EFTA01415277.pdf

Subject: RE: balance history [I] From: Stewart Oldfield Date: Tue, 28 Nov 2017 14:48:29 -0500 To: Cynthia Rodriguez Classification: For internal use only Perfect. Thanks! From: Cynthia Rodriguez Sent: Tuesday, November 28, 2017 2:41 PM To: Stewart 0 Subject: RE: balance history [I] Classification: For internal use only Okay, so here we go. Let me know if this is what you're looking for: 2016 AUMs January to April - $0 May to August — $107mn Sept 2016 - $8mn (D03 issue) October to December - $0 A total of 16 accounts (deposit and CD accounts) were closed in 2016 due to DOJ. The only two accounts remained open in 2016 were: *These accounts had a few cents in them. EFTA01415277 AUMs for 2017 January - None February- $3mn March - $79mn April- $114mn May — June- $130mn (peak) July- $92mn August- $91mn September - $87mn October - $82mn (current AUM) In 2017, we opened a total of 37 accounts (DBTCA, DB AG and CD accounts). New Accounts for 2017 and her family. (2 accounts: DBTCA/CD) (6 accounts: DBTCA/CD/DBAG) (6 accounts: DBTCA/CD/DBAG) **We have closed 6 accounts in 2017, but only because the client no longer needed the GRAT account anymore. OUTSIDE OF EFTA01415278 Not sure if you want to include, but Southern Financial gave us some deposits for DB AG this year as well. Southern Financial Relationship New Accounts for 2017: 4 DB AG accounts 2 DBTCA accounts Total balance in 6 new accounts: $145,926,582.74 (majority in DB AG) Kind regards, Cynthia Rodriguez {cid:[email protected]} Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA Tel. Fax Email From: Stewart Oldfield Sent: Tuesday, November 28, 2017 1:36 PM To: Cynthia Rodriguez < Subject: EFTA01415279 Classification: For internal use only Hey there. I'm trying to demonstrate the success we've had with this year. I think the best way to do that is to show the following: 2016 peak assets 2016 assets withdrawn 2016 number of accounts closed (and any that were left open) 2016 ending assets 2017 starting assets (same as 2016 ending) 2017 number of new accounts opened 2017 number of new clients added (Nancy, family members we never knew, etc.) 2017 peak assets 2017 current assets I will also highlight dialog with Paul, Robert, etc. Not a huge rush on this. Starting to write my year-end review. Thanks fcid:[email protected] Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas EFTA01415280 Deutsche Bank Wealth Management 345 Park ew York, NY 10154 Tel. Mobile blackberry Email Securities offered through Deutsche Bank Securities Inc. EFTA01415281