EFTA01321638.pdf

Statements SDNYGM,352123 CONFIDENTIAL EFTA00224815 EFTA01321638  CLLAAe3 TaRCACA. ITS WRY CARLO SLALSOIARY OrriCE SCRmCa4G YOUR ACCOUNT ear. ken' Seaman Cap. Boar. Steams & Co. Inc. On. Maw° >1. Nat BEAR 383 Madison Avenue SecCAAN eta von 11201.3859 Nevi Yak Nowt Yoit 10179 SIMMS FINANCIAL TRUST CO INC ACCOUNT EXECUINE GNMA GOVT BONO summon' Khoo neevernete 29. 2003 VISIT OUR WEBSITE ewerlearsteams.com THROUGH December 31.2003 ACCOUNT MARRA Important Message WPM' IIII lid II TAXPAYER KARMA NM Avaiteele If any information regarding 2003interest. dividends. LAST STAMM,'" NOrber 28.2003 miscelanecus income. gross proceeds a ongmal issue FINANCIAL TRUST CO INC discount is required to be reported to the IRS for the account. a Conscildated Form 1099891 be mailed to you by C/O JEFFREY EPSTEIN February 2.2004o! a 1042Sby March 15.2004. 6100 RED HOOK QUARTER SURE 83 ST THOMAS VI 00802 0 Z T T I Premise or Third Party Repurchase Agreements m with Bear,Steamsand Co.Inc. outstanding asof date of statement PUIOIASE/ REPURCHASE PURCIVSE P1EV PRICING eaKll /COMO SIMI DATE (ADDAX PAIPCIPAt MR 0.9040.1 12/19(03 OPEN 980.000 0.990 384 980.38485 TOTAL REPURCHASE TRANSACTIONS $384 5980.384.65 As el Nine dab la• MON Make* de Th war le an caw when of ha asahhav r _ Paha RA:al ale d • Ste oleos h abut Fauna a we 10 ha Trie cursory efeernhaehl phase is fa tie ale atom al alaX . 0: 0Thet 10 Girl Sinai R 13 Orin Shwas S eat Shorn Shahan .ril• nines nee en yew records. See Si robhal MM Ea be again iefenaben Ctn. Che menace Ca Nam SNOUT NY 112O,43la 027 01/0104.14.54 001 Vele PZIZS£00 IN9 ANGS 9 I 81,Z. ZOO- Vida EFTA01321639  GLEAMS "ROUSH ITS maim 0-c SUSIOARy OFFICE SERVICING YOUR ACCOUNT Isse. Suns Swan Cop Elm Stearns & Co. Inc. Cro hidessech Cs lb. BEAR 383 MatSson Avenue ems*" PCs, Yak 11201-3159 New York. New York 10179 STURNS FINANCIAL TRUST CO INC 2 e visewair PERM Noel= 29,2CO3 110:0014 Onstratm 31.2003 ACCOWIT taw Tonvelt we Not Made Your messages Lyn STAIDADO November 28 2003 As patt of the National Association of Securities Dealers (NASD) Investor Excess SIPC Account Protection Update Education Program. you may obtain information on the WASEfs Pu. Bear. Stearns Securities Cap. MSC". a member of the Securities Investor Disclosure Program by contacting the NASD at telephone number Protection Corporation (SIPC'), provides account protection fa the net equity or via the intemet address which is Winv.naSOr.COm. In addition. a of a customers funds and securities positions. SIPC provides $500,000 of brochure explaining the Public Disclosure Program is available from the NASD primary net equity protection, including $100,000 for claims fa cash CSIPC 0 upon request. Coverage". Visit www.sipc.org for more information about SIPC Coverage. BSSC provides the additional protection ('Excess SIPC') through a commercial insurer. Effective Factory 16, 2004. the commercial insurer for Excess SIPC will change to Customer Asset Protection Company CCAPC01, a licensed New -n York insurance company. Account protection applies when a SIPC member firm fails financially and is unable to meet its obligations to its securities C customers, but does not apply to losses from the rise or fall in the market value of Investments a to SIPC ineligible assets such as options. futures. in foreign exchange transactions. or any investment contracts that are not registered as securities. STOP End o' Statement r On 011)1•04:1131 VMS SZIZSE00- 019- ANGS EFTA01321640  CAMEO 044Ca1.4 ITS WOWS Osta0 SUBSCUJIY Sea Stews Sepals Cap. One 14tigash Cable Nat imps. 1,w.. FINANCIAL TRUST CO INC 0 z ii STATEMENT BACKER IS PRINTED ON THIS PAGE C in z r _ 02? 01/01101:1414 001 flit 9ZIZS£00 INS ANGS 8 I 81,ZZOO- V1,43 EFTA01321641  CLEMIED TOMO. In WHOLLY 00.40 SUISOIAITe Cf110E SERVICING YOUR ACCOUNT Ma. Sewn —S OAT Bear. Steam & Co. Inc. 0•s Mrinetch Cone tan BEAR 383 Ma6son Avenue Itto00" Inn sari II20104SO New York. New York 10179 STERNS FINANCIAL TRUST CO INC ACCOUNT EXECUTIVE CAW GOVT BOND STATEMENT PER DO November I. 2003 VISIT CUR viEsSirr vnws boa'meams.cry 7144CMON NOstatrINN 28.2003 ACCOUNT Mann II TANPAYElt Na4•01 Na AMASS* LAST STATESOlt OCtOter 31. 2CO3 FINANCIAL TRUST CO INC GO JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE B3 0 ST THOMAS VI 00802 0 -n C Premise or Third Party Repurchase Agreements rn with Bear,Steamsand Co.lne.outstanding as of date of statement OURCMASEJ REPLRCHASE/ oURfluss ma i MONO KW ACCRUED MART DATE ENO DATE ORTICON. RUE MEREST' 11(1 sAsSuitt 11/20/03 OPEN 3.989.000 1.070 1.267 3,990,267.62 TOTAL REPURCHASETRANSACTIONS $1.267 S3.990.267.62 M 0 Passel Pa Th• aeon cones eo to ntre0 M ON snot warm 0 Ms asaer. r /Th STOP End of Statemen _ Assam reou o' 67 -.tits o ste0s O 1x.$. rsnatiel as oe.eng to e.“ lar Inertnibut pews* MY.II a nm rtrao as a unicanieft n Clan Sweat a a on. lo Caen Sonnet te tnac Storrs Sscuras Sc lPt encloseIsent00 be rinsed RENON mesas See mane tide IPY kyocaut niuntabat Con. On Ueracn Co tarn. Instess-. NY 117:101M 021 ibt10.3:10 54 COI 1115 LZIZSECIO IND ANGS 6 I SitiZOO- Vida EFTA01321642  CAE/JO) TIROUON iTS NeOLLY OVONE0 SLISMIAler 00I SWIMS SOS•1381 rap- Ore Mena& Greet rot Yea 112014830 FINANCIAL TRUST CO INC 2 ex O -n STATEMENT BACKER IS PRINTED ON THIS PAGE C rn z -H r 021 110.011054 001 VIII SZIZSE00- 019- ANGS EFTA01321643  CLEARFS nsocGn 1.m.cssy 08840 Suesowre OFFICE SERvICING YOUR ACCOUNT Ow. Stirs Swages Gap. Bear. Steams & Co. Inc. Cgs 38833tent Coeur men BEAR 383 Haddon Avenue 'Wier Neff rot 11201.3859 New York. Nes 10179 STEARNS FINANCIAL TRUST CO INC ACCOUNT EXECUTNE GNMA GOVT BONO STArnaki 81:8C0 OcIther 1.2003 • OUR WEISITE wasbearsteams.com 1149.XX01 Omar 31. 2003 ACCOINT NtAMER 11111111 IIII11111 II II II TA00, AvER KAMER Not Awls* in? surnass Septerrter 30.2003 FINANCIAL TRUST CO INC CAD JEFFREY EPSTEIN 6100 RED HOOK QUARTER SUITE B3 ST THOMAS VI 00802 Premise or Third Party Repurchase Agreements with Bear,Steamsand Co.Inc. outstanding asof date of statement P. 4&5f/ REP138,849 PURCHASE ME' KCMG IOKY ACCtik SUM DAR 00D DAM PAMPA,. RAIE WORST KIT AuOLINT 10/20/03 OPEN 1000000 0.700 798 3.000.798.33 TOTAL REPURCHASE TRANSACTIONS $798 $3.000798.33 wa Sr rent On The ens peolliali d net mew. n• caw moon of aN doors* T4iNaGUNO0 End or Statemen • lo' rye IS ce ttonks a we. tel-azed M peLered 178 unwaryN tor intemolent papists o't. a If Pa 11160064 n4 tat dociinell, • C10.4 :row el et rla la Clon Since. at On.. 404.11. Sweet.. TN. gamest SM entAna ke yet records 544 mem sgi lot natal Itorromen rar.. I>e uwvrcn Crew NIA, . ands" 1•.20'..24M. 027 11,0103.15.56 001 vbe MZSEOCMANCIS rn I S IJ IJ so IJ EFTA01321644  veto TbROLCIn rtS ?MOLLY 0))%10 SNISPARY &a Sten Stoats. tap ant Voreadi CPIs WV) &war. Nave Yak 11201.18.59 FINANCIAL TRUST CO INC 2 co 7 0 z -n STATEMENT BACKER IS PRINTED ON THIS PAGE C in z -H r on 11.tty, ss ),1 vefe OETZSEOCIA19- ANGS rn 8 b.) IJ DD IJ Is) EFTA01321645  CLFJAED nearm YoniCALY OANOD IISALSIDIARY OFFICE SERVICING YOLK ACCOUNT Ow. Roams stones CoO Bew. Steams & Co. Inc. ▪ meiromn Cooler Nor BEAR 383 Madison Avenue &Mho 1a Vert 11201-3159 Nes Yoh New Y.,. 10179 STEARNS FINANCIAL TRUST CO INC ACCCUNT EXECUTIVE GINA GOVT BOND ITAMAENT KIM° August 30.2001 VIER OUR WEBUTE www.boarstearns.can newer. Scotemaer 30. 2003 ACCOUNT MANNAR Important Message 11111111IIIIIIIIIII ROM YAAPAYCA Raw Not Made Bear Stearns is pleased to announce our ccnverson to a LOT STATWINT Atgutt 29.2003 calendar montlyend statement. Effective the month, your FINANCIAL TRUST CO INC account statement reflects all aunty. and account C/O JEFFREY EPSTEIN valuation up to and include-my the last Cosiness day of the month. 6100 RED HOOK QUARTER SUITE 83 ST THOMAS Vi 00802 -n C Premise or Third Party Repurchase Agreements in with Bear,Steamsand Co.Inc. outstanding asof date of statement PURCHASE/ RMURCHAW P.P0o SE alba/ POCK. WV ACCRUED START Calt MO CAM PRIVCOAL RAI MEREST. PC ISOM 09/29103 OPEN 4.396.000 0.660 189 4,396,169.73 TOTAL REPURCHASE TRANSACTIONS $169 $4.396.169.73 As el sloona alot TN eta, teams a ICA WOW I. WV 0149 vent el no solonet r P* remt on T -.meet a ZAKM 0, 3.00.. rairuM m CANA-AA to r.& gk *nary Macmoom Cowan coy. n n no mrawo ea *mom II C:Mt TAAA444 to AA* in CAM SAWA. at •••• Simms Serail. r YAMS HA/4 be maim, for yw' rem". See note Me fee Fp:MI Merman?. Co, Cr* Veoloal Caw NAT 4O:Mr. NY tiX14/40 02/ I ow O&1352 col \Ill 3 TETZSEOCIN9- ANGS rn 8 IJ ,..) IJ EFTA01321646  cLucto moue' ITS NICKLY 01014E0 ISUBSOaltf Offla SERVICING YOUR ACCOXI ▪ SugenS Sambas Cs. Bear. Steams 8 Co. Irc. One Iltatakh Caller NN BEAR 383 Madsen Avenue ca, 112014550 New York New 'fork 10179 STEARNS FINANCIAL. TRUST CO INC 2 = STA.110.0.T PEAKO Augst 30.2003 not003.4 Septet-Me 30.2003 A0:04.41 VWBLN TAx0.021I ,0-‘00e Not Avail** Your messages tar STATDIVer ky-al 29. 2003 INTRODUCING QUARTERLY STATEMENTS Gar Bear, Steams Securities Corp. Net Capital and Net Capital Requirements: Effective October 2003. you will receive account statements on a quarterly At May 31. 2003 and July 31. 2003. the Company's net capital of basis only. Statements will generate at the end of March, June, September approximately $2.4 billion and 53,0 billion was approximately 6% and 7% of and December. The statements will reflect all acti•ity throughout the quarter. aggegate debit items and exceeded the minimum regulatory net capital 0 Since the Last statement date. requirement of approximately 4799.5 milion and $904.4 million by approximately 41.6 billion and S2.1 billion. all respectively. z Your next statement will be December 2003 and will reflect an activity from October. November and December. A complete copy of the Bear. Steams Securities Corp. Statement of Financial m Condition is available on the web site YAM ativety, to Please contact your account executive with any questions. request a free printed copy please call - tea fr ci m z H r 021 1001/03:1152 CO1 Y/113 ZETZSE00- IND- ANGS I b.) 00 00 EFTA01321647  TAIND TNINTUOI Waxy OveiG0 SUITSOMAY once SCRviCiNG YOUR ACCOUNT Bear. Stearns & Co. Inc. Ow Stumm kc EC. Or. ThYrolech Coln I BEAR 383 Madison Avenue teed." PUTT at 20 SOSO New 'NA New NOTk 10179 STEARNS FINANCIAL TRUST CO INC 3 te s STAT.:NPR EWES AVM 30.2003 Tneouroi Septeete 30. 2003 40201.24T MUMMA TAXPAKA MAMMA Not Wadable Lem STATEMENT MSS 20.2003 lir Securities and other assets in your account are the firm's collateral for any This statement is provided to explain Bear. Stearns & Co. Inc.'s (MSC) margin loan made to you. If the securities and other assets in your account payment for order flow practices. decline in value, so does the value of the collateral supporting your loan, and. BSC routes a majority of orders for customer securities transactions to the as a result, the frm can take action, such as issue a margin cal and/or sell primary market for such securities. Orders may also be routed to other market 0 securities or other assets in any of your accounts held with the member. in service vendors that assure executions pursuant to complex mathematical order to maintain the required equity in the account. It is important that you formulas at better than the national best bid or best offer (N860). BSC fully understand the risks involved in trading securities on margin. These risks receives no cash payment or other consideration for such ceder routing other include the following: than favorable executions or executions of limit orders at no additional charge. -n You can lose more funds than you deposit in the margin account. C The firm can force the sale of securities or other assets in you in account(S). z The firm can sell you securities or other assets without contacting you. • You are not entitled to choose which securities or other assets in your account(s) are liquidated or sold to meet a margin call. • The frm can increase its "house maintenance margin requirements at r any time and is not required to provide you advance mitten notice. • You are not entitled to an extension of time on a margin call. '001031x33 OM vti3 EEIZSEOCIN9- ANGS to I8 b.) b.) so 00 b.) EFTA01321648  arA88O 119111:041.1118 vmexty On'143) 81.08/31C1Mtv °Fritz SERVICING YOUR ACCOUNT Sear. 5telmS Searcies Cap. Bear. Steams & Co. Inc. nY IheIrtar.1‘ Gni Math BUR 383 Madison Avenue von 11301.3859 k 10179 STDNRNS allar FINANCIAL TRUST CO INC $IAITUEWT PV1100 Awls, 30. 2003 Thota,0011 Septertter 30.2003 Aceouinumeei TAJOAVER WILIER Na Arailitl* LAST 'TAMEST &gust 29. 2003 OW' Pursuant to SEC Rule 11Acl -6. please note the following: Bear, Steams & Co. Inc. will post Its quarterly routing statistics at the following web lkik: httuflwwwbearstearns.conV. Click on Incrwitlual Investor. Click on Equities, Click on Order Routing Practices. z Customers of Bear. Steams & Co. Inc. may request information on any order executed within the prior six months from the time of the request. Specifically. m you may request the identity of the venue to Mach the identified orders were routed for execution. whether the order was directed by you to that venue. and ci the time of the executions. if any, that resulted from such orders. m z STOPI End or Statement H r 017 7001.31.13'53 001 v113 VETZSEOCINDANGS rn 8 IJ IJ 0- 00 IJ EFTA01321649  CLEARED THROW, ITS wiaLY dos° summon* &r. Sian Soculia Corp.