EFTA01321670.pdf

EFTA01321670 Statements SDNYG,00352155 CONFIDENTIAL EFTA_00224847  CLUJMO TIMMS. FM WAOLLY ONMO SMISOVAV CiFICE SERVICING YOUR ACCOUNT be. Sinn Swann., Cap. Beer. Steams & Co. Inc. BEAR 383 Mattson Avenue New York. New York 10179 Oro Yeratch 0300 MOM tresdr. How Vat 112014.00 121212720= STEARNS (212) 272.2000 FINANCIAL TRUST CO INC ACCOUNT (ITCulfvE GRIM GOVT BOND surEsificr Pge00 Noun. 30.2O02 • OUR wTBSITE wwetbearstearns.com THROUOM Cecemba 31. 2002 •CctfutAT MAIM Important Message I TAXPAYER IM1$E Not Mettle If any information regarding 2002interest. LMT stmosen Navarre.. 29. 2002 ckvidends. miscellaneous income, gross etcceedS FINANCIAL TRUST CO INC a cWgnal issue discount IS required to be WO JEFFREY EPSTEIN reported to the IRS ter thtS account. a Consofdated Form 1099eill be mailed 6100 RED HOOK QUARTER to you try January 31.2003w a 1042Sby SUITE B3 March 17.2003. ST THOMAS VI 00802 O z m C m Premise or Third Party Repurchase Agreements z with Bear,Steamsand Co.lne. outstanding as of date of statement 0.141402.1 REPURCHASEt PURCHASE Kai PRIMO ROW ACCRIA0 SUM an Ea)DAR POW:PA MIt PITERtSr 10 00.42 12117/02 OPEN 4,557.000 0.800 1,913 4.558.913.94 5 r TOTAL REPURCHASETRANSACTIONS AIL el omen sr me 0110M oaten ea rat now MIN OPIPI war uvr urns $1.913 $4.558,913.94 9SIZS£00 IND ANGS _ Pa. @WWI In, MM.= ra*-e•Ont a Peat Cs. VCOO. 1430111.0 SS 0000.•4 PH unary is t:e rftenceal pones my. R is nx mow SIOUX deatriert b Oen, Se*. n S.,06.14.10.6; own. a oleo S...cn tl Sue A.-. Uortee stgintin Void Oct rotated kr WU' Meat sn tenne aestonreattre wanner cc. . Ore intiod, err he" 121:40" HY • I Allt.)44$ 02' 020101:1213 001 0033 8t8tii:00- V.L.43 EFTA01321671  alutIO 114/04.4. r75 "mous ONULD VJOSIDMAy OTTCE SERVICING YOUR ACCOUNT int Sirs Cogan rap. Bear. Steams b Co. Inc. BUR 383 Madison Avenue New Wyk. New York 10179 as Wairegan Caw Nan Dix er. New roit 11201.3to STD:1MS (212) 272-2000 RIZ 272.1000 FINANCIAL TRUST CO INC 2 e STATELIES, PERM November 30. 2002 P01000., CCCOMbel 31. 2032 iket0 NT Nuns°, Conan Waal% . V.& Your messages US? STATtlaY1 nailienba n.2002 As part of the National Association of Securities Dealer's (NASD) Investor Education Progam, you may obtain information on the NASD's Public Disclosure Program by contacting the NASD at telephone number (800) 289.9999 or via the Internet address tvhich is 0 werwhasdr.coms In addition, a brochure explaining the Public Disclosure Progam Is available from the NASD upon request. z m STOPI End of Statement ci m z H r LSLZS£00 IND ANDS 02? 01/01.01.12-11 001 V619 6tittiZOO- V.LA3 EFTA01321672  3 0 z m STATEMENT BACKER IS PRINTED ON THIS PAGE ci m z H r BSTZS£00 IND ANDS OT 01/01(33:1/13 001 OK 05131,ZZOO- V1.43 EFTA01321673  CIAAJOLO THROW() RS RACTAY 02040 808810WO OFFICE SEAMING YOUR ACCOUNT ow Sans SCRIMS Cap. Bear. Stearns 6 Co. Inc. BEAR 383 Madison Aware New York. New York 10179 Cr. MIMS) Corte MCA IlreOft. Nor Ott 11201.3859 STEARNS (212) 272-2000 (212) 212.9= FINANCIAL TRUST CO INC ACCOUNT EXECUTWE GNMA GOVT BOND STATEMEWT PERCO Wag 26.2602 VISIT OUR WESSITE vArrebearsteams.com TITROUOm Neernew 29.2002 ACCOVC PIER I TAXPAYER µMeg Fax Ayala* LAST STAMM., WOW 25. 2002 FINANCIAL TRUST CO INC =JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE 83 ST THOMAS VI 00802 0 -n C rn Premise or Third Party Repurchase Agreements with Bear.Steamsand Co. Inc. outstanding as of date of statement PUROa3V RIPUROUSV PlOORCE nal PRONE REPO ACCRUED START DOE DO DATE PAPP:IPA PATE MT AlCoV7 11/29/02 OPEN 3.570.000 1.000 297 3.514.297.83 TOTAL REPURCHASETRANSACTIONS $297 S3.574.297.83 Mw Ronal OW r Toe *tea Kean a AO Wait I' bey OW NORA et N ern End of Staterren 6STZS£00 IN9 ANGS _ ()no npoT see TRAyro u 9A-ArAo CA c.c.s 9. InCo Nobel Se bee,00 b ebb b ORA Simon Y (03-63.1(8.9 cv a la Clic S. awe.. 33.E.). Sew). Coo. Ore liteutth Cote- bum Bents. NY .(20. 9651 Si Mc venom, Os lArr010131MORS arty. XISra EMerifed 31 Onvnett 13.5 amen sheilb be Mood To TRY Matt 5.84 tome ROTA), weetan Worrrata, 077 11000L1700 00) 9618 I SiitZZOO-V.L.43 EFTA01321674  av TODX7H ITS *C.SY 01040 ILJOSOWN• be. Stews ballet Cep. Cno MICOIOCh COCOS NaO &weft Mow Yttt 11201.1059 (212)272.1000 FRANCA:. TRUST CO INC z m STATEMENT BACKER IS PRINTED ON THIS PAGE ci m z H r 09TZSEOCIND- ANGS 027 1100717.17070 001 VMS tr 8 I..) h.) 00 00 If IJ EFTA01321675  =AND TN OUCH ITS ImeDur Owe SUITSNARY OFFICE SERVICING YOUR ACCOUNT Bear, Steams & Co. Inc Rem Seems Sweets Cap BEAR 3B3 Madsen Avenue Now York, New York 10179 0'e IAteceech Cele WA bia* Mn Tot 1.2014869 STEARNS (212) 272.2000 EMI 272.1000 FINANCIAL TRUST CO INC ACCOUNT EXECUTIVE GNMAGOVT BOND STATEMENT PERO° September 25.2002 VISIT OUR MIME wwwbearstearns.com TeltOUSI4 eamei 25.2002 ACCCWT WISER TAAPAyER /OUSE, Na MAIN. LAST rumen September 27.2002 FINANCIAL TRUST CO INC CJO JEFFREY EPSTEIN 6100 RED HOOK QUARTER T4iNaGUNO0 SUITE 83 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear, Steamsand Co.Inc.outstanding as of date of statement PURCHASE/ NPURCIIA34/ PURCWM PM/ NOG Mn ACCRUED START DATE DID DAN PRNOPM RATE INTERESP NET MOST 08/3002 OPEN 9.400.000 1.430 22.040 9,422,040.39 10/07/02 OPEN 1.000.000 1.430 832 1.000.832.50 10/18,02 OPEN 1.001000 1.430 392 1,000,392.22 TOTAL REPURCHASE TRANSACTIONS 923.264 111.423.265.11 a et inbreed dat se eve ensen es sa anew b, are seer state tl ek name. MZSEOCMANCIS End of Statement Nene nee My sne, . a w.esnx a awa a noe.cs elated es dente, is es, Man The Amway le ler ifeenneul OtcoN1 vb. It IS •a ammo antis Ceinft b Curt Swan si eNselsist421. owes b Choi Sera* se See Sven best es itinensett shoe, SE retintl M stir rebrds See terse SOS M. tWC4rt Warmer Cob. Ore Meneth Cerny %WA BedIr. MT IZOI.Nee 027 1026CSIT at 301 I8 IJ IJ OO Lit EFTA01321676  =MED THROUGH 778 ITALY OWNED SUOSOMRY km. Sews STRAW Cop. One Marctech Cow Math ercalts. Nap Tod 11201.380 212 2221000 FINANCIAL TRUSI CO INC 2 a 0 z -n STATEMENT BACKER IS PRINTED ON THIS PAGE C in z -H r Z9IZSECIO IN9 ANGS _ 027 10260212.46 COI U137 tSiitZZOO- V.L.43 EFTA01321677  CLEARED Ten.. rrs vo4CALY 0/0120 SLASSICHARY OFFICE SFS/MOM YOUR ACCOUNT le.r. Sten Sena Co Bear. Steams & Co. Inc. BEAR 383 Madison Ammar New York. New Ycek 10179 due Ana," net In liga Pork 11201.33S9 STEARNS (212) 272-2000 Tna 272.1CCO FINANCIAL TRUST CO INC ACCOUNT EXECIJTNE GNMA GOVT BONO STATEMENT Pain &In 31, 2002 VISIT OUR WEITSITE WASV.b0aISICAMS.CCM TiltOnd Sweeter 27.70)2 AODOINT MASER Important Message TAXPAYM It Melt Confirmation: Unless we hear from you to the conUary, it is LAST VrAltuEUT August 30. 2002 our undo:clam:Nig that any free CTODit balances in your FINANCIAL "TRUST CO INC account are being mantained to facilitate your intention to C/0 JEFFREY EPSTEIN invest such amounts through US. 6100 RED HOOK QUARTER SUITE B3 0 ST THOMAS VI 00802 0 z - C in Premise or Third Party Repurchase Agreements z PURCHASE/ START DATE REPURCHASE/ MO OATS 17.1n/lif PQM PREKTPAL INNA6 RIAIE Rua ACCRUED MUM ITET AMINO 08/30/02 OPEN 9.400.000 1.460 11,551 9.411.551.56 09/18/02 OPEN 1,190.000 1.460 557 1.190.557.32 r TOTAL REPURCHASETRANSACTIONS •AS et de* 412.108 1,10.602.108.88 The VIM POletefte 40 ea NS Is we OfOr .em, el HA .1 \Mina ESIZSE00 IN9 ANGS _ Wee.* 'teen teN <rename 0' PcAttegAcennonixis. neon n Ocoen: 10 n la, TheY n k. ninlot.' pm..., Toy. p AI ne- Ot(I as a Cu Ones CAA/ Sent at E04.34-.225 0, Huro b Can Serouesun Swann &Ann 0.19 Vinert nate Se titan fnue rens See Parse 94t prwrArt eitertethr Con. Cr* *Ann Crur WT Iltetker, NY II X14310 027 0971127 19 39 001 5581,ZZOO-V.L.43 EFTA01321678  CLEARED DIROUGH rn VenDLAY 0W' SAIISDARR OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 3aa. Wan SaAron CaD BEAR 383 Madison Menu* New York. New York 10179 marowt, Caw SART ODA". Kw Ywt 112014.59 STEARNS (212) 272-2CCO alp 272.1000 FINANCIAL TRUST CO INC 2 a+ STATflOths MASCO Aupat 31.2002 THROutoi Seawater 27.2002 *cepa SUS/0ER Tonstik KAMER Ka &Militia Your messages LAST sTATn4CAT Algal 30. 2002 Bear. Steams Securities Cap. Net Capital and Net Capital Requirements: 11W Securities and other assets in your account are the firm's collateral for any margin loan made to you. If the securities and other assets in your account decline in value, so does the value of the collateral At May 31, 2002 and July 31. 2002. the Company's net supporting your loan, and, as a result. the firm can take action, such O capital of approximately $2.5 billion and S2.0 billion was approximately 7% and 6% of aggregate debit items and exceeded the minimum reguletOry net Capital requirement of approximately as issue a margin call and/or sell securities or other assets in any of your accounts held with the member, in order to maintain the required equity in the account It Is important that you fully understand the $679.9 million and $644.8 million by approximately $1.8 billion and risks inyONed in trading Securities on margin. These risks include -n S1.3 bilfion, all respectively. the following: A complete copy of the Bear. Steams Securities Corp. Statement > You can lose mete funds than you deposit in the margin *taunt. C of Financial Condition is available on the web site in you hharciramR torn Alternatively, to request a free printed copy please call -toll free 1.866.299.9331. > The firm can face the sale of securities a other assets In yea account(s). > The firm can sell your securities or other assets without contacting yOu. > You are not entitled to choose which securities or other assets in you account(s) are liquidated or sold to meet a margin call. r > The firm can increase its "house maintenance margin requirements at any time and is not required to provide you advance written notice. > You are not entitled to an extension of time on a margin call. P9IZS£00 IND ANGS _ 017 0.78011513 001 can 9Sittit00- V.L.43 EFTA01321679  CIAMIE0 TiltOLCH as versOuv ovailf StatiOyar OFFICE SERVICING YOUR ACCOUNT e. . Scum Seaton Cm. Beat. Stearns & Co. Inc. BEAR 383 Madison Avenue Now York. New 'tot 10179 Cnelampusch Crew taw 11.0040. R5. Yolk 112014859 STEARNS (212)272.2000 (212) 272.1000 FINANCIAL TRUST CO INC now mato Accal 31. 2002 TNROUGH Septerrber 27.2002 Accani riAMER TAxPAYEA MASER Not Avabble LAST STAniitra August 30.2002 This statement is provided to explain Bear. Steams & Co. Inc.'s Pursuant to SEC Rule 11Acl -6. please note the following: MSC') payment for order flow practices: Bear, Stearns & Co. Inc. will post its quarterly routing statistics at the BSC routes a majority of orders for customer securities transactions following web link: to the primary market for such securities. Orders may also be routed 0 to other market service vendors that assure executions pursuant to complex mathematical formulas at better than the national best bid or httpittrnm.bearsteams.comfbearsteamshndMduafinvestodequititesord erroutingpractices.htm z best offer (NBBO). BSC receives no cash payment or other Customers of Bear. Stearns & Co. Inc. may request information on m consideration for such order routing other than favorable executions or executions of kink orders at no additional charge. any order executed thin the prior six months from the time of the request. Specificaty, you may request the identity of the venue to which the identified ciders were rented for execution. whether the order was directed by you to that venue. and the time of the executions, if ci any. that resulted from such orders. m z STOPi End of Staternen H r S9TZSE00- O1D- ANGS 027 012802.15 SI 001 V616 EFTA01321680  =wen noICV0.4 as VINIXLV °earn SUISCIARY 8—.Sean StarOn Co Cne MeinX.,* Cerny Mari fireesbn Kw Yew 11101.3069 (212)2/2.1000 FOIANCIAL TRUST CO INC 4 en 0 z ii STATEMENT BACKER IS PRINTED ON THIS PAGE C in z -H r 99IZS£00 IN9 ANGS _ 022 0.21402.15:33 001 v636 8SiitZZOO-V.L.43 EFTA01321681  o erns), To/Rowel ITS maw Mee WittWow OFFICE SERVICI% ',OUR ACCOUNT Ow Sten Wards Wed Bey, Steams a Co Inc. BEAR 383 Macfeton Avenue laitingth Coln We Sudo. it. Yen II 201.1639 STEARNS New Yoh. New York 10179 (212) 272-2000 ell/2,20000 FINANCIAL TRUST CO INC ACCOUNT EXECUTIVE GNMA GOVT BOND STATEMENT %MOD My 27. 2002 Mit OUR wEBYTE vnve.bearsteeens.com 'ridded August 30.2002 ACCOura anon