EFTA01480634.pdf

Client Hierarchy Assignments GRAY SHADED AREA CONTAINS SPN/CAS ID ASSIGNMENT INFORMATION Banker SID Banker BAC: 8634--CHBG FNEN: 01 Does the DDR have Multiple No Entities? Client Hierarchy and Additional Entity Assignment: Name Tax ID # Existing Linking to CAS Id DM Id HBRK ASSOCIATES INC. . 9710670 708 Linked to DM Name SPN No CAS ID JEFFREY E EPSTEIN 8973947 0220795242 Contact Information for each entity named within the Client Hierarchy Table: Associated Entity Date of Birth Goverment issued Tax ID rr Citizenship I.D Obtained HBRK ASSOCIATES INC. • . Do any of the above entities require a joint SPN? No Select Yes, if multiple entities will share the same account (OMNI, CASII or Olympic) Does the DDR have Multiple Owners? No This area is used to document individuals who DO NOT require a new CAS or SPN, but have authority over the entity or rame entities for which this DDR was created. Individuals documented within the above client hierarchy area do not need to be epeated in this section Goverment issued I.D Obtained Tax ID # Date of Birth Attention Address Line 1 Address Line 2 City State Zip Province Country Citizenship Approval Information Public/High Profile Figure No High Risk Jurisdiction No High Risk Business No Is this a Foreign Bank? No "Foreign Bank' as defined in the USA PATRIOT Act. Banker: Paul V Morris/JPMCHASE LE/OU: 102/29338 Senior Manager: Marcus Sheridan/JPMCHASE Annual / Periodic Review Information Annual/Periodic Review 36 months Due in: Confidential Treatment Requested by JPM-SDNY-00002839 JPMorgan Chase CONFIDENTIAL SDNY_GM_00272037 EFTA01480634