EFTA01361726.pdf

From: Urvashi Lavania on behalf of PWM 815-Research Sent: 10/8/2013 9:59:35 AM To: Amanda Kirby CC: PWMUS AMLKYC Subject: rdc alert Attachments: per alert.pdf; per alert_1.pdf Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. See attached file: per alert .pdf) (See attached file: per al e rt_l Regards urvashi CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050952 CONFIDENTIAL SDNY_GM_00197136 EFTA01361726