EFTA01455952.pdf

I e an 2BOct 2014 SOUTHERN FINAN Page 2 Of 2 Request 182298 h. As of 28 Oct 14 Deulths Bat AO SOUTHERN FINANCIAL, LLC OS • Oplbss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364435, SOUTHERN ExEurcepl 21-Nov.2013 20.flov.2014 25-tlov-2014 (LOCO DOD CO; USD 101,000.000 FY SHCAT EUROPEAN CALL 1010000 :64 168 4.91 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBarOneT 21-Nov-2013 20-Nov-2014 25-Nov.2014 (21.OOO.00) USD 0 JPY LONG EUROPEAN 0.0000 69.44 710423461 FINANCIAL. LLC oichOpt 366364436/ SOUTHERN FXOne8arOneT 21-Nov-2013 20.flov2014 25-Nov-2014 (21,MO DOI USD 0 JPY LONG EUROPEAN 0.000D 36.06 710423463 FINANCIAL. LC ouchOpt 366364436/ SOUTHERN EXOnef3a0neT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.000 061 USD 0 JPY LONG EtPCPEAN 0.0000 18.68 710423465 FINANCK.U.0 ouchOpt 418822243/ SOUTHERN FoEuroOpt 12-Aug-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (462.000.003 00) C1+1 SHORT ELFCPEAN PUT 6.1600 011.530 :6) fr 8344623% FINANCIAL. LLC Subtotal: (376.174 al", Baal: (376,174.86) Statement ID: 18229829141028_201410291 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114985 CONFIDENTIAL SDNY_GM_00261169 EFTA01455952