EFTA00284737.pdf

Account Record Account Name and Address: Customer Information: Account #: XXX-28825-0083 Employment Status: Account Name & Address: Occupation: Financial Advisor JEFFREY EPSTEIN Employer/Nature of Business: J. Epstein Co. CIO FINANCIAL TRUST COMPANY Associated with or Employed by Member Firm: ATTN JEANNE BRENAN Associated with or Employed by JPMC: No C/O FINANCIAL TRUST COMPANY DOB: 01/20/1953 6100 RED HOOK QUATER 6-3 U.S. Federal Tax Rate: >=35% ST THOMAS VI 00802-1348 Marital Status: Single SSN/Tax ID: On File Home Phone: gliktOmer Information: Business Phone: Fax: First Name: JEFFREY E-mail Address: Middle Name: Citizenship: Last Name: EPSTEIN Annual Income: $400,000 - $499,999 Street: 6100 RED HOOK QUATER B-3 Net Worth: $5,000,000 - $7,499,999 Apt./Suite: Liquid Net Worth: $15,000,000 - $19,999,999 City: ST THOMAS State: VI Zip: 00802-1348 Country: United States Financial Information and Experience: Account Profile: Annual Income: $400,000 - $499,999 Account Type: INDIVIDUAL Net Worth: $5,000,000 - $7,499,999 Primary Investment Objective: Trading Profits Liquid Net Worth: $15,000,000 - $19,999,999 Secondary Investment Objective: Income Other Investments: Declined to Respond Risk Tolerance: Aggressive Investment Experience (in years): Primary Liquidity Needs: Medium Term Stocks: >10 Secondary Liquidity Needs: None Options: >10 Investment Time Horizon (in years): > 10 Mutual Funds: >10 Fixed Income: >10 CD's: >10 Margin: >10 Alternative Investments: >10 Structured Products: >10 Futures/Commodities: >10 Client Signature: Date: Client Signature: Date: L 70 POD12038 Page 3 of 4 000605 • 2 of 2 NSP0PODL.21 000000 EFTA00284737  Morgan Securities 000695 1 ol 2 NSP0PODLSI 000000 JEFFREY EPSTEIN July 4, 2012 CIO FINANCIAL TRUST COMPANY ATTN JEANNE BRENAN C/O FINANCIAL TRUST COMPANY 6100 RED HOOK QUATER B-3 RECEIVED ST THOMAS VI 00802-1348 (1 21119 Important information about your Morgan Securities Account We have recently updated your account profile and are required by the Securities and Exchange Commission to provide clients with a written confirmation of their personal and account information on file with the firm. Enclosed is the information we have on file for your account. Please review it carefully. If the information is accurate, no further action is necessary. If changes are needed, please make the necessary corrections directly on the profile page, sign (all account holders must sign) and return to the address below: •. Morgan Securities LLC Attn: Michael Ferguson 277 Park Avenue, Floor 3 New York, NY 10172 If you have any questions, please contact me at (212) 272-4429. Sincerely, Michael G. Ferguson Executive Director Regional Supervisory Manager L 70 POO12038 Page I of 4 EFTA00284738