbn
a hie to the tinted Partners of the D.B. Zvirn
Special Opportunities Fund, LP. shortly. If you , plea bsher a
745 Fifth Avenue, 18th Floor New York, NY 10151 Regards, D.B. Zwirn &Co., LP.
Fax
ia lOgr 2009 • nsiro.S.Peollil Opportunities Fund, L.P. - Investor Communication
Attached please find an Irrportant oorrmmicatbn regarding the D.8. Zwirn Special Opportunties
Fund L P. This communication requits a response no
later than May 22, 2009. If you have a ' co rat Regards, D.B. New &Co., LP. 745 Fifth
Avenue, 18th Floor New York, NY 1015 Phone Fax
Mar 1512009 .lterninder: D.C. Zwirn Special Opportunkies Fund, LP. - Consent forms due before 1000
am.on May 22, 2009
Dear Investor: This is a reminder that consent forms oust be received before 10:00a
EST on May 22, 2009. If you would lice to discuss the consent,
please feel free to contact Else Hubsher Thank you, D. Zwirn & Co., LP.
May 20,2009: Zwirn Special Opportunities Fund, LP. - Consent forms due before 1000 a.m. on May 22,2009
Dear Investor: We have not received your consent form This is a reminder they oust be received
before 10:00 a.m New YOrk tine on May 22, 2009.
If you would Ike to discuss the consents, please feel free to contact Else Hubsher at
• Thank you, D.8. Zwirn & Co., L P.
May 27, 2009 Zwirn spedal Opportunities Funds Investor Communication
Dear Investor, We are pleased to Worm you that as of 10:00 AM today, the deadline for subtitling proxies h
respect Of the notices sent to Investors in
each of o.B. Avlm Special Opportuntles Fund, L P., D.B. Zwirn Special Opportunities Fund, Ltd., D.& Zwirn
Asia/Peat Special Opportunities Fund, L P.
and D.B. Nera SPellalOpportunties (TE) Fund, LP., we had received a sufficient number of proxies for each
fund to constitute a quorum and to approve
the varbus netters for which consent was requested In connection with the replacement of D. a Zwim & Co., LP. as
hvestment rrenager to the funds with
an affiate of Fortress Investment Group U.C. We note that, for a B. 2wirn Special Opportunties Fund, Ltd.,
the vote w0 be mated at the shareholders'
meeting scheduled for May 26, 2009 and, once finalzed, we expect rrenagerrent of the funds wit be transferred Fortress
to at the cbsing pursuant to the
transactbn documents desalbed In the consent ckxtrents. We would kite to thank al Investors in the Funds for their
thoughtful consldemtbn of al
natters rebted to the transaction and bok forward to our onlfinued support as we neke the transition.
Regards, 0.* 2WIM &CO, LP.
Oetipbek 0;20136; InVeStorkiirt: DO pi rti;lee `064try Gruss
Notes: Tiled tang but no one answered.
Nov ember 20;2006 investoi*W6PG Departure Round 2
MOW
Notes: DL - Jt 12: I (1pn Mark ebvrtz called DavO Endyck, )E'S attorney
Jaspers. inc. Activity
Conf identia I VRF 00000001
EFTA01166616
Redacted for Privilege
04.******••11.4•01•1****0.04.4.1•Ilint•******* 11.*****F•lalfl•
lleaSury Circular 230 Notts: Any U.S. federal tax advice included In this
COranunkation was not intended or written to be used, and cannot be used, for the
purpose of avoiding U.S. federal tax penalties.
lic***************a************••••••••• ****** ********* ** ****** *******3•11.•••••••
NOTICE
This egret massage 6 Intended only for the named recipient(s) above. It nay
contain confidential inforrratlan that ts prWleged or that constitutes attorney
work product. U you are not the intended recipient, you are hereby notified that
any dissemination, distributbn or copying of this e-mail and any attacivrent(s) is
strictly prohibted. If you have received this a-nal in error, please Immediately
notify the sender by replying to tbs e-riell and delete the message and any
altachment(s) from your system Thank you.
EaW W1
ei:A47
May 06, 2005 Deardrn aICKApill Estimates (logged e-mall from Woykowski, Ta Hah received on 5/6/206513658 PM)
Notes: Front Woykowst Tabh CC: Subject: DB Zarin tk3CK April Esthetes Body: Harry, Ire recently started working with
Alyson on Investor Relations here To: . . Abyson has asked me to contact you with an April estimate for our funds. A rough conservative
esthete for net performance h the D.& Zwirn Special Opportunities Fund, LP. for the month of April 2005 Is +100bps. A rough estimate for net
performance in the 1CK Partners, LP. for the month of AM 2005 6 -1.6%. Please let rre know If I can be of any further assistance.
Ptah Woykovisid Zwlm tit Co. 745 Fifth Avenue, 18th Floor New York, NY 10151Phone
Fax: Mobile
July 20, 2005 DaZ Wili‘Pilirl MtFinancial 2fiale I:company (lopped e-mall from Woykowski, Tomah received on 7/20/2005
1149i54 At4). ,., . ..
Notes: Front Woylcowski, Taal/ To: 'Harry Beier WM CC: Subject: C82 fees pall by Financial Trust Conpany Body: Mr. Baler, As you
requested, please see below. Please let us know a else. Talah W kowsld Investor
Relations D.& Zwlm &Co. 745 Fifth Avenue, 17th Floor New York, NY 10151Phone: Fax:
Front Law, UAnne Sent: Wednesday, Jug 20, 200511:40 AM To: Way c: Gnss, . . .
Company 2004 management fees $1,262,140 2004 Incentive fees $2,756,039 2005 Ulm Jute milt fees $1,049,413 2005 thru June Incv fees
$1,454,990 urgent,._;;.'
JuhiZO005 Re ,. • .
Notes: Front Woykowskl, Tenth To: Woykowsld, Talah CC: Gruss, Perry Subject: RE Urgent Body: Financial mist Company 2004 management fees
$1,262,140 2004 incentive fees $2,756,039 2005 thru June merit fees $1,049,4132005 thru lune incv fees $1,454,990 Front Woylabokir
Tabh Sent Wednesday, July 20, 200511:33 AM To: Law, U Anne Cc Gruss, Perry Subject: Urgent Importance: High U Anne, Harry Beier just caled
again. Apparently, it is urgent that he find out what Financial Trust Company has paid h management and performance fees for 2004 and 2005. Is there
any way you could get the e, ma asap? Thanks so nuch.
Zaurtn &Co. 745 Fifth Avenue, 17th Floor New York, NY 10151 Phone Fax:
illillilliiiiiiiiiiii elatsms a a
• piiii4: • • .
A4 140;k8 11.S.; .
Notes: Front Alinonsicy, Alyson To: 'Many Beier
recently spoke with Mark Bianchini of JCK Partners, a
A CC:Airmnsky, Alyson Subject: DBZ #s Body: Mr. Seller, I understand that you
proved you with July perfonrence and capital account balance information for Financial
Thist's3CK investment. As he mentioned, we have centralzed Investor Relations for both DBZ and JCK with Allyson and I so please feel free to contact
one of us next month when you need these nun-tiers. tato wanted to mention that 082 does not yet have a Jug performance estimate or capital account
balance for Financial Trust's Investment. We generaly have a very rough perforrinnce estimate by the 5th business day of the rronth, which I can provide
to you over the phone, and a are Mated estimate 10-15 business days kto the month which 6 disseminated via eat. Capital account balances are
generated after performance has been flnaltted, and 1amable to provide you wth those toners as soon as they become avalable. Please let rre know If
you wish to be contacted with a rough perfomnnce estimate once we have one. Thank you for your the and I look forward to spealtrig with you soon.
Tabh Woyinwsirt Investor Relations D.B. Zwlm &Co. 745 Fifth Avenue, 17th Floor New York, NY 10151
Phone: Fax:
.7550 •
Confidential VFW 00000002
EFTA01166617
Notes: Front Waykows$3, Tath To: 'Harry Beller (hanyOrwsglemmy CC: Almansky, Meson Subject: DBZ #5 Body: Mr. Beller, I underStand that you
recently spoke with Mark filanchlni of JCK Partners, and that he provided you wth July performance and capital account balance inforrretbn for Financial
Trust's )CK twestment. As he mentioned, we have connoted Investor Relations for both DBZ and JCK with AIlyson and I so please feel free to contact
one 01us next month when you need these numbers. I also wanted to mention that OBZ does not yet have a Jut performance esthete or espial account
balance for Financial Theses Investment. We generaly have a very rough performance esthete by the 5th business day of the rronth, which I can provide
to you over the phone, and a more final:red estimate 10.15 business days into the month whidi is disseminated via enrol. Capital account balances are
generated after performance has been 'hated, and I am able to provide you with those numbers as soon as they become available. Please let tie know f
you cosh to be contacted wth a rough performance estimate once we have one. Thank you for your the and I look forward to speaking with you soon.
Toth Woykowski Investor Relations D.B. Ziven &Co. 745 Fifth Avenue, 17th floor New York, NY 10151
Phone Fax:
August 08, 2005 FW: DB Zwirn Special Opportunities Fund, LP
Notes: Front Alirrensky, Atyson To: Subject: FW: DB Zwin Special Opportunities Fund, IP Body: Harry, Here are rough
approximations for 08 ZWrn. I am wa ng or u rs or JCK Partners - ISEsend them to you as soon as I have thern Thanks, Atyson Front
Law, U Ame Sent: Monday, August 08, 2005 3:28 PM To: Afirrensky, Myron Cc: Blanchlni, Mark Subject: FW: 0432wirn Special Opportunities Fund, LP
Attached Is the statement 06/30/05. Ebbw breaks-out ham estimate for the 6 months ended June 30, 2005 Dhildend Income 24,774 Interest Income
7,408,366 Short Tenn Capital Loss 642,969 Fund Expenses (236,459) !Management fee (839,532) Unrealized Loss (1,169,649)
August 19, 2005 Readdress (logged e-mail from Harry Baler received on 8/19/2005113614 AM)
Notes: Front Harry Beller To: Woykowski, Toth CC: Subject: RE: address Body: Talah My address ts: New York Strategy
Group 457 Madison Ave t r New York NY 10022 Att: Fa -Original Message-- Front Woykowsld, Talah
Veit° Sent: Thursday, August 18, 2005 6:10 PM To: bject: address it Beier, Could I trouble
you for your rming address? Thank you h advance. h Woykosysb Investor Relations D.B. Zwirn &
Co. 745 Fifth Avenue, 17th Floor New York, NY 10151 Plane: Fax: e-mall message
Is Intended only for the named redpient(s) above. It rrey contain con en forntitbn U you are not tlatended redolent, you are hereby notified
that any use, dissemination, distrbutbn or copying of this e-nel and any attachment(s) s sok* proNlited. Zwirn & Co., LP. reserves the right to
archive and mentor al e-mall cormunicatbris through Is networks. If you have received ths e-rrel in error, please kwreellatet notty the sender by
repyhg to the e-nel and delete the rressage and any attachnent(s) from your system Thank you.
August 19, 2005 RE: address (logged e-mail from Harry Beller received on 8/19/2005113614 AM)
Notes: Front Harry Beier 41 .11. To: Woykowsid, Toth CC: Subject: RE: address Body: Talah My address 6: New York Strategy
Grou 457 Madison Ave 4 floor New York NY 10022 Att: Harry Beller Message---- Front Woykosysid, Talah
Sent: Thursday, August 18, 2005 6:10 PM To Subject: address Mr. Beier, Coukl I trouble
you In advance. lotions D.B. Zwlm &
Co. 745 Ftth Avenue, 17th Floor New York, NY 10151 Phone: Fax: The e-mail massage
6 Intended only for the named redpiant(s) above. It may contain co n one . y re recipe , you are hereby notified
that any use, dIsserdnation, distrbutbn or copying of ths e-rml and any attachment(s) 6 strictly prohibited. D.B. been &Co., LP. reserves the right to
archive and mentor al e-nel comrunk2tbns through is networks. If you have received tNs eercel 01 error, please intnediately notify the sender by
repaying to this e-nel and delete the rressage and any attachrrent(s) fromyow system Thank you.
August 31, 2005 FTC 7/31Cap Acct Balance (logged e-mail from Woykowski,TaBah received on 8/31/20051:23:01PM)
Notes: Front Woykowskl, Talah To: 'Harry Beer CC: Subject: FTC 7/31 Cap Acct Balance Body: Mr. Baer, As you requested, the
metal account balance h D.& &dm Special pew cell /In • 111 , fur Financial Trust Company as of 7/31/05 IS about $108,025,987. Please let we
know W I can be of any further assistance. elation D.B. Zwlm &Co. 745 Mb
Avenue, 17th Floor New York, NY 10151Pisa Fax:
September 08, 2005 D.R. Zwirn Special Opportunities Fund, L.P. -- Management and Incentive Fees (logged e-mail from Law, LiAnne
received on 9/8/2005 122938 PM)
Notes: Front Law, LI Anne To: CC: Alirrensky, Mysore Woykowskl, Talah Subject: D.B. ZWIrn Special Opportunities Fund, LP. --
Management and Incentive Fees ; Mr. r: As requested, the Fran:lie TtuSt Company ineurred $ 1,232,813 in management fees from Jan 2C05
thru July 2005. The accrued IncentNe alocatien for the period is $ 1,830,240
November 02, 2005 DB Zwirn Info (togged e-mail from A limansky, Alyson received on 11/2/2005 7,4926 PM)
Notes: Front Afrrensky, Alyson To: CC: Subject: DB Zwim info Body: many - here k the kilo you requested: Below breaks-out Income
esthete for the 3 month ended Sept 30, 2005 (all net of Incentive): Dividend Income 1,032,288 Interest Income 3,063,767 Short Term CapealGain
998,847 Fund Expenses (213,286) Management Fee (447,806) Unmated Loss (20,841)
November 02, 2005 RE: Harry Beller (logged e-mail from Law, U Anne received on 11/2/2005 657S8 PM)
Notes: Front Law, U Anne To: Airrensky, Allyson CC: Woykawski, Tallah Subject: RE: Harry Beier Body: Here's the info that he usually requests at the end
of the quarter: Below breaks-out income esthete for the 3 months ended Sept 30, 2005 (al net of Ixentwe): °adend Incorre 1,632,288 Interest
Income 3,063,767 Short TermCapital Gain 998,847 Fund Expenses (213,286) Management Fee (447,806) Unrealized Loss (20,841)
Front Alimansky, Alyson Sent: Wednesday, November 0 To: law, U Anne
Subject: Harry Beller Harry Beller from Financial Trust wants estimated tax amount - do you have thls7 Hs numbers or you can give info to
Ere and I am happy to call him thanks
genuary 09, 2006 Financial Trust Company
To: Abmnsky, Alyson; Woykowsid, Talah; Cho, Justki Front Bianchini, Mark Notes: Mr. Beller Caled me for the capital balance in the JCK Onshore fund. I
prey I a new erred address: HYPERUNK
"nano Thanks -- -- Marla BlanchinUCK Partners LP. 745 Fifth
Avenue 17th Floor New York, NY 10151 T F: E: HYPERLJNK -maRo
7anuary 09, 2006 RE: Financial Trust Company
Confidential VRF 00000003
EFTA01166618
To: ejanchini, Mark; AThensky, Alyson; Cho, Justin Notes: FYI - Mark transferred Mr. Beler to me and I advised that capital account balances for CEZ were
not yet ready and provided himivith current rough estimate. I have updated the database and distnbutbn Ist with his new erred address. Thanks Mark
I aIan Woykowsid Investor Relations D.B. 2\Mm &Co. 745 Pith Avenue, 1/tit Fbor New York, NY 10151
• HYPERL1N
Front fiery:NM, Mark Sent: Monday, January 09, 2006 12:25 PM To: /Threnskr, Alyson; Woykowsid,
amen; arc, : Fnanaar i rust Company Mr. Beler Cafed rre for the capital balance in the JCK Onshore fund. I vided the Decenber 30
ending a al balance verbs . He also stated that he has a new enal address: HYPERUNK
f: e: HypeRuThrInks --- --- Mark). BkinchinOCK Partners LP. 74 venue r w or .
S o K
January 10, 2006 Annual Investment Classification Acknowledgment for FTC reed via fax 1.10.06
To: Woylcoviski, Talah Front FAXCOM Fax Server Notes: <file://Wbzco.corrigloballocal‘shared\specoppsgnvestor RelattrisThwestor
Correspondence\Filancial Must Company \FTC Annual Investment rbssficaton Ack 1.10.06.pdf> FAXCOM RECEIVED FAX REPORT
---- Received The : 01/10/200616:32 Result : OK Description : Al pages received OK Resut Code : 0000 Pages Received:
0004 Bad Pages : 0000 Remote TSI : Connect Trre : 0064 Seconds Fax the : 3 Routing ID : 9226 Baud Rate : 14400 Bps The
fax 6 lack:tied as a PCF docurrent attachrrent.
January 11, 2006 D.B. Zwirn Special Opportunities Fund, La - Q4 NYS Letter
To: Front DM & Co. Investor Relations Notes: Dear Harry, Attached please find inportant correspondence regarding 2005 New York
State source ncome and the possibility of filing composite tax returns it certain states. For your convenience, there are separate attachments relatiog to
New York State sourced Income for each of your enUtles kwested In D.B. Zwim Special OpportunlUes Fund, LP. Please note that this S dated matern,
which may requite action by January 15, 2005. Thank you for your the. end Regards, D.& &ran &Co. «composite return letter. pdf»«CT-2658
-E for 2006ff. » «IT-2658-6 for 2006ff.pdf» cfIe://V4b2t0.cenAglobahlocahshareThsPececesfiewestor Relations\Investor
Correspondence Finandal Trust Company \Financial Trust Company Q4 NYS Letter.pdf>
February O6,2006 Capital Account Balance for Financial Trust Company
To. CC: Alirrensky, Alyson; Woykovisid, Tallish Notes: Mr. Beier, The capital account balance for Flnandal Ttust Conpany, as
of 1, was about $114,379,190. Please let us know If you need anything else. Maras. ee Justin
Justin Cho D.& 2wirn &Co. 745 Fifth Avenue 18th Fbor New Y• NY 10151 tel fax: met HIPERLINK
February 06, 2006 Capital Account Balance for Financial Trust Company
To: lobelleranysgralconi CC: Alrrensiry, Alyson; Woykowsld, Torah Front Cho, Justin Notes: his. Beller, The capitalaccount balance for Froncial
Trust Cowpony, W. as of December 31, 2005 was about 5114,379,190. Please let us know if you need anything BestA_JustIn
315th Cho D.B. ban &Co. 745 Fifth Avenue 18th Fbor New York NY 10151 tel: emit
HYPEFUNK "mato
April 14, 2006 D.B. Zwirn Special Opportunities Fund, LP. - Q1Tax Information
To: Front 06Z &Co. Investor Relations Notes: <fie://t dbzco.conAglobahleCafgharechspecoppslOperationslAccountingTaxt2006\Q1
2006 UBTWOF letters Ina nee' Trust Co Q106 NYS letter.pdf> Dear Harry, Attached please fird irrportant correspondence regarding 2006 New Yo-k
State sourced Income. Please note that ths ts dated material, which may require action by Aprl 17, 2006. Thankyou for your the. Kind Regards, D.O.
Zwin &Co.
April 18, 2006 Explanation for Distribution on K-1
To: CC: Afirensky, Allyson; Butchkowsk, Aka Notes: Mr. Beller, I JuSt tried to cal your office and understand I nissed you for the
day. [received your message and wanted to get back to you regarding the distrbutbn noted h item 19 on the 2005 Schedule K-I for Finandal Trust
Comore.. I have spoken with our Accounting Department and they confimithe $9,805 Is a NJ State Tax Withholding that we pay out on behalf of FTC.
These types of pay-outs are noted as a rederrptbn or dIstrbutkm. If this does not seem right, please let me know as soon as possible and we will get in
touch with our auditors to conOnn further details. Thank you for your the. lath Woykowski Investor
Relations D.B. 2YrIm &Co. 745 Firth Avenue, 17th Floor New York NY 10151 Phone: HYPERUNK
"mato
April 27, 2006 Cell Harry
To: I3utchkowsld, Also Notes: Harty Beler Is associated with our largest LP Thestor, Randal Trust Company. He has a few questions regarding the K-1
they received. I'm not sure Thre got themall, but basically he wants more Inforrretion about the following. Could you (or David) call him to discuss and
resolve asap? Thanks so much. -guaranteed payments/self errpbyrrent -US Treasury Interest - he cant find on K-I -what kind of PFIC hcorre and how
does it affect Mn? -schedule of taxes for other states (besides Ft)) -NYC WITTax and where s that reflected
Woykowsid Investor Relations D.B. Zwirn &Co. 745 Fifth Avenue, 17th Floor New York, W 10151 Phone: Fax:
HYPERUNK "mato
June 06, 2006 D.S. Zwirn Special Opportunities Fund, LP. Q2 Tex Information
ToiRmitim4Frorrt Di32 &Co. Investor Relations Notes: <fle:/AVAuco.comlsiobal bcakshanoThspeampscorrespondence
\OperationsThaounting\Tax \2006
regarding 2006
\Q20 U lette inandal Trust Company Q2 06 NYS letter.pdf> Dear Harry, Attached please find inportant
Q2 New York State sourced Income. Please note that this S dated naterbl, which nay require action by June 15, 2006. Thank you for your tine. Kind
Regards, D.B. Zwirn &Co.
July 06, 2006 Financial Trust - Mr. Beller
To: Woykowski, Talah CC: Cho, Justin From Bianchini, Mark Notes: Talon, Would you be able to five Mr. Beier a cal when you have a chance. lie is
looking for an estimate and it seers he s not aware. ----------------- Mark). BianchialCK Partners, LP. 745 Fifth Avenue, 17th Floor New York, NY
10151 T F: E: HYFERL1NK 'mato
September 11, 2006 D.B. Zwirn Special Opportunities Fund, L.P. - Q3 Tax Information
To: fibekrenysginall.coni Front DB2 & Co. Investor Relations Notes: <file:/Mdbzco.conAgbbakbcakshared\specopps\OperationslAcoounting‘Tax;2006
\Q3 2006 UBINPDF LettersWinandal Trust Conpany Q3 06 NYS letter.pdf> Dear Harry, Attached please find Irportant correspondence regarding 2006
Q3 New York State sourced Intone. Please note that this 6 dated material, whith nay require action by September 15, 2006. Thank you for your Uwe.
Kind Regards, D.& Avim &Co.
Confidential VRF 00000004
EFTA01166619
October 24, 2006 Q3 Tax Breakdown - NYS
To: hbellerenyseneecom Notes: <file://Wlbzco.comitgbballocaeshared\speccipps1,Investor Ftelatbne\Investor CorrespondericeWklancialTruSt
Corrpany \Copy of Financial Trust Conpany Inc - Q3 2006.xls> le Harry, Please see the attached breakdown of your NYS sourced Income as Indicated In
the Q3 letter. I hope Eva was able to amide you with the Information you were looking for, however, feel free to contact rre if you have further
uestions. Best Cara Howe D.& Zwin &Co. 745 Fifth Avenue New York, NY 10151 T:
F " MUNK Attachments:
«Copy of Fina onpany Inc - Q3 2 .x >
October 24, 2006 RE Harry Baer tax from Eva
To: Howe, Cara CC: Warren, Clifford; Woyirowslid, Talbh Front So, Eva Notes: Cara, Henry Beier asked ne for a breakdown of his NYS sourced income
as becated in his Q3 send the information to lentoday. Hit e-rrel
actress Is HYPERLINK I just t is rrore appropriate to send the
hfonnktkin through kwest s re eon instead of sending t dkectly fromthe tax department. Please let rre know if you have any questions. Regards,
Eva Front Howe, Cara Sent: Monday, October 23, 2006 6:56 PM To: So, Eva Subject: Harry Beier tax <HYPERUNK
ine://dbzco.com/gbbatriockeshared/specopps/Operatlions/Accounting/Tax/2006/Q3%202006%2OUBT/PDF%20LettetS/Fhancelies20Trusti620Corrpany%
20Q30.62006%2ONYS6.520letter.pdfile://114tizai.com\globaelocaeshared seecopps\Operations\Accounting\Tax \2006\Q3
<eb://dInco.cornighbaelemeshared/sPeCoPps/Operatbns/Accounting/Tax/21106/Q3%202006%20OBT/POIR620Letters/Finandal9620Trst%
20Conpany%20Q3%2006%20NY5%201etter. pdf> 2006 terneDf Letters\I:Inertial Trust Company Q3 06 NYS letter. pdf>
Yolk, MI 101511: F:
HYPERLINC Attachments: «Financial Trust Company Inc
- Q3 2006.xls»
November 05, 2006 Q3 2006 Capital Account Statement for Financial Trust Company
To: Notes: <fle://Wibeee.Coneglobaelocaeshared\specopps\OperattnekACcounthg\Investois\Onshore Statenents\2006\2006 Q3
Sta me 'nerd\LP rrel merge Q3 2006 Filandal Trust Corrpany.pdf> Attached phase end the 2006 Q3 capital account statement for the
investment in the D.B. barn Special Opportunities Fund I free ou have any questions. Yours truly, D.& Zwie &Co.,
LP. 745 Fifth Avenue, 18th Floor New York, NY 10151 Phon Fax IReedbzw.corn Attachments: «tP mini merge Q3
2006 Financial Trust Conpany.pdf»
December 06, 2006 ReJeffrey
To: Hubsher, Else Front Lee, David Notes: Tax advisor, was just fotwdkig fyl --Original Message--- Front Hubsher, t3se Sent: Wednesday,
Decanter 06, 2006 6:39 PM To: Lee, David Subject: Re: Jeffrey When are they h and who do we want them to meet? How rruch time
— Sent from rry EtackBerry Wireless Device —Original Message-- Front Lee, David To: Cutler, Lawrence D.; Hubsher, Elise Sent: Wed Dec 06
18:01:43 2006 Subject: FW: Jeffrey
Redacted for Privilege
December 28, 2006 Assignment form for the 12/31/05 full transfer from Financial Trust Company Inc. to Jeepers Inc. reed via Pax
To: Woykowsid, Talah Front FAXCOM Fax Server Notes: FAXCOM RECEIVED FAX REPORT Received The : 12/20/2006
16:29 : OK Desaiptbn : Al pages received OK Resat Code : 0000 Pages Re0elved: 0005 Bad Pages : 0000 Remote
1St : Connect The : 0072 Seconds Fax fine : 3 Roiling ID : 9226 Baud Rate : 14400 Bps The fax Is included as a PDF
docurren a ac mein. Attachments: «P4SG1_0617782130150176.pdf»
December 28, 2006 DBZ Subscription Documents for Floandel Trust Company
To: CC: Lebowtz, Seth Notes: Darren and George, Per the request of Seth Lebowitz, attached please find the
May411iM st onccurrents
i for Financial Dust Company, Inc. and btknk subscription documents to be completed for the transfer fromMandel Thist
Company, Inc. to Jeepers Inc. Please let ore know if ou have any questions. R rds, Nicole Whte Investor Relations D.& Zwkn &Co. 745 Fifth
Avenue, 18th Floor New York, NY 10151 Phone: Fax: nicoie.whiteedbmo.com Attacments: «Financial Trust
Company, Inc. 2002 05.pdf» «08Z LP Sub Does . »
December 28, 2006 FW: Revisions (SL provides email addresses for attorney and tax accountant)
To: White, Nicole Front Lebowtz, Seth Notes: here t is. the sub does goes to both non-DBZCO addresses on DPeenul below. Their names are Darren
Indyke and George Delon, and they are the attorney and tax accountant, respectively, for the inveStor (net Streit ou need this for the IR database, but
e t). thanks Front Proshan, David Sent: Wednesday, Decanter 27, 2006 6:43 PM To: Cc
; Lebowitz, Seth Subject: RE: Revisions Darren and George: Please see the needled, whkh is marked to show the changes to the prior
coca . rrent is subject to our continukig review (including on tax matters). Seth w0 sand you subsatitbn documents tomorrow morning, along
with the subscription docurrents previously executed the a nor. Best regards, Dave David A. Proshan
December 28, 2006 RE FAX received from
To: Hubsher, Else; Lebowitz, Seth CC: WOykowskl, Tallah; Howe, Cara; White, Nicole Front Prostian, David Notes: Lees hold the until we are final - SL
and I are sal working on t - thank you --Original Message---- From: Hubsher, Eise Sent: Thu 28, 2006 5:17 PM To: Proshan, Day d;
Lebowitz, Seth Cc Woykowsid, Takh; Howe, Cam; White, No Subject: FW: FAX received f David and Seth please let us bow ewe
accept this transfer and if there k any hvolienient you need from us. ----Original Message— Utah Sent: Thursday, Decanter 28,
2006 5:13 PM To: White, Nicole; Howe, Cara Cc: Hubsher, Bee Subject: EW: FAX received fro This boles Bee an Assignment form for
Financial Trust Co. I'm not farnaar wth what is going on there so please handle accordingly. I have receipt.
Investor Relations D.& Zwirn &Co. 745 Fifth Avenue New Y NY 10151 Phone:
Fax: ---Orighal Memage---- Front FAXCOM Fax Server [mato Sent.
Thixsday, Decanter 28, 2006 4:30 PM To: Woyloweld, Fatah Subject: FAX received fro FAXCOM RECEIVED FAX REPORT ----
------ Received The : 12/28/2006 16:29 Result : OK Description : page.% r tithed OK Resut Code : 0000 Pages
Received: 0005 Bad Pages : 0000 Remote TS! IIIIIIIIII Connect The : 0072 Seconds Fax fine : 3 Routing ID : 9226 Baud
Rate : 14400 Bps The fax k as a POF docurren a a rent.
December 29, 2006 Financial Trust Co making full transfer on 12/31/06 to]eepers Inc. in Din LP - sub docs raced via fax & Seth
handling logistics
ConLclenhaI VRF 00000005
EFTA01166620
To: Woykowskl, Talah From FAXCOM Fax Server Notes: FAXCOM RECEIVED FAX REPORT Received Toe : 12/29/2006
11:45 Result : OK Descriptbn : Al pages received OK Result Code : 0000 Pages Received: 0047 Bad Pages : 0000 Renote
151 Connect The : 0807 Seconds Fax the : 1 Rotting 1D : 9226 Baud Rate : 14400 Bps The fax 6 included as a PDF
document attachment Attachments: «MSG1_061.2291659060225.pdf»
December 29, 2006 Financial Trust Company Inc. making 12/31/05 full transfer to Issuers Inc. - sub does reed via Fax
To: White, Nicole Front Woykowski, Talah Notes: FAXCOM RECEIVED FAX REPORT ---------- Received Tire : 12/29/2006 11:4.
Result : OK Description : Al pages received OK Result Code : 0000 Pages Received: 0047 Bad Pages : 0000 Renate 1St
Connect The : 0807 Seconds Fax he : 1 Routing ID : 9226 Baud Rate : 14400 Bps The fax Is included as a PDF document
attachment.
December 31, 2006 D.B. Zwirn Special Opportunities Fund, LP. - Restated 12/31/01S CapitalReplant Statement
To: 'Beier, HarrysJeepers, Inc. CC: From C8Z &Co. Investor Relations Notes: <fie://
WItuco.com\globahlocal\shared\SPeCOpps OperationS\Accounting\InvestorsiOnshore StaterrentS\2006 2006 Q4 POST AUDIT Statements12006 Q4 POST
AUDIT Statements\LP 2006 Q4 Restatement - Jeepers Inc.pdf> Attached please (Ind your restated 12/31/06 capital account statement. The restatement
reflects the broad of audit adjustments to your capital account and is the final 12/31/06 statement. Please note that we do not expect to restate K-1 tax
docurrervs for 2006. The pelt adjustments prime* reflect changes Si bookkeeping tens surnrartzed Si the March 26, 2007 Investor connuntathen
and discussed In the footnotes to the 2006 audited Thence' statements. The audit adjustments reduce the capital account fromthe original, reported
amount. The adjustment amount wit vary among capital accounts based upon the thing of original arid subsequent Subscriptbns. As reported Si the
audited francial statements, the Fund return for 2006, including the audit adjustments, 515.64%. With the oonclusbn of the 2006 audit and the
enhancements over the past eighteen months In systems, potties, controls and procedures that have been Implemented by a highly experienced teamof
Industry professionals, we beteve we now have the Infrastructure Si oboe to meet the Fads needs and scale our bushess. Looking ahead, we expect to
expedte the release of financial kionretkin on a mere nom-abed tImeframe. We of course remain open to any questions you may have and we
encourage you to schedule an operational due diligence vest to become more familiar with the infrastructure rrodficatIons and irprovements we have
Introduced. We look forward Si 2008 to corithuing to provide attractive Mk adjusted returns from our bead diversified portfolio. We thank you for your
patienCe and support. Best Regard, D.& ZWIrn & Co., LP. 745 Fifth Avenue New York, NY 10151 T: F:
Attachments: «LP 2006 Q4 Restatement - Jeepers Inc.pdt>>
January 08, 2007 Rt Financial Trust Co dam
Redacted for Privilege ----Original Message-- Front FAXCOM
Fax Server Into Sent: Monday, January 08, 2007 6:09 PM To: Woykowski, Talah Subject: FAX received FAXCOM RECEIVED
FAX REPORT Received Tae : 01/08/2007 17:56 Result : OK Description : All pages received OK Result
Code : 0000 Pages Received: 0050 Bad Pages : 0000 Remote TSI : Conned The : 0769 Seconds Fax line : 1 Rotting ID : 9226
Baud Rate : 14400 Bps The fax Is Included as a PDF document attachment.
January 08, 2007 revised Jaspers inc. does
To: Woykowsld, Talah From FAXCOM Fax Server Notes: FAXCOM RECEIVED FAX REPORT ------------ Received Tim : 01/08/2007
17:56 Result : OK Desaiption : Al pages received OK Result Code : 0000 Pages Received: 0050 Bad Pages : 0000 Remote
151 : Conned The : 0769 Seconds Fax Me : 1 Routhg ID : 9226 Baud Rate : 14400 Bps The fax Is included as a PDF document
atmchment. Attachments: «MSG1_0701082309110757.pdf»
January 10, 2007 FW: Financial Trust Co does
Redacted for Privilege
----Original Message From FAXCOM Fax
Server [motto Sent: Monday, January 08, 2007 6:09 FM To: Woykowslcl, Talah Subject: FAX received FAXCOM RECEIVED FAX
REPORT Received The : 01/06/2007 17:56 Result : OK Description : AU pages received OK Result Code :
0000 Pages Received: 0050 Bad Pages : 0000 Renate T51 : Connect The : 0769 Seconds Fax toe : 1 Routing ID : 9226 Baud
Rate : 14400 Bps The fax Is raided as a PDF document attachrrent.
January 10, 2007 RE: Financial Trust Co docs
Redacted for Privilege
---Orignal Message— From FAXCOM Fax Server IneinSent: Monday, January 08, 2007 6:09 PM
To: Woykowski, Talah Subject: FAX received FA/COM RECEIVED FAX REPORT ------------- eceNed The : 01/08/2007 17:56
Result : OK Description : Al pages received OK Result Cede : 0000 Pages Received: 0050 Bad Pages : 0000 Remote 151 :
Connect The : 0769 Seconds Fax the : 1 Routing ID : 9226 Baud Rate : 14400 Bps The fax 6 included as a PDF document attachment.
Confidential VRF 00000006
EFTA01166621
January 11, 2007 D.B. Zwirn Special Opportunities Fund, LP. - Revised Q4 Tax Information for Jaspers Inc
To: BCC: So, Eva; Lebowitz, Seth Notes: <flle:/fldbzca.comAgbbakbacakshared\specopps\OperatbnsiAccounting\Tax12006‘Q4
2006 UST\PDF lettersVeepers Inc • 4Q NYsourced Income letter. pdf> Dear Marry, Attached please rtid revised correspondence regarding 2006 Q4 New
York State sourced Income. Our deepest apologies for the asinfornetbn contained h our previous correspondence on this natter. Thank you for your
tire. land Regards, D.B. Zwtn &Co. Attachments: <Ceepers Inc - 4Q NYsourced incorm letter.pdf»
January 11, 2007 Releepers Inc. tax withholding
Redacted for Privilege
January 11, 2007 RBJeepersInc. tax withholding- Eva confirms that $ was withheld for Jaspers
To: Lebowitz, Seth; Woykowsid, Tallith; Butchowski, Alta CC: Warren, Gifford; McGrath, Brian; Proshan, David Front So, Eva Notes: Seth, We
certainly withheld $966,609 of NYS taxes In Q4 2006 fromleepers Inc. The letter to Jeepers would need to be changed. TaltalVAlsa, Please let us know
who Is going to change the letter to reflect the tax withheld on behalf of Jeepers Inc.. Thanks, Eva Front Labovitz, Seth Sent: Thursday,
January 11, 2007 2:54 PM To: So, Eva Cc Warren, Clifford; McGrath, Ben; Proshan, David Subject: FW: Jeepers Inc. tax withholding Eva: see bebw.
I'm glad I figured out that Cuff and Brian are out of town. Let ire know if you have any questions or want to discuss. thanks Seth Front
Lebowitz, Seth Sent: Thursday, January 11, 2007 2:24 PM To: McGrath, Oren; Warren, ClIford Cc Proshan, David Subject: Jeepers Inc. tax wahholiing
Brian and CIO: I got a cat from the lawyer for Jeepers, Inc. today (I believe he called several other people here as we saying that Jeepers received a NY
state withhokling letter for tax year 2006 stating that Jeepers was exenpt from withholding. This is obvlotsly a nistake given the background, but can you
please confirm that we actualy are withholding (or have withheld) al the 2006 taxes for Jeepers so I can get back to the lawyer. Also, wet need to send
them a corrected letter stating that we did withhold and the amount of NYS source Income and tax vethheld. I can have IR send the letter out, but the data
is needed from you guys. Thanks. Seth
February 12, 2007 December Cap Balance
To: Belles, Hany>Fbancial Trust Conpany Q. Epstein &Co.) lig ) CC: Lee, David CCC: Hubsher, Elise Notes: Many, I spoie with David
Lee and he would be happy to speak with you on a1netters re to D.B. Zwim and Co. We recognize that you are an irrportant investor and reel that
David, as President, Is the appropriat matters relating to your account. David ls prepared to speak with you regardng any tax questions
you may have. lie can be reached at
ℹ️ Document Details
SHA-256
fd6b483e7c6a28e6ab3d8ff17903d4f0fac817d4f22a51fa7b34efc103fe7312
Bates Number
EFTA01166616
Dataset
DataSet-9
Document Type
document
Pages
23
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