EFTA01358801.pdf

KYC Print Page 12 of 21 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary 3A. Individual Details (for all parties) Individual's Name: Thomas Gengler - Date of Birth: 9/14/1952 Country of Residence: USA Country of Citizenship: USA Address of primary 18 Wadsworth Road Glen Rock N) 07452 United States residence: Profession/Occupation: Tax Director at GoldenTree Asset Managem Tax ID / SSN: Current Employer: GoklenTree Asset Management Position/Title/Rank: Tax Director Address of employer: 300 Park Avenue, 25th Floor New York NY United States 10022 Is the individual a Politically Exposed Person (PEP)?(if Ye4 describe) OYes RI No To the best of your knowledge, is the individual related to an employee of the O Family O Friendship None DB grisup?(ifFamily or Fnencrsh4 describe) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral O Yes R No source, supplier of goods or services)?(if Yesdesaitie) If applicable, indicate which bank officers have met Indicate where and when the client meeting(s) took place: the person: Client Oient Place Bank Officer Name(s) Bank Office: Private of Business: Other Location (specify): Date: Domicile: -1 El O J O J d El O EJ Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth desaiption as indicated in Section 2) Nature of the Individual's Business: Summarize Source of Wealth: ....J Business Owner O Salary/Earnings EllInvestment O Inheritance/Gifts -1 Other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did senior accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Estimated Annual Income Estimated amount of investable assets(;): (S): Estimated Net WOrth($): Amount of assets planned to invest with PWM(;): Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: https://dbforcepb.my.salesforce.com/servlet/sennet.Integration?lid=01N30000000D9Di... 5/18/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046744 CONFIDENTIAL SDNY_GM_00192928 EFTA01358801