EFTA01449596.pdf

SOUTHERN FINANCIAL LLC ACCT. For the Period 8/1/13 to 8/31/13 Portfolio Activity Detail - Japanese Yen INFLOWS & OUTFLOWS Type Amount USD Currency Settle Date Selection Method Description Quantity Local Value Gain Loss USD Foreign Exchange - Inflows 8'28 FX Fwd Contract SETTLE FORWARD CURRENCY CONTRACT BUY JPY SELL (7,500,000.000) 7577.145 49 CAD CONTRAC TRADE 5123/13 740.325,000.00 VAEU 8/28/13 Type Amount USD Currency Settle Date Selection Method Description Quantity Local Value Gain Loss USD Foreign Exchange - Outflows 8/28 FX Fwd Contract SETTLE FORWARD CURRENCY CONTRACT BUY CAD SELL 2,500,000.000 (2,477.099.43) JPY CONTRACT RAT : . 1 0000 TRADE 6/10'13 (242,025,000.00) VALUE 8/28/13 8/28 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY CAD SELL 5,000,000.000 (4,750,819.52) (53.438 20) JPY EXCHANG DEAL 08/23/13 (469,400000.00) VALUE 05/28/1•Milar 8/28 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL 297,447.510 (297,447.51) 1,659.17 JPY EXCHANGE RATE 97 160000000 DEAL 08/27113 (28,900.000.00) VALUE 08/28/13- Total Foreign Exchange - Outflows ($7,625,386.46) ($51,779.03) J. P. Morgan Accounts Page 40 of 48 Consolidated Statement Page 43 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0105049 CONFIDENTIAL SDNY_GM_00251233 EFTA01449596